SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Wexner Leslie H., et al. – ‘SC 13D/A’ on 6/9/00 re: L Brands, Inc.

On:  Friday, 6/9/00, at 4:46pm ET   ·   Accession #:  909518-0-389   ·   File #:  5-33912

Previous ‘SC 13D’:  ‘SC 13D’ on 8/30/99   ·   Next:  ‘SC 13D’ on 6/12/00   ·   Latest:  ‘SC 13D/A’ on 7/20/21

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/09/00  Wexner Leslie H.                  SC 13D/A               2:31K  L Brands, Inc.                    Weil Gotshal & Ma… 04/FA
          Asw Holdings, Inc.
          Harry, Hannah, David & Sarah Wexner Trust
          Health and Science Interests II
          The Wexner Children’s Trust
          The Wexner Foundation
          Wexner Leslie H

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial          12     57K 
                          Ownership                                              
 2: EX-99       Miscellaneous Exhibit                                  1      7K 


SC 13D/A   —   Amendment to General Statement of Beneficial Ownership
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
8Item 2. Identity and Background
"Item 2. Is Amended as Follows:
"Item 5. Interest in Securities of the Issuer
10Item 6. Contracts, Arrangements, Understandings or Relationships With
"Item 7. Materials to be Filed as Exhibits
SC 13D/A1st Page of 12TOCTopPreviousNextBottomJust 1st
 

