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Newtyn Management, LLC – ‘13F-HR’ for 3/31/19 – ‘INFO-TABLE’

On:  Wednesday, 5/15/19, at 4:04pm ET   ·   Effective:  5/15/19   ·   For:  3/31/19   ·   Accession #:  905718-19-458   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 2/14/19 for 12/31/18   ·   Next:  ‘13F-HR’ on 8/14/19 for 6/30/19   ·   Latest:  ‘13F-HR’ on 2/14/24 for 12/31/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/15/19  Newtyn Management, LLC            13F-HR      3/31/19    2:17K                                    Lowenstein Sandler PC/FA

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                infotable.xml                                                    


‘INFO-TABLE’   —   Portfolio Securities Holdings Info Table — infotable.xml




        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Portfolio Securities Holdings Info Table
 
                                                                                                                                                                                
Information Table
 
Info Table:
Name of Issuer:  ADIENT PLC
Title of Class:  ORD SHS
CUSIP:  G0084W-10-1
Value:  24,248
Shrs or Prn Amt:
Ssh Prnamt:  1871000
Ssh Prnamt Type:  SH
Put Call:  Put
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  1871000
Info Table:
Name of Issuer:  ADIENT PLC
Title of Class:  ORD SHS
CUSIP:  G0084W-10-1
Value:  12,960
Shrs or Prn Amt:
Ssh Prnamt:  1000000
Ssh Prnamt Type:  SH
Put Call:  Call
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  1000000
Info Table:
Name of Issuer:  ADIENT PLC
Title of Class:  ORD SHS
CUSIP:  G0084W-10-1
Value:  46,656
Shrs or Prn Amt:
Ssh Prnamt:  3600000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  3600000
Shared:  0
None:  0
Info Table:
Name of Issuer:  ADTALEM GLOBAL ED INC
Title of Class:  COM
CUSIP:  00737L-10-3
Value:  28,996
Shrs or Prn Amt:
Ssh Prnamt:  626000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  626000
Shared:  0
None:  0
Info Table:
Name of Issuer:  ALTABA INC
Title of Class:  COM
CUSIP:  021346-10-1
Value:  28,981
Shrs or Prn Amt:
Ssh Prnamt:  391000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  391000
Shared:  0
None:  0
Info Table:
Name of Issuer:  APPLIED OPTOELECTRONICS INC
Title of Class:  COM
CUSIP:  03823U-10-2
Value:  4,222
Shrs or Prn Amt:
Ssh Prnamt:  346050
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  346050
Shared:  0
None:  0
Info Table:
Name of Issuer:  CORPORACION AMER ARPTS S A
Title of Class:  COM
CUSIP:  L1995B-10-7
Value:  6,616
Shrs or Prn Amt:
Ssh Prnamt:  800000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  800000
Shared:  0
None:  0
Info Table:
Name of Issuer:  CUSTOMERS BANCORP INC
Title of Class:  COM
CUSIP:  23204G-10-0
Value:  6,198
Shrs or Prn Amt:
Ssh Prnamt:  338486
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  338486
Shared:  0
None:  0
Info Table:
Name of Issuer:  ECHOSTAR CORP
Title of Class:  CL A
CUSIP:  278768-10-6
Value:  10,935
Shrs or Prn Amt:
Ssh Prnamt:  300000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  300000
Shared:  0
None:  0
Info Table:
Name of Issuer:  EXACT SCIENCES CORP
Title of Class:  COM
CUSIP:  30063P-10-5
Value:  12,993
Shrs or Prn Amt:
Ssh Prnamt:  150000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  150000
Shared:  0
None:  0
Info Table:
Name of Issuer:  FORWARD PHARMA A/S
Title of Class:  SPONSORED ADR
CUSIP:  34986J-10-5
Value:  1,256
Shrs or Prn Amt:
Ssh Prnamt:  1064501
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1064501
Shared:  0
None:  0
Info Table:
Name of Issuer:  GARRETT MOTION INC
Title of Class:  COM
CUSIP:  366505-10-5
Value:  20,622
Shrs or Prn Amt:
Ssh Prnamt:  1400000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1400000
Shared:  0
None:  0
Info Table:
Name of Issuer:  INDUSTRIAL LOGISTICS PPTYS T
Title of Class:  COM SHS BEN INT
CUSIP:  456237-10-6
Value:  13,581
Shrs or Prn Amt:
Ssh Prnamt:  673351
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  673351
Shared:  0
None:  0
Info Table:
Name of Issuer:  LIBERTY MEDIA CORP DELAWARE
Title of Class:  COM A SIRIUSXM
CUSIP:  531229-40-9
Value:  22,800
Shrs or Prn Amt:
Ssh Prnamt:  597165
