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Newtyn Management, LLC – ‘13F-HR’ for 6/30/18 – ‘INFO-TABLE’

On:  Tuesday, 8/14/18, at 4:06pm ET   ·   Effective:  8/14/18   ·   For:  6/30/18   ·   Accession #:  905718-18-752   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR/A’ on 5/16/18 for 3/31/18   ·   Next:  ‘13F-HR’ on 11/14/18 for 9/30/18   ·   Latest:  ‘13F-HR’ on 2/14/24 for 12/31/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/14/18  Newtyn Management, LLC            13F-HR      6/30/18    2:12K                                    Lowenstein Sandler PC/FA

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                infotable.xml                                                    


‘INFO-TABLE’   —   Portfolio Securities Holdings Info Table — infotable.xml




        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
XML Data rendering:  Portfolio Securities Holdings Info Table
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<informationTable xsi:schemaLocation="http://www.sec.gov/edgar/document/thirteenf/informationtable eis_13FDocument.xsd" xmlns="http://www.sec.gov/edgar/document/thirteenf/informationtable" xmlns:n1="http://www.sec.gov/edgar/document/thirteenf/informationtable" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance">
<infoTable>
<nameOfIssuer> ADIENT PLC </nameOfIssuer>
<titleOfClass> ORD SHS </titleOfClass>
<cusip> G0084W101 </cusip>
<value> 88542 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1800000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1800000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> ADTALEM GLOBAL ED INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 00737L103 </cusip>
<value> 30111 </value>
<shrsOrPrnAmt>
<sshPrnamt> 626000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 626000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> ALTABA INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 021346101 </cusip>
<value> 42315 </value>
<shrsOrPrnAmt>
<sshPrnamt> 578000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 578000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> COREPOINT LODGING INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 21872L104 </cusip>
<value> 4364 </value>
<shrsOrPrnAmt>
<sshPrnamt> 168491 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 168491 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> EXACT SCIENCES CORP </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 30063P105 </cusip>
<value> 8969 </value>
<shrsOrPrnAmt>
<sshPrnamt> 150000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 150000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> FOREST CITY RLTY TR INC </nameOfIssuer>
<titleOfClass> COM CL A </titleOfClass>
<cusip> 345605109 </cusip>
<value> 54048 </value>
<shrsOrPrnAmt>
<sshPrnamt> 2369500 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 2369500 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> HRG GROUP INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 40434J100 </cusip>
<value> 31655 </value>
<shrsOrPrnAmt>
<sshPrnamt> 2418245 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 2418245 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> INDUSTRIAL LOGISTICS PPTYS T </nameOfIssuer>
<titleOfClass> COM SHS BEN INT </titleOfClass>
<cusip> 456237106 </cusip>
<value> 20674 </value>
<shrsOrPrnAmt>
<sshPrnamt> 925000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 925000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> MERRIMACK PHARMACEUTICALS IN </nameOfIssuer>
<titleOfClass> COM NEW </titleOfClass>
<cusip> 590328209 </cusip>
<value> 3109 </value>
<shrsOrPrnAmt>
<sshPrnamt> 633297 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 633297 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> NI HLDGS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 65342T106 </cusip>
<value> 9709 </value>
<shrsOrPrnAmt>
<sshPrnamt> 572800 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 572800 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> PERSPECTA INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 715347100 </cusip>
<value> 5138 </value>
<shrsOrPrnAmt>
<sshPrnamt> 250000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 250000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> PETMED EXPRESS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 716382106 </cusip>
<value> 12114 </value>
<shrsOrPrnAmt>
<sshPrnamt> 275000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 275000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> PG&E CORP </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 69331C108 </cusip>
<value> 95760 </value>
<shrsOrPrnAmt>
<sshPrnamt> 2250000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 2250000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> PG&E CORP </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 69331C108 </cusip>
<value> 47880 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1125000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<putCall> Call </putCall>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 0 </Sole>
<Shared> 0 </Shared>
<None> 1125000 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> QUALITY CARE PPTYS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 747545101 </cusip>
<value> 7652 </value>
<shrsOrPrnAmt>
<sshPrnamt> 355740 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 355740 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> RAFAEL HLDGS INC </nameOfIssuer>
<titleOfClass> COM CL B </titleOfClass>
<cusip> 75062E106 </cusip>
<value> 3217 </value>
<shrsOrPrnAmt>
<sshPrnamt> 350000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 350000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> RECRO PHARMA INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 75629F109 </cusip>
<value> 4456 </value>
<shrsOrPrnAmt>
<sshPrnamt> 887700 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 887700 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> SIGMA DESIGNS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 826565103 </cusip>
<value> 12205 </value>
<shrsOrPrnAmt>
<sshPrnamt> 2000858 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 2000858 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> SPIRIT AEROSYSTEMS HLDGS INC </nameOfIssuer>
<titleOfClass> COM CL A </titleOfClass>
<cusip> 848574109 </cusip>
<value> 23625 </value>
<shrsOrPrnAmt>
<sshPrnamt> 275000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 275000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> SPIRIT MTA REIT </nameOfIssuer>
<titleOfClass> COM SHS BEN IN </titleOfClass>
<cusip> 84861U105 </cusip>
<value> 17768 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1725000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1725000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> TURTLE BEACH CORP </nameOfIssuer>
<titleOfClass> COM NEW </titleOfClass>
<cusip> 900450206 </cusip>
<value> 10668 </value>
<shrsOrPrnAmt>
<sshPrnamt> 525000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 525000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> WRIGHT MED GROUP N V </nameOfIssuer>
<titleOfClass> RIGHT 03/01/2019 </titleOfClass>
<cusip> N96617126 </cusip>
<value> 514 </value>
<shrsOrPrnAmt>
<sshPrnamt> 373531 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 0 </Sole>
<Shared> 0 </Shared>
<None> 373531 </None>
</votingAuthority>
</infoTable>
</informationTable>


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