================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 23) THE LIMITED, INC. (Name of Issuer) COMMON STOCK, $0.50 PAR VALUE 532716-10-7 -------------------------------------------------------------------------------- (Title of class of securities) (CUSIP number) RAYMOND O. GIETZ, ESQ. WEIL, GOTSHAL & MANGES LLP 767 FIFTH AVENUE NEW YORK, NEW YORK 10153 (212) 310-8000 -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) JUNE 7, 2000 -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. ================================================================================ NY2:\916481\02\80808.0004
SC 13D/A2nd Page of 12TOC1stPreviousNextBottomJust 2nd
[Enlarge/Download Table] ------------------------------------------------------- -------------------------------------------------------------- CUSIP No. 532716-10-7 13-D Page 2 ------------------------------------------------------- -------------------------------------------------------------- -------------- ---------------------------------------- -------------------------------------------------------------------------- -------------- ---------------------------------------- -------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Leslie H. Wexner I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): -------------- ----------------------------------------------------------------------------------------------------- ------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] -------------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY -------------- ----------------------- ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A -------------- ----------------------------------------------------------------------------------------------------- ------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] -------------- ----------------------------------------------------- ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States ----------------------- ----- -------------------------------------- ------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 72,393,144 SHARES ----- -------------------------------------- ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 14,115,428 OWNED BY ----- -------------------------------------- ------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 73,482,939 REPORTING ----- -------------------------------------- ------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 14,115,428 -------------- ------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 87,598,367 -------------- ----------------------------------------------------------------------------------------------------- ------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [X] -------------- ------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 20.3% -------------- ---------------------------------------- -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN -------------- ---------------------------------------- -------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 2
SC 13D/A3rd Page of 12TOC1stPreviousNextBottomJust 3rd
------------------------------------------------------- -------------------------------------------------------------- CUSIP No. 532716-10-7 13-D Page 3 ------------------------------------------------------- -------------------------------------------------------------- -------------- ---------------------------------------- -------------------------------------------------------------------------- -------------- ---------------------------------------- -------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: The Wexner Foundation I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): -------------- ----------------------------------------------------------------------------------------------------- ------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] -------------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY -------------- ----------------------- ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A -------------- ----------------------------------------------------------------------------------------------------- ------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] -------------- ----------------------------------------------------- ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio ---------------------- ------ -------------------------------------- ------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 1,136,634 SHARES ------ -------------------------------------- ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ -------------------------------------- ------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 1,136,634 REPORTING ------ -------------------------------------- ------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- -------------- ------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 1,136,634 -------------- ----------------------------------------------------------------------------------------------------- ------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] -------------- ------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.3% -------------- ---------------------------------------- -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO -------------- ---------------------------------------- -------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 3
SC 13D/A4th Page of 12TOC1stPreviousNextBottomJust 4th
------------------------------------------------------- -------------------------------------------------------------- CUSIP No. 532716-10-7 13-D Page 4 ------------------------------------------------------- -------------------------------------------------------------- -------------- ---------------------------------------- -------------------------------------------------------------------------- -------------- ---------------------------------------- -------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Health and Science Interests II I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): -------------- ----------------------------------------------------------------------------------------------------- ------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] -------------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY -------------- ----------------------- ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A -------------- ----------------------------------------------------------------------------------------------------- ------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] -------------- ----------------------------------------------------- ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio ----------------------- ----- -------------------------------------- ------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 700,000 SHARES ----- -------------------------------------- ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ----- -------------------------------------- ------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 700,000 REPORTING ----- -------------------------------------- ------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- -------------- ------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 700,000 -------------- ----------------------------------------------------------------------------------------------------- ------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] -------------- ------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.2% -------------- ---------------------------------------- -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO -------------- ---------------------------------------- -------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 4
