SEC Info - Aspen Technology Inc./DE - ‘8-K’ for 1/29/21

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Aspen Technology Inc./DE – ‘8-K’ for 1/29/21

On: Monday, 2/1/21, at 4:30pm ET · For: 1/29/21 · Accession #: 929940-21-14 · File #: 1-34630

  As Of               Filer                 Filing    For·On·As Docs:Size

 2/01/21  Aspen Technology Inc./DE          8-K:5       1/29/21   12:180K

Current Report — Form 8-K
Filing Table of Contents

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‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

azpn-20210129

i 0000929940 i false00009299402021-01-292021-01-29

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

______________________

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i January 29, 2021

i ASPEN TECHNOLOGY, INC.

(Exact name of registrant as specified in its charter)

i Delaware

i 001-34630

i 04-2739697

(State or other jurisdiction
of incorporation)

(Commission
File Number)

(IRS Employer
Identification No.)

i 20 Crosby Drive,

i Bedford,

i MA

i 01730

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code: ( i 781) i 221-6400

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

Trading Symbol

Name of Each Exchange on Which Registered

i Common stock, $0.10 par value per share

i AZPN

i NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company □

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ☐


Item 5.07.			Submission of Matters to a Vote of Security Holders.

At our Annual Meeting of Stockholders on January 29, 2021, three proposals were presented to stockholders:

1.Election of three Class III directors to serve until the 2023 Annual Meeting of Stockholders;

2.Ratification of appointment of KPMG LLP as our independent registered public accounting firm; and

3.Approval, on an advisory basis, of the compensation of our named executive officers as identified in the proxy statement for the annual meeting.

The votes with respect to the proposals are set forth below.

1. Election of three Class III directors to serve until the 2023 Annual Meeting of Stockholders.


Nominee	For	Withheld	Broker Non-Votes
Thomas M. Bradicich	60,394,697	1,580,608	1,669,834
Adriana Karaboutis	59,820,384	2,154,921	1,669,834
Georgia Keresty	60,435,290	1,540,015	1,669,834

2. Ratification of appointment of KPMG LLP as our independent registered public accounting firm.


For	Against	Abstain	Broker Non-Votes
63,360,668	278,208	6,263	—

3. Approval, on an advisory basis, of the compensation of our named executive officers as identified in the proxy statement for the annual meeting.


For	Against	Abstain	Broker Non-Votes
56,585,191	5,374,065	16,049	1,669,834

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	ASPEN TECHNOLOGY, INC.


Date: February 1, 2021	By:	/s/ *Frederic G. Hammond*
		Frederic G. Hammond
		Senior Vice President, General Counsel and Secretary

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on:	2/1/21
For Period end:	1/29/21	4, DEF 14A, SC 13G/A
		List all Filings

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Filing Submission 0000929940-21-000014 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)