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Capital One Financial Corp. – ‘8-K’ for 5/17/21

On:  Friday, 5/14/21, at 6:19pm ET   ·   As of:  5/17/21   ·   For:  5/17/21   ·   Accession #:  927628-21-211   ·   File #:  1-13300

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  As Of               Filer                 Filing    For·On·As Docs:Size

 5/17/21  Capital One Financial Corp.       8-K:7,9     5/17/21   12:319K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     37K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     16K 
 8: R1          Cover                                               HTML     69K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- cof-20210517_htm                    XML     51K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      7K 
 4: EX-101.DEF  XBRL Definitions -- cof-20210517_def                 XML     51K 
 5: EX-101.LAB  XBRL Labels -- cof-20210517_lab                      XML    115K 
 6: EX-101.PRE  XBRL Presentations -- cof-20210517_pre               XML     51K 
 3: EX-101.SCH  XBRL Schema -- cof-20210517                          XSD     17K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               17±    25K 
12: ZIP         XBRL Zipped Folder -- 0000927628-21-000211-xbrl      Zip     20K 


‘8-K’   —   Current Report


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________
FORM  i 8-K
____________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

 i May 17, 2021
Date of Report (Date of earliest event reported)
____________________________________
 i CAPITAL ONE FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
____________________________________
 i Delaware i 001-13300 i 54-1719854
(State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer Identification No.)
 i 1680 Capital One Drive,
 i McLean, i Virginia  i 22102
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: ( i 703 i 720-1000
(Not applicable)
(Former name or former address, if changed since last report)
____________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 i     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbol(s)Name of Each Exchange on Which Registered
 i Common Stock (par value $.01 per share) i COF
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series G i COF PRG
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series H i COF PRH
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I i COF PRI
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series J i COF PRJ
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K i COF PRK
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L i COF PRL
 i New York Stock Exchange
 i 0.800% Senior Notes Due 2024 i COF24
 i New York Stock Exchange
 i 1.650% Senior Notes Due 2029 i COF29
 i New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company      i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.






Item 7.01    Regulation FD Disclosure.
 
Capital One Financial Corporation (the “Company”) hereby furnishes the information in Exhibit 99.1 hereto, Monthly Charge-Off and Delinquency Metrics - As of and for the month ended April 30, 2021.
 
Note: Information in this report (including the exhibit) furnished pursuant to Item 7.01 shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section. This report will not be deemed an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD. Furthermore, the information provided in Exhibit 99.1 shall not be deemed incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.
 
Item 9.01    Financial Statements and Exhibits.
 
(d) Exhibits
Exhibit No.Description
99.1
104The cover page from this Current Report on Form 8-K, formatted in Inline XBRL

1





SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
CAPITAL ONE FINANCIAL CORPORATION
Date: May 17, 2021By:/s/ TIMOTHY P. GOLDEN
Timothy P. Golden
Controller and Principal Accounting Officer

2

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed as of / For Period end:5/17/214,  8-K
Filed on:5/14/2113F-HR
4/30/214,  424B2
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