SEC Info - Aspentech Corp. - ‘8-K’ for 4/28/21

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Aspentech Corp. – ‘8-K’ for 4/28/21

On: Wednesday, 4/28/21, at 4:25pm ET · For: 4/28/21 · Accession #: 929940-21-42 · File #: 1-34630

  As Of               Filer                 Filing    For·On·As Docs:Size

 4/28/21  Aspen Technology Inc./DE          8-K:2,9     4/28/21   13:534K

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     27K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    113K 
 9: R1          Cover Page                                          HTML     46K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
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10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
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13: ZIP         XBRL Zipped Folder -- 0000929940-21-000042-xbrl      Zip     28K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

azpn-20210428

i 0000929940 i false00009299402021-04-282021-04-28

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

______________________

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i April 28, 2021

i ASPEN TECHNOLOGY, INC.

(Exact name of registrant as specified in its charter)

i Delaware

i 001-34630

i 04-2739697

(State or other jurisdiction
of incorporation)

(Commission
File Number)

(IRS Employer
Identification No.)

i 20 Crosby Drive,

i Bedford,

i MA

i 01730

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code: ( i 781) i 221-6400

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

Trading Symbol

Name of Each Exchange on Which Registered

i Common stock, $0.10 par value per share

i AZPN

i NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company □

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ☐


Item 2.02.			Events Results of Operations and Financial Condition.

On April 28, 2021, we issued a press release announcing financial results for the third quarter of fiscal year 2021, ended March 31, 2021. The full text of the press release issued in connection with this announcement is attached as Exhibit 99.1 to this Current Report on Form 8-K.

The information in this Item 2.02, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934 except as expressly set forth by specific reference in such a filing.


Item 9.01			Financial Statements and Exhibits.

(d) Exhibits.


Exhibit No.						Description

99.1						Press release issued by Aspen Technology, Inc. on April 28, 2021

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	ASPEN TECHNOLOGY, INC.


Date: April 28, 2021	By:	/s/ *Chantelle Breithaupt*
		Chantelle Breithaupt
		Senior Vice President and Chief Financial Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	4/28/21	10-Q
	3/31/21	10-Q, 4
		List all Filings

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Filing Submission 0000929940-21-000042 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)