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PNC Financial Services Group, Inc. – ‘8-K’ for 11/29/22

On:  Friday, 12/2/22, at 4:54pm ET   ·   For:  11/29/22   ·   Accession #:  713676-22-96   ·   File #:  1-09718

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  As Of               Filer                 Filing    For·On·As Docs:Size

12/02/22  PNC Fin’l Services Group, Inc.    8-K:8,9    11/29/22   14:13M

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     40K 
 2: EX-1.1      Underwriting Agreement or Conflict Minerals Report  HTML    102K 
 3: EX-4.3      Instrument Defining the Rights of Security Holders  HTML     45K 
 4: EX-5.1      Opinion of Counsel re: Legality                     HTML      8K 
 9: R1          Cover Page                                          HTML     46K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
10: XML         XBRL Instance -- pnc-20221129_htm                    XML     22K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 6: EX-101.DEF  XBRL Definitions -- pnc-20221129_def                 XML     45K 
 7: EX-101.LAB  XBRL Labels -- pnc-20221129_lab                      XML     92K 
 8: EX-101.PRE  XBRL Presentations -- pnc-20221129_pre               XML     45K 
 5: EX-101.SCH  XBRL Schema -- pnc-20221129                          XSD     13K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    21K 
14: ZIP         XBRL Zipped Folder -- 0000713676-22-000096-xbrl      Zip     71K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
  pnc-20221129  
 i 0000713676 i false00007136762022-11-292022-11-29

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM  i 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 i November 29, 2022
Date of Report (Date of earliest event reported)
THE  i PNC FINANCIAL SERVICES GROUP, INC.
(Exact name of registrant as specified in its charter)
Commission File Number  i 001-09718
 i Pennsylvania i 25-1435979
(State or other jurisdiction of(I.R.S. Employer
incorporation)Identification No.)
The Tower at PNC Plaza
 i 300 Fifth Avenue
 i Pittsburgh,  i Pennsylvania  i 15222-2401
(Address of principal executive offices, including zip code)
( i 888)  i 762-2265
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 i 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to 12(b) of the Act:
Title of Each ClassTrading Symbol(s)
 Name of Each Exchange
    on Which Registered    
 i Common Stock, par value $5.00 i PNC i New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company   i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange






Item 8.01 Other Events.

On December 2, 2022, The PNC Financial Services Group, Inc. (the “Corporation”) completed the public offer and sale of $1,000,000,000 aggregate principal amount of its 5.354% Fixed Rate/Floating Rate Senior Notes due December 2, 2028 (the “Notes”). The Notes were sold pursuant to an Underwriting Agreement dated November 29, 2022 (the Underwriting Agreement) entered into by the Corporation, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and PNC Capital Markets LLC. The Underwriting Agreement is attached to this Current Report on Form 8-K as Exhibit 1.1 and is incorporated into this Item 8.01 by reference.
The Notes were issued under an Indenture, dated as of September 6, 2012 (the “Base Indenture), as amended and supplemented by a First Supplemental Indenture, dated as of April 23, 2021 (the “Supplemental Indenture and together with the Base Indenture, the Indenture), between the Corporation and The Bank of New York Mellon, as trustee.

The underwritten offering described in this Current Report on Form 8-K is more fully described in the prospectus supplement, dated November 29, 2022, and filed with the Securities and Exchange Commission (the “Commission”) on November 30, 2022, to the accompanying prospectus filed with the Commission on December 13, 2021, as part of the Company’s Registration Statement on Form S-3ASR (File No. 333-261622) (the “Registration Statement”). The above description of the Underwriting Agreement and the Indenture is qualified in its entirety by reference to the full text of such agreements. Copies of the Underwriting Agreement, the Base Indenture, the Supplemental Indenture and the Form of Note are filed or incorporated by reference as Exhibits 1.1, 4.1, 4.2 and 4.3, respectively.

A copy of the legality opinion delivered by Alicia G. Powell, counsel to the Corporation in connection with the issuance of the Notes, is attached hereto as Exhibit 5.1.

This Current Report on Form 8-K is being filed for the purpose of filing the attached documents in connection with the issuance of the Notes as exhibits to the Registration Statement and such exhibits are hereby incorporated by reference into the Registration Statement.


Item 9.01 Financial Statements and Exhibits.

(d)    Exhibits.
NumberDescriptionMethod of Filing
1.1
4.1Incorporated herein by reference to Exhibit 4.19 of Form S-3 filed on January 15, 2010, as amended by Post-Effective Amendment No. 1 filed on September 6, 2012
4.2Incorporated herein by reference to Exhibit 4.2 of Form 8-K filed on April 23, 2021
4.3Filed herewith
5.1Filed herewith
23.1Filed herewith
104The cover page of this Current Report on Form 8-K, formatted as an inline XBRL.




















SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
THE PNC FINANCIAL SERVICES GROUP, INC.
(Registrant)
Date:December 2, 2022By:/s/ Gregory H. Kozich
Gregory H. Kozich
Senior Vice President and Controller
 
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Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
12/2/28
Filed on:12/2/22
11/30/22424B2
For Period end:11/29/22424B5,  FWP
12/13/218-K,  S-3ASR
4/23/218-K
9/6/12CORRESP,  POSASR
1/15/108-K,  S-3ASR
 List all Filings 


6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/03/23  PNC Fin’l Services Group, Inc.    424B2                  2:832K                                   Workiva Inc Wde… FA01/FA
 2/02/23  PNC Fin’l Services Group, Inc.    424B5                  1:814K                                   Workiva Inc Wde… FA01/FA
 1/20/23  PNC Fin’l Services Group, Inc.    424B2                  2:802K                                   Workiva Inc Wde… FA01/FA
 1/20/23  PNC Fin’l Services Group, Inc.    424B2                  2:781K                                   Workiva Inc Wde… FA01/FA
 1/19/23  PNC Fin’l Services Group, Inc.    424B5                  1:787K                                   Workiva Inc Wde… FA01/FA
 1/19/23  PNC Fin’l Services Group, Inc.    424B5                  1:767K                                   Workiva Inc Wde… FA01/FA


2 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/23/21  PNC Fin’l Services Group, Inc.    8-K:8,9     4/20/21   16:16M
 9/06/12  PNC Fin’l Services Group, Inc.    POSASR      9/06/12    8:1.1M                                   Donnelley … Solutions/FA
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