SC 13D/A5th Page of 12TOC1stPreviousNextBottomJust 5th
------------------------------------------------------- -------------------------------------------------------------- CUSIP No. 532716-10-7 13-D Page 5 ------------------------------------------------------- -------------------------------------------------------------- -------------- ---------------------------------------- -------------------------------------------------------------------------- -------------- ---------------------------------------- -------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: The Wexner Children's Trust I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): -------------- ----------------------------------------------------------------------------------------------------- ------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] -------------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY -------------- ----------------------- ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A -------------- ----------------------------------------------------------------------------------------------------- ------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] -------------- -------------------------------------------------------- ---------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio -------------------------- ------- ------------------------------------ ---------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 31,500,300 SHARES ------- ------------------------------------ ---------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------- ------------------------------------ ---------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 31,500,300 REPORTING ------- ------------------------------------ ---------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- -------------- ------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 31,500,300 -------------- ----------------------------------------------------------------------------------------------------- ------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] -------------- ------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 7.3% -------------- ---------------------------------------- -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO -------------- ---------------------------------------- -------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 5
SC 13D/A6th Page of 12TOC1stPreviousNextBottomJust 6th
------------------------------------------------------- -------------------------------------------------------------- CUSIP No. 532716-10-7 13-D Page 6 ------------------------------------------------------- -------------------------------------------------------------- -------------- ---------------------------------------- -------------------------------------------------------------------------- -------------- ---------------------------------------- -------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Harry, Hannah, David and Sarah Wexner Trust I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): -------------- ----------------------------------------------------------------------------------------------------- ------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] -------------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY -------------- ----------------------- ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A -------------- ----------------------------------------------------------------------------------------------------- ------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] -------------- ----------------------------------------------------- ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio -------------------------- ------ ---------------------------------- ------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 5,279,394 SHARES ------ ---------------------------------- ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ---------------------------------- ------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 5,279,394 REPORTING ------ ---------------------------------- ------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- -------------- ------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 5,279,394 -------------- ----------------------------------------------------------------------------------------------------- ------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] -------------- ------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.2% -------------- ---------------------------------------- -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO -------------- ---------------------------------------- -------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 6
SC 13D/A7th Page of 12TOC1stPreviousNextBottomJust 7th
------------------------------------------------------- -------------------------------------------------------------- CUSIP No. 532716-10-7 13-D Page 7 ------------------------------------------------------- -------------------------------------------------------------- -------------- ---------------------------------------- -------------------------------------------------------------------------- -------------- ---------------------------------------- -------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: ASW Holdings, Inc. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 31-1654943 -------------- ----------------------------------------------------------------------------------------------------- ------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] -------------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY -------------- ----------------------- ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A -------------- ----------------------------------------------------------------------------------------------------- ------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): -------------- ----------------------------------------------------- ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware -------------------------- ------ ---------------------------------- ------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 6,999,400 SHARES ------ ---------------------------------- ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ---------------------------------- ------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 6,999,400 REPORTING ------ ---------------------------------- ------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- -------------- ------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 6,999,400 -------------- ----------------------------------------------------------------------------------------------------- ------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] -------------- ------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.6% -------------- ---------------------------------------- -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO -------------- ---------------------------------------- --------------------------------------------------------------------------
7
SC 13D/A8th Page of 12TOC1stPreviousNextBottomJust 8th
