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Newtyn Management, LLC – ‘13F-HR’ for 9/30/18 – ‘INFO-TABLE’

On:  Wednesday, 11/14/18, at 4:12pm ET   ·   Effective:  11/14/18   ·   For:  9/30/18   ·   Accession #:  905718-18-940   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 8/14/18 for 6/30/18   ·   Next:  ‘13F-HR’ on 2/14/19 for 12/31/18   ·   Latest:  ‘13F-HR’ on 5/15/20 for 3/31/20

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/14/18  Newtyn Management, LLC            13F-HR      9/30/18    2:15K                                    Lowenstein Sandler PC/FA

Quarterly Holdings or Combination Report by an Institutional Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings or Combination Report by an      HTML      5K 
                          Institutional Money Manager --                         
                          primary_doc.xml                                        
 2: INFO-TABLE  Information Table of Securities Holdings -- Form    HTML     14K 
                          13F -- infotable.xml                                   


INFO-TABLE   —   Information Table of Securities Holdings — Form 13F — infotable.xml





This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table  –  Plain Text  –  EDGAR System  –  SEC Website  –  XML Data  –  <?xml?> File
 

 
SEC Info rendering:  Portfolio Securities Holdings Info Table — Form 13F
 

Newtyn Management, LLC  
 NY

Form 13F Holdings Report   ·   For:  9/30/18   ·   Assets:  $485,308,100   ·   History:  Assets Under Management
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Security Market ValueªShares or PrincipalInvestment
Discretion
Other 
Managersº
Voting Authority
Issuer NameIssue ClassOpt.CUSIP/CINS$1000sWeightAmountS/PPriceSoleSharedNone
Sort in ascending orderSort in ascending orderSort in ascending orderSort in ascending orderIn descending orderSort in ascending orderSort in descending orderSort in ascending order   List(S/P Amounts or For All)
PG&E CORPCOM69331C·10·859,813  12.32%1,300,000Sh.46.01   SoleSole
ALTABA INCCOM021346·10·153,270  10.98%782,000Sh.68.12   SoleSole
INDUSTRIAL LOGISTICS PPTYS TCOM SHS BEN INT456237·10·631,179  6.42%1,355,000Sh.23.01   SoleSole
SPECTRUM BRANDS HLDGS INC NECOM84790A·10·530,257  6.23%404,937Sh.74.72   SoleSole
ADTALEM GLOBAL ED INCCOM00737L·10·330,173  6.22%626,000Sh.48.20   SoleSole
ADIENT PLCORD SHSG0084W·10·127,517  5.67%700,000Sh.39.31   SoleSole
SUPER MICRO COMPUTER INCCOM86800U·10·427,380  5.64%1,328,500Sh.20.61   SoleSole
SPIRIT AEROSYSTEMS HLDGS INCCOM CL A848574·10·925,209  5.19%275,000Sh.91.67   SoleSole
SPIRIT MTA REITCOM SHS BEN IN84861U·10·521,888  4.51%1,900,000Sh.11.52   SoleSole
FOREST CITY RLTