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Invesco Ltd. – ‘8-K’ for 4/12/21

On:  Tuesday, 4/13/21, at 7:25am ET   ·   For:  4/12/21   ·   Accession #:  914208-21-361   ·   File #:  1-13908

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  As Of               Filer                 Filing    For·On·As Docs:Size

 4/13/21  Invesco Ltd.                      8-K:7,9     4/12/21   13:263K

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     31K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     25K 
 9: R1          Cover Page                                          HTML     48K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- ivz-20210412_htm                    XML     22K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.CAL  XBRL Calculations -- ivz-20210412_cal                XML      7K 
 5: EX-101.DEF  XBRL Definitions -- ivz-20210412_def                 XML      9K 
 6: EX-101.LAB  XBRL Labels -- ivz-20210412_lab                      XML     70K 
 7: EX-101.PRE  XBRL Presentations -- ivz-20210412_pre               XML     35K 
 3: EX-101.SCH  XBRL Schema -- ivz-20210412                          XSD     11K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
13: ZIP         XBRL Zipped Folder -- 0000914208-21-000361-xbrl      Zip     23K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
  ivz-20210412  
 i 0000914208 i false00009142082021-04-122021-04-12

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM  i 8-K

CURRENT REPORT
 
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  i April 12, 2021
ivz-20210412_g1.jpg
 i Invesco Ltd.
(Exact name of registrant as specified in its charter)
 i Bermuda i 001-13908 i 98-0557567
(State or Other Jurisdiction of Incorporation or Organization)(Commission File Number)(I.R.S. Employer Identification No.)
 i 1555 Peachtree Street, N.E., i Suite 1800, i Atlanta, i GA i 30309
(Address of Principal Executive Offices)(Zip Code)

( i 404)  i 892-0896
(Registrant’s telephone number, including area code)
N/A
(Former name, former address and former fiscal year, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common stock, $.20 par value i IVZ i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




Item 7.01
Regulation FD Disclosure.

On April 12, 2021, Invesco Ltd. issued a press release announcing its preliminary assets under management for the month ended March 31, 2021. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01Financial Statements and Exhibits.
 
(d)Exhibits.

   
Exhibit No.  Description
99.1  
104Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 
Invesco Ltd.
By:
 
Kevin M. Carome
Senior Managing Director and
General Counsel
Date: April 13, 2021


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:4/13/21
For Period end:4/12/21SC 13G,  SC 13G/A
3/31/2110-Q,  11-K,  13F-HR,  SC 13D/A
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/30/21  Invesco Ltd.                      S-3ASR      7/30/21    5:384K                                   Donnelley … Solutions/FA
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Filing Submission 0000914208-21-000361   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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