Current Report — Form 8-K Filing Table of Contents
Document/ExhibitDescriptionPagesSize 1: 8-K Current Report HTML 31K
2: EX-99.1 Miscellaneous Exhibit HTML 448K
3: EX-99.2 Miscellaneous Exhibit HTML 111K
10: R1 Document and Entity Information HTML 51K
12: XML IDEA XML File -- Filing Summary XML 13K
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11: EXCEL IDEA Workbook of Financial Reports XLSX 6K
5: EX-101.CAL XBRL Calculations -- sivb-20210121_cal XML 7K
6: EX-101.DEF XBRL Definitions -- sivb-20210121_def XML 41K
7: EX-101.LAB XBRL Labels -- sivb-20210121_lab XML 83K
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4: EX-101.SCH XBRL Schema -- sivb-20210121 XSD 12K
13: JSON XBRL Instance as JSON Data -- MetaLinks 14± 21K
14: ZIP XBRL Zipped Folder -- 0000719739-21-000004-xbrl Zip 109K
(Address of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (i408) i654-7400
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General Instruction A.2. below):
i☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i☐
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.142-12)
i☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company i☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
Title
of Each Class
Trading Symbol
Name of Exchange on Which Registered
iCommon Stock, par value $0.001 per share
iSIVB
iThe
Nasdaq Stock Market LLC
iDepositary shares, each representing a 1/40th interest in a share of 5.250% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series A
iSIVBP
iThe
Nasdaq Stock Market LLC
Item 2.02.
Results of Operations and Financial Condition.
On January 21, 2021, SVB Financial Group (the “Company”) announced its financial results for the fourth quarter and full year ended December 31, 2020. A copy of the release and a fourth quarter CEO letter and earnings slides are attached hereto as Exhibit 99.1 and Exhibit 99.2, respectively,
and are incorporated herein by reference. The information in this report shall not be treated as “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933 or the Securities Act of 1934, except as expressly stated by specific reference in such filing.
Item 8.01.
Other Events.
On January 21, 2021, the
Company’s Board of Directors declared a quarterly cash dividend of $13.125 per share on the Company’s 5.250% fixed-rate non-cumulative perpetual Series A Preferred Stock, liquidation amount $1,000 per share, which are represented by depositary shares (NASDAQ: SIVBP), each representing a 1/40th interest in a share of preferred stock. Holders of depositary shares will receive $0.328125 per depositary share. The dividend is payable on February 16, 2021 to holders of record at the close of business on February 2, 2021.
Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
