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Newtyn Management, LLC – ‘13F-HR’ for 3/31/19 – ‘INFO-TABLE’

On:  Wednesday, 5/15/19, at 4:04pm ET   ·   Effective:  5/15/19   ·   For:  3/31/19   ·   Accession #:  905718-19-458   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 2/14/19 for 12/31/18   ·   Next:  ‘13F-HR’ on 8/14/19 for 6/30/19   ·   Latest:  ‘13F-HR’ on 5/15/20 for 3/31/20

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/15/19  Newtyn Management, LLC            13F-HR      3/31/19    2:17K                                    Lowenstein Sandler PC/FA

Quarterly Holdings or Combination Report by an Institutional Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings or Combination Report by an      HTML      5K 
                Institutional Money Manager -- primary_doc.xml                   
 2: INFO-TABLE  Information Table of Securities Holdings -- Form    HTML     15K 
                13F -- infotable.xml                                             

‘INFO-TABLE’   —   Information Table of Securities Holdings — Form 13F — infotable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table  –  Plain Text  –  EDGAR System  –  SEC Website  –  XML Data  –  <?xml?> File

SEC Info rendering:  Portfolio Securities Holdings Info Table — Form 13F

Newtyn Management, LLC  

Form 13F Holdings Report   ·   For:  3/31/19   ·   Assets:  $501,259,900   ·   History:  Assets Under Management
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Security Market ValueªShares or PrincipalInvestment
Voting Authority
Issuer NameIssue ClassOpt.CUSIP/CINS$1000sWeightAmountS/PPriceSoleSharedNone
Sort in ascending orderSort in ascending orderSort in ascending orderSort in ascending orderIn descending orderSort in ascending orderSort in descending orderSort in ascending order   List(S/P Amounts or For All)
PG&E CORPCOM69331C·10·886,294  17.22%4,848,002Sh.17.80   SoleSole
TILRAY INCDEBT 5.000%10/0U8961E·AA·448,720  9.72%58,000,000Pr.84.0%   Sole346,463
ADIENT PLCORD SHSG0084W·10·146,656  9.31%3,600,000Sh.12.96   SoleSole
ADTALEM GLOBAL ED INCCOM00737L·10·328,996  5.78%626,000Sh.46.32   SoleSole
ALTABA INCCOM021346·10·128,981  5.78%391,000Sh.74.12   SoleSole
SPIRIT AEROSYSTEMS HLDGS INCCOM CL A848574·10·925,171  5.02%275,000Sh.91.53   SoleSole
ADIENT PLCORD SHSPutG0084W·10·124,248  4.84%1,871,000Sh.12.96   SoleNone
LIBERTY MEDIA CORP DELAWARECOM A SIRIUSXM531229·40·922,800  4.55%597,165Sh.38.18   SoleSole
GARRETT MOTION INCCOM366505·10·520,622  4.11%1,400,000Sh.14.73   SoleSole
VIRTUS INVT PARTNERS INCCOM92828Q·10·914,808  2.95%151,800Sh.97.55   SoleSole
SPECTRUM BRANDS HLDGS INC NECOM84790A·10·513,692  2.73%249,937Sh.54.78   SoleSole
INDUSTRIAL LOGISTICS PPTYS TCOM SHS BEN INT456237·10·613,581  2.71%673,351Sh.20.17   SoleSole
EXACT SCIENCES CORPCOM30063P·10·512,993  2.59%150,000Sh.86.62   SoleSole
ADIENT PLCORD SHSCallG0084W·10·112,960  2.59%1,000,000Sh.12.96   SoleNone
SKYLINE CHAMPION CORPORATIONCOM830830·10·511,400  2.27%600,000Sh.19.00   SoleSole
ECHOSTAR CORPCL A278768·10·610,935  2.18%300,000Sh.36.45   SoleSole
RETAIL VALUE INCCOM76133Q·10·210,888  2.17%349,319Sh.31.17   SoleSole
NI HLDGS INCCOM65342T·10·69,600  1.92%600,000Sh.16.00   SoleSole
TILRAY INCCOM CL 288688T·10·08,151  1.63%124,400Sh.65.52   SoleSole
MERRIMACK PHARMACEUTICALS INCOM NEW590328·20·97,955  1.59%1,144,583Sh.6.95   SoleSole
CORPORACION AMER ARPTS S ACOML1995B·10·76,616  1.32%800,000Sh.8.27   SoleSole
RECRO PHARMA INCCOM75629F·10·96,480  1.29%1,105,809Sh.5.86   SoleSole
CUSTOMERS BANCORP INCCOM23204G·10·06,198  1.24%338,486Sh.18.31   SoleSole
TURTLE BEACH CORPCOM NEW900450·20·65,964  1.19%525,000Sh.11.36   SoleSole
RAFAEL HLDGS INCCOM CL B75062E·10·65,376  1.07%425,000Sh.12.65   SoleSole
APPLIED OPTOELECTRONICS INCCOM03823U·10·24,222  0.84%346,050Sh.12.20   SoleSole
LIBERTY MEDIA CORP DELAWARECOM C SIRIUSXM531229·60·71,887  0.38%49,335Sh.38.25   SoleNone
SPDR S&P 500 ETF TRTR UNITPut78462F·10·31,766a0.35%62,500Sh.28.25   SoleNone
TILRAY INCCOM CL 2Put88688T·10·01,310a0.26%200,000Sh.6.55   SoleNone
FORWARD PHARMA A/SSPONSORED ADR34986J·10·51,256  0.25%1,064,501Sh.1.18   SoleSole
PETMED EXPRESS INCCOM716382·10·6592  0.12%25,999Sh.22.77   SoleSole
PHUNWARE INCW EXP 12/26/20271948P·11·8142  0.03%85,000Sh.1.67   Sole 63,024
28 Issuers32 Issues32 Holdings:  $501,259,900ªSole Manager
 ª  The market values of 2 Holdings (usually Options) were adjusted (a), due to conflicting security prices in other Filings.  [ Show Data As Filed ]
 º  Other Included Managers with whom investment discretion is shared as to any Holding:  No Other Included Managers

Filing Submission 0000905718-19-000458   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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