This Amendment No. 23 amends the Schedule 13D dated June 25, 1985, as amended in certain respects by Amendments No. 1 through 22 thereto, filed by a group currently comprised of Leslie H. Wexner, The Wexner Foundation, Health and Science Interests II, The Wexner Children's Trust, Harry, Hannah, David and Sarah Wexner Trust and ASW Holdings, Inc. (collectively, the "Purchasers"), with respect to the common stock, $0.50 par value per share (the "Common Stock"), of The Limited, Inc. (the "Company"). Item 2. Identity and Background. ----------------------- Item 2 is amended as follows: The address of the principal business and office of The Wexner Foundation is 6525 West Campus Oval, Suite 110, New Albany, Ohio 43054. The address of the principal office of the Harry, Hannah, David and Sarah Wexner Trust is 6525 West Campus Oval, Suite 105, New Albany, Ohio 43054. The address of the principal office of each of ASW Investments and ASW Holdings, Inc. is 6525 West Campus Oval, Suite 105, New Albany, Ohio 43054. Item 5. Interest in Securities of the Issuer. ------------------------------------ (a) The responses of the Purchasers to Rows (11) through (13) of the cover pages of this Amendment No. 23 are incorporated herein by reference. As of June 7, 2000, the Purchasers beneficially owned the number shares of the Common Stock listed below, representing approximately the percentage of the outstanding shares of Common Stock set forth opposite such number (the outstanding shares of Common Stock, 430,369,486, being based on the number of shares outstanding as of March 24, 2000 as reported in the Company's Form 10-Q/A for the quarterly period ended May 1, 2000, adjusted for the two-for-one stock split of the Common Stock effective on May 30, 2000 (the "Stock Split"). Except as otherwise indicated, all share information set forth in this Amendment No. 23 for the Purchasers gives effect to the Stock Split. [Enlarge/Download Table] Percent Person Number of Shares of Class ------------------- ------------------------- -------- 1. Leslie H. Wexner 87,598,367 (1)(2)(3)(4)(5)(6) 20.3% 2. The Wexner Foundation 1,136,634 (1) 0.3% 3. Health and Science Interests II 700,000 (2) 0.2% 4. The Wexner Children's Trust 31,500,300 (4) 7.3% 5. Harry, Hannah, David and Sarah Wexner 5,279,394 (5) 1.2% Trust 6. ASW Holdings, Inc. 6,999,400 (6) 1.6% ------------------------------ (1) Power to vote or direct the disposition of the 1,136,634 shares held by The Wexner Foundation may be deemed to be shared by Leslie H. Wexner and Jeffrey E. Epstein as the trustees of The Wexner Foundation. Leslie 8
SC 13D/A9th Page of 12TOC1stPreviousNextBottomJust 9th
H. Wexner and Jeffrey E. Epstein disclaim beneficial ownership of the shares held by The Wexner Foundation. (2) Power to vote or direct the disposition of the 700,000 shares held by Health and Science Interests II may be deemed to be shared by Leslie H. Wexner and Jeffrey E. Epstein as trustees thereof. Leslie H. Wexner and Jeffrey E. Epstein disclaim beneficial ownership of shares held by Health and Science Interests II. (3) Includes 1,089,795 shares held in The Limited, Inc. Savings and Retirement Plan for Mr. Wexner's account over which he exercises dispositive but not voting control. Also includes 1,868,602 shares issuable within 60 days upon exercise of outstanding options held by Mr. Wexner. Excludes 2,120 shares and 1,601 options held directly by Abigail S. Wexner, Mr. Wexner's wife, and 400,000 shares held in a trust of which Ms. Wexner is a beneficiary, as to which Mr. Wexner disclaims beneficial ownership. (4) Power to vote or direct the disposition of the 31,500,300 shares held by Leslie H. Wexner as the sole trustee of The Wexner Children's Trust. (5) Power to vote or direct the disposition of the 5,279,394 shares held by the Harry, Hannah, David and Sarah Wexner Trust may be deemed to be shared by Leslie H. Wexner and Jeffrey E. Epstein as trustees of such trust. (6) Power to vote or direct the disposition of the 6,999,400 shares held by ASW Holdings may be deemed to be shared by ASW Holdings with Leslie H. Wexner, by reason of his rights as the settlor of the trust that holds 100% of the outstanding capital stock of ASW Holdings. (b) The responses of the Purchasers to (i) Rows (7) through (10) of the cover pages of this Amendment No. 23 and (ii) Item 5(a) hereof are incorporated herein by reference. (c) Except for the transactions described in Item 6 of this Amendment No. 23 (which are hereby incorporated herein by reference), during the past 60 days the Purchasers effected the following transactions in the Common Stock: [Download Table] Date of Amount of Price per Where and Person Transaction Securities Share How Effected ------ ----------- ---------- ----- ------------ The Wexner Foundation 4/10/00 140,000 shares* $48.328* NYSE (sale) Harry, Hannah, David and 5/26/00 750,000 shares* $48.625* NYSE (sale) Sarah Wexner Trust ASW Holdings, Inc. 5/26/00 750,000 shares* $48.625* NYSE (sale) Harry, Hannah, David and 6/7/00 500,000 shares $22.875 OTC (sale) Sarah Wexner Trust ASW Holdings, Inc. 6/7/00 3,500,000 shares $22.875 OTC (sale) *Does not reflect the Stock Split. (d), (e): Not Applicable 9
SC 13D/A10th Page of 12TOC1stPreviousNextBottomJust 10th
Item 6. Contracts, Arrangements, Understandings or Relationships With ------------------------------------------------------------- Respect to Securities of the Issuer. ------------------------------------ On May 24, 2000, Leslie H. Wexner contributed 2,999,850 shares of Common Stock to ASW Investments, a trust organized under the laws of Ohio. On that same date, ASW Investments contributed these shares to ASW Holdings, Inc., a Delaware corporation ("ASW Holdings"). Both of these contributions involved no consideration in exchange. ASW Holdings is wholly-owned by ASW Investments. Also on May 24, 2000, The Wexner Children's Trust transferred 2,999,850 shares of Common Stock to Leslie H. Wexner. On that same date, Mr. Wexner contributed these shares to ASW Investments, which on the same date contributed these shares to ASW Holdings. Both the transfer and the contributions involved no consideration in exchange. The foregoing share numbers in this Item 6 do not give effect to the Stock Split. Item 7. Materials to be Filed as Exhibits. --------------------------------- Exhibit 1 Joint Filing Agreement by and among Leslie H. Wexner, The Wexner Foundation, Health and Science Interests II, The Wexner Children's Trust, the Harry, Hannah, David and Sarah Wexner Trust, and ASW Holdings, Inc., dated June 7, 2000. 10
SC 13D/A11th Page of 12TOC1stPreviousNextBottomJust 11th
SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 7, 2000 /s/Leslie H. Wexner --------------------------------- Leslie H. Wexner THE WEXNER FOUNDATION By: /s/Darren K. Indyke ------------------------------ Darren K. Indyke, Secretary HEALTH AND SCIENCE INTERESTS II By: /s/Jeffrey E. Epstein ------------------------------ Jeffrey E. Epstein, Trustee THE WEXNER CHILDREN'S TRUST By: /s/Leslie H. Wexner ------------------------------ Leslie H. Wexner, Trustee HARRY, HANNAH, DAVID AND SARAH WEXNER TRUST By: /s/Jeffrey E. Epstein ------------------------------ Jeffrey E. Epstein, Trustee ASW HOLDINGS, INC. By: /s/Jeffrey E. Epstein -------------------------------- Jeffrey E. Epstein, President 11
SC 13D/ALast Page of 12TOC1stPreviousNextBottomJust 12th
EXHIBIT INDEX ------------- Exhibit No. ----------- Exhibit 1 Joint Filing Agreement by and among Leslie H. Wexner, The Wexner Foundation, Health and Science Interests II, The Wexner Children's Trust, the Harry, Hannah, David and Sarah Wexner Trust, and ASW Holdings, Inc., dated June 7, 2000. 12

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13D/A’ Filing    Date First  Last      Other Filings
Filed on:6/9/0010-Q
6/7/00112
5/30/008
5/24/0010
5/1/008
3/24/008
 List all Filings 
Top
Filing Submission 0000909518-00-000389   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Apr. 18, 5:38:23.2pm ET