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  597165
Shared:  0
None:  0
Info Table:
Name of Issuer:  LIBERTY MEDIA CORP DELAWARE
Title of Class:  COM C SIRIUSXM
CUSIP:  531229-60-7
Value:  1,887
Shrs or Prn Amt:
Ssh Prnamt:  49335
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  49335
Info Table:
Name of Issuer:  MERRIMACK PHARMACEUTICALS IN
Title of Class:  COM NEW
CUSIP:  590328-20-9
Value:  7,955
Shrs or Prn Amt:
Ssh Prnamt:  1144583
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1144583
Shared:  0
None:  0
Info Table:
Name of Issuer:  NI HLDGS INC
Title of Class:  COM
CUSIP:  65342T-10-6
Value:  9,600
Shrs or Prn Amt:
Ssh Prnamt:  600000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  600000
Shared:  0
None:  0
Info Table:
Name of Issuer:  PETMED EXPRESS INC
Title of Class:  COM
CUSIP:  716382-10-6
Value:  592
Shrs or Prn Amt:
Ssh Prnamt:  25999
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  25999
Shared:  0
None:  0
Info Table:
Name of Issuer:  PG&E CORP
Title of Class:  COM
CUSIP:  69331C-10-8
Value:  86,294
Shrs or Prn Amt:
Ssh Prnamt:  4848002
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  4848002
Shared:  0
None:  0
Info Table:
Name of Issuer:  PHUNWARE INC
Title of Class:  *W EXP 12/26/202
CUSIP:  71948P-11-8
Value:  142
Shrs or Prn Amt:
Ssh Prnamt:  85000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  63024
Info Table:
Name of Issuer:  RAFAEL HLDGS INC
Title of Class:  COM CL B
CUSIP:  75062E-10-6
Value:  5,376
Shrs or Prn Amt:
Ssh Prnamt:  425000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  425000
Shared:  0
None:  0
Info Table:
Name of Issuer:  RECRO PHARMA INC
Title of Class:  COM
CUSIP:  75629F-10-9
Value:  6,480
Shrs or Prn Amt:
Ssh Prnamt:  1105809
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1105809
Shared:  0
None:  0
Info Table:
Name of Issuer:  RETAIL VALUE INC
Title of Class:  COM
CUSIP:  76133Q-10-2
Value:  10,888
Shrs or Prn Amt:
Ssh Prnamt:  349319
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  349319
Shared:  0
None:  0
Info Table:
Name of Issuer:  SKYLINE CHAMPION CORPORATION
Title of Class:  COM
CUSIP:  830830-10-5
Value:  11,400
Shrs or Prn Amt:
Ssh Prnamt:  600000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  600000
Shared:  0
None:  0
Info Table:
Name of Issuer:  SPDR S&P 500 ETF TR
Title of Class:  TR UNIT
CUSIP:  78462F-10-3
Value:  17,655
Shrs or Prn Amt:
Ssh Prnamt:  62500
Ssh Prnamt Type:  SH
Put Call:  Put
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  62500
Info Table:
Name of Issuer:  SPECTRUM BRANDS HLDGS INC NE
Title of Class:  COM
CUSIP:  84790A-10-5
Value:  13,692
Shrs or Prn Amt:
Ssh Prnamt:  249937
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  249937
Shared:  0
None:  0
Info Table:
Name of Issuer:  SPIRIT AEROSYSTEMS HLDGS INC
Title of Class:  COM CL A
CUSIP:  848574-10-9
Value:  25,171
Shrs or Prn Amt:
Ssh Prnamt:  275000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  275000
Shared:  0
None:  0
Info Table:
Name of Issuer:  TILRAY INC
Title of Class:  COM CL 2
CUSIP:  88688T-10-0
Value:  8,151
Shrs or Prn Amt:
Ssh Prnamt:  124400
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  124400
Shared:  0
None:  0
Info Table:
Name of Issuer:  TILRAY INC
Title of Class:  DEBT 5.000%10/0
CUSIP:  U8961E-AA-4
Value:  48,720
Shrs or Prn Amt:
Ssh Prnamt:  58000000
Ssh Prnamt Type:  PRN
Investment Discretion:  SOLE
Voting Authority:
Sole:  346463
Shared:  0
None:  0
Info Table:
Name of Issuer:  TILRAY INC
Title of Class:  COM CL 2
CUSIP:  88688T-10-0
Value:  13,104
Shrs or Prn Amt:
Ssh Prnamt:  200000
Ssh Prnamt Type:  SH
Put Call:  Put
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  200000
Info Table:
Name of Issuer:  TURTLE BEACH CORP
Title of Class:  COM NEW
CUSIP:  900450-20-6
Value:  5,964
Shrs or Prn Amt:
Ssh Prnamt:  525000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  525000
Shared:  0
None:  0
Info Table:
Name of Issuer:  VIRTUS INVT PARTNERS INC
Title of Class:  COM
CUSIP:  92828Q-10-9
Value:  14,808
Shrs or Prn Amt:
Ssh Prnamt:  151800
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  151800
Shared:  0
None:  0


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