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Capital One Financial Corp. – ‘8-K’ for 12/5/22

On:  Monday, 12/5/22, at 4:09pm ET   ·   For:  12/5/22   ·   Accession #:  927628-22-327   ·   File #:  1-13300

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  As Of               Filer                 Filing    For·On·As Docs:Size

12/05/22  Capital One Financial Corp.       8-K:7,9    12/05/22   11:280K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     54K 
 6: R1          Cover                                               HTML     66K 
 9: XML         IDEA XML File -- Filing Summary                      XML     11K 
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 4: EX-101.LAB  XBRL Labels -- cof-20221205_lab                      XML    113K 
 5: EX-101.PRE  XBRL Presentations -- cof-20221205_pre               XML     50K 
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10: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    24K 
11: ZIP         XBRL Zipped Folder -- 0000927628-22-000327-xbrl      Zip     25K 


‘8-K’   —   Current Report


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________
FORM  i 8-K
____________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

 i December 5, 2022
Date of Report (Date of earliest event reported)
____________________________________
 i CAPITAL ONE FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
____________________________________
 i Delaware i 001-13300 i 54-1719854
(State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer Identification No.)
 i 1680 Capital One Drive,
 i McLean, i Virginia  i 22102
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: ( i 703 i 720-1000
(Not applicable)
(Former name or former address, if changed since last report)
____________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 i     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbol(s)Name of Each Exchange on Which Registered
 i Common Stock (par value $.01 per share) i COF
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I i COF PRI
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series J i COF PRJ
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K i COF PRK
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L i COF PRL
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N i COF PRN
 i New York Stock Exchange
 i 0.800% Senior Notes Due 2024 i COF24
 i New York Stock Exchange
 i 1.650% Senior Notes Due 2029 i COF29
 i New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company      i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.






Item 7.01    Regulation FD Disclosure.
Capital One Financial Corporation (the “Company”) will present at the Goldman Sachs U.S. Financial Services Conference in New York on Tuesday, December 6, 2022 at 2:20 p.m. ET. A live audio webcast will be available via the Company’s website (http://www.capitalone.com). Choose “Investors” to access the Investor Center and listen to the presentation. The replay of the presentation will be archived on the Company’s website through at least December 20, 2022.
Note: Information in this report furnished pursuant to Item 7.01 shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly stated by specific reference in such filing. This report will not be deemed an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD.

Item 9.01    Financial Statements and Exhibits.
 
(d) Exhibits
Exhibit No.Description
104The cover page from this Current Report on Form 8-K, formatted in Inline XBRL
1





SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
CAPITAL ONE FINANCIAL CORPORATION
Date: December 5, 2022By:/s/ Matthew W. Cooper
Matthew W. Cooper
General Counsel and Corporate Secretary

2

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
12/20/22None on these Dates
12/6/22
Filed on / For Period end:12/5/22
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