SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/15/19 Newtyn Management, LLC 13F-HR 3/31/19 2:17K Lowenstein Sandler PC/FA |
Document/Exhibit Description Pages Size 1: 13F-HR Quarterly Holdings and Combination Report by a HTML 3K Money Manager -- primary_doc.xml 2: INFO-TABLE Portfolio Securities Holdings Info Table -- HTML 3K infotable.xml
Newtyn Management, LLC
| NY | |
Security | Market Valueª | Shares or Principal | Investment Discretion | Other Managersº | Voting Authority | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Issuer Name | Issue Class | Opt. | CUSIP/CINS | $1000s | Weight | Amount | S/P | Price | Sole | Shared | None | ||
↓List | (S/P Amounts or For All) | ||||||||||||
ADTALEM GLOBAL ED INC | COM | – | 00737L·10·3 | 28,996 | 5.78% | 626,000 | Sh. | 46.32 | Sole | – | Sole | – | – |
ALTABA INC | COM | – | 021346·10·1 | 28,981 | 5.78% | 391,000 | Sh. | 74.12 | Sole | – | Sole | – | – |
APPLIED OPTOELECTRONICS INC | COM | – | 03823U·10·2 | 4,222 | 0.84% | 346,050 | Sh. | 12.20 | Sole | – | Sole | – | – |
CUSTOMERS BANCORP INC | COM | – | 23204G·10·0 | 6,198 | 1.24% | 338,486 | Sh. | 18.31 | Sole | – | Sole | – | – |
ECHOSTAR CORP | CL A | – | 278768·10·6 | 10,935 | 2.18% | 300,000 | Sh. | 36.45 | Sole | – | Sole | – | – |
EXACT SCIENCES CORP | COM | – | 30063P·10·5 | 12,993 | 2.59% | 150,000 | Sh. | 86.62 | Sole | – | Sole | – | – |
FORWARD PHARMA A/S | SPONSORED ADR | – | 34986J·10·5 | 1,256 | 0.25% | 1,064,501 | Sh. | 1.18 | Sole | – | Sole | – | – |
GARRETT MOTION INC | COM | – | 366505·10·5 | 20,622 | 4.11% | 1,400,000 | Sh. | 14.73 | Sole | – | Sole | – | – |
INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | – | 456237·10·6 | 13,581 | 2.71% | 673,351 | Sh. | 20.17 | Sole | – | Sole | – | – |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | – | 531229·40·9 | 22,800 | 4.55% | 597,165 | Sh. | 38.18 | Sole | – | Sole | – | – |
LIBERTY MEDIA CORP DELAWARE | COM C SIRIUSXM | – | 531229·60·7 | 1,887 | 0.38% | 49,335 | Sh. | 38.25 | Sole | – | – | – | None |
MERRIMACK PHARMACEUTICALS IN | COM NEW | – | 590328·20·9 | 7,955 | 1.59% | 1,144,583 | Sh. | 6.95 | Sole | – | Sole | – | – |
NI HLDGS INC | COM | – | 65342T·10·6 | 9,600 | 1.92% | 600,000 | Sh. | 16.00 | Sole | – | Sole | – | – |
PG&E CORP | COM | – | 69331C·10·8 | 86,294 | 17.22% | 4,848,002 | Sh. | 17.80 | Sole | – | Sole | – | – |
PETMED EXPRESS INC | COM | – | 716382·10·6 | 592 | 0.12% | 25,999 | Sh. | 22.77 | Sole | – | Sole | – | – |
PHUNWARE INC | W EXP 12/26/202 | – | 71948P·11·8 | 142 | 0.03% | 85,000 | Sh. | 1.67 | Sole | – | – | – | 63,024 |
RAFAEL HLDGS INC | COM CL B | – | 75062E·10·6 | 5,376 | 1.07% | 425,000 | Sh. | 12.65 | Sole | – | Sole | – | – |
RECRO PHARMA INC | COM | – | 75629F·10·9 | 6,480 | 1.29% | 1,105,809 | Sh. | 5.86 | Sole | – | Sole | – | – |
RETAIL VALUE INC | COM | – | 76133Q·10·2 | 10,888 | 2.17% | 349,319 | Sh. | 31.17 | Sole | – | Sole | – | – |
SPDR S&P 500 ETF TR | TR UNIT | Put | 78462F·10·3 | 1,766a | 0.35% | 62,500 | Sh. | 28.25 | Sole | – | – | – | None |
SKYLINE CHAMPION CORPORATION | COM | – | 830830·10·5 | 11,400 | 2.27% | 600,000 | Sh. | 19.00 | Sole | – | Sole | – | – |
SPECTRUM BRANDS HLDGS INC NE | COM | – | 84790A·10·5 | 13,692 | 2.73% | 249,937 | Sh. | 54.78 | Sole | – | Sole | – | – |
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | – | 848574·10·9 | 25,171 | 5.02% | 275,000 | Sh. | 91.53 | Sole | – | Sole | – | – |
TILRAY INC | COM CL 2 | – | 88688T·10·0 | 8,151 | 1.63% | 124,400 | Sh. | 65.52 | Sole | – | Sole | – | – |
TILRAY INC | COM CL 2 | Put | 88688T·10·0 | 1,310a | 0.26% | 200,000 | Sh. | 6.55 | Sole | – | – | – | None |
TURTLE BEACH CORP | COM NEW | – | 900450·20·6 | 5,964 | 1.19% | 525,000 | Sh. | 11.36 | Sole | – | Sole | – | – |
VIRTUS INVT PARTNERS INC | COM | – | 92828Q·10·9 | 14,808 | 2.95% | 151,800 | Sh. | 97.55 | Sole | – | Sole | – | – |
ADIENT PLC | ORD SHS | – | G0084W·10·1 | 46,656 | 9.31% | 3,600,000 | Sh. | 12.96 | Sole | – | Sole | – | – |
ADIENT PLC | ORD SHS | Call | G0084W·10·1 | 12,960 | 2.59% | 1,000,000 | Sh. | 12.96 | Sole | – | – | – | None |
ADIENT PLC | ORD SHS | Put | G0084W·10·1 | 24,248 | 4.84% | 1,871,000 | Sh. | 12.96 | Sole | – | – | – | None |
CORPORACION AMER ARPTS S A | COM | – | L1995B·10·7 | 6,616 | 1.32% | 800,000 | Sh. | 8.27 | Sole | – | Sole | – | – |
TILRAY INC | DEBT 5.000%10/0 | – | U8961E·AA·4 | 48,720 | 9.72% | 58,000,000 | Pr. | 84.0% | Sole | – | 346,463 | – | – |
— 28 Issuers — | — 32 Issues — | — 32 Holdings: $501,259,900ª — | — Sole Manager — | ||||||||||
____________ ª The market values of 2 Holdings (usually Options) were adjusted (a), due to conflicting security prices in other Filings. [ Show Data As Filed ] º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers |