SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 57)*
Icahn Enterprises L.P.
(Name of Issuer)
Depositary Units Representing Limited Partner Interests
(Title of Class of Securities)
(CUSIP Number)
Jesse Lynn, Esq.
Icahn Associates LLC
16690 Collins Avenue, Suite PH-1
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
(Date of Event which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because Section 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box / /.
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for
other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act
of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D
1.
NAME OF REPORTING PERSON
CCI Onshore LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
Not applicable.
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / /
|
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
47,735,734
0
47,735,734
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
47,735,734
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.5%
14
TYPE OF REPORTING PERSON
OO
SCHEDULE 13D
1
NAME OF REPORTING PERSON
Gascon Partners
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
Not applicable.
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
6
CITIZENSHIP OR PLACE OF ORGANIZATION
New York
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
28,112,579
0
28,112,579
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,112,579
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.6%
14
TYPE OF REPORTING PERSON
PN
SCHEDULE 13D
1
NAME OF REPORTING PERSON
High Coast Limited Partnership
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
Not applicable.
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
98,636,088
47,735,734
98,636,088
10
SHARED DISPOSITIVE POWER
47,735,734
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
146,371,822
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
65.8%
14
TYPE OF REPORTING PERSON
PN
SCHEDULE 13D
1
NAME OF REPORTING PERSON
Highcrest Investors LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
Not applicable.
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
22,944,611
0
22,944,611
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
22,944,611
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
10.3%
14
TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
1
NAME OF REPORTING PERSON
Thornwood Associates Limited Partnership
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
Not applicable.
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7,634,316
0
7,634,316
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,634,316
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.4%
14
TYPE OF REPORTING PERSON
PN
SCHEDULE 13D
1
NAME OF REPORTING PERSON
Barberry Corp.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
Not applicable.
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
0
7,634,316
0
10
SHARED DISPOSITIVE POWER
7,634,316
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,634,316
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.4%
14
TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
1
NAME OF REPORTING PERSON
Starfire Holding Corporation
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
Not applicable.
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
0
22,944,611
0
10
SHARED DISPOSITIVE POWER
22,944,611
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
22,944,611
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
10.3%
14
TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
1
NAME OF REPORTING PERSON
Little Meadow Corp.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
Not applicable.
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
0
174,484,401
0
10
SHARED DISPOSITIVE POWER
174,484,401
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
174,484,401
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
78.5%
14
TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
1
NAME OF REPORTING PERSON
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
Not applicable.
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
0
205,063,328
0
10
SHARED DISPOSITIVE POWER
205,063,328
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
205,063,328
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
92.2%
14
TYPE OF REPORTING PERSON
IN
SCHEDULE 13D
The Schedule 13D filed with the U.S. Securities and Exchange Commission ("SEC") on September 24, 1990, as previously amended (the “Initial 13D”), is hereby
further amended to furnish the additional information set forth in this Amendment No. 57 to the Initial 13D. All capitalized terms contained herein but not otherwise defined shall have the meanings ascribed to such terms in the Initial 13D.
Item 5. Interest in Securities of the Issuer
Items 5(a), 5(b) and 5(c) of the Initial 13D are hereby amended and restated as follows:
(a) The Reporting Persons may be deemed to beneficially own, in the aggregate, 205,063,328 Depositary Units, representing approximately 92.2% of the
Issuer's outstanding Depositary Units (based upon: (i) the 214,309,142 Depositary Units stated to be outstanding as of
May 7, 2020 by the Issuer in the Issuer's Form 10-Q filing filed with the Securities and Exchange Commission on
May 8, 2020; plus
(ii) the 8,013,676 Depositary Units issued to the Reporting Persons by the Issuer on
June 25, 2020 in connection with a regular quarterly distribution of Depositary Units by the Issuer).
(b) CCI Onshore has sole voting power and sole dispositive power with respect to 47,735,734 Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange
Act, each of High Coast, Little Meadow and Mr. Icahn (by virtue of their relationships to CCI Onshore) may be deemed to indirectly beneficially own the Depositary Units which CCI Onshore owns. Each of High Coast, Little Meadow and Mr. Icahn disclaims
beneficial ownership of the Depositary Units for all other purposes.
Gascon has sole voting power and sole dispositive power with respect to 28,112,579 Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act, each
of Little Meadow and Mr. Icahn (by virtue of their relationships to Gascon) may be deemed to indirectly beneficially own the Depositary Units which Gascon owns. Each of Little Meadow and Mr. Icahn disclaims beneficial ownership of the Depositary
Units for all other purposes.
High Coast has sole voting power and sole dispositive power with respect to 98,636,088 Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act,
each of Little Meadow and Mr. Icahn (by virtue of their relationships to High Coast) may be deemed to indirectly beneficially own the Depositary Units which High Coast owns. Each of Little Meadow and Mr. Icahn disclaims beneficial ownership of the
Depositary Units for all other purposes.
Highcrest has sole voting power and sole dispositive power with respect to 22,944,611 Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act,
each of Starfire and Mr. Icahn (by virtue of their relationships to Highcrest) may be deemed to indirectly beneficially own the Depositary Units which Highcrest owns. Each of Starfire and Mr. Icahn disclaims beneficial ownership of the Depositary
Units for all other purposes.
Thornwood has sole voting power and sole dispositive power with respect to 7,634,316 Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act,
each of Barberry and Mr. Icahn (by virtue of their relationships to Thornwood) may be deemed to indirectly beneficially own the Depositary Units which Thornwood owns. Each of Barberry and Mr. Icahn disclaims beneficial ownership of the Depositary
Units for all other purposes.
(c) The following table sets forth all transactions with respect to Depositary Units effected during the past sixty (60) days by any of the Reporting
Persons and not previously reported on Schedule 13D. All such transactions were acquisitions of Depositary Units from the Issuer in connection with a quarterly dividend.
Name of Reporting Person
|
Date of Transaction
|
Amount of Securities
|
|
|
|
CCI Onshore
|
06/25/2020
|
1,865,466
|
|
|
|
Gascon
|
06/25/2020
|
1,098,613
|
|
|
|
High Coast
|
06/25/2020
|
3,854,603
|
|
|
|
Highcrest
|
06/25/2020
|
896,653
|
|
|
|
Thornwood
|
06/25/2020
|
298,341
|
|
|
|
SIGNATURES
After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set
forth in this statement on Schedule 13D concerning the depositary units representing limited partner interests in Icahn Enterprises L.P., a Delaware limited partnership, is true, complete and correct.
CCI ONSHORE LLC
Title: Vice President
GASCON PARTNERS
By: Little Meadow Corp., its managing general partner
Title: Vice President
HIGH COAST LIMITED PARTNERSHIP
By: Little Meadow Corp., its general partner
Title: Vice President
HIGHCREST INVESTORS LLC
Title: Vice President
[Signature Page for Amendment No. 57 to Schedule 13D – Icahn Enterprises L.P.]
BARBERRY CORP.
Title: Vice President
LITTLE MEADOW CORP.
Title: Vice President
STARFIRE HOLDING CORPORATION
Title: Vice President
THORNWOOD ASSOCIATES LIMITED PARTNERSHIP
By: Barberry Corp., its general partner
Title: Vice President
[Signature Page for Amendment No. 57 to Schedule 13D – Icahn Enterprises L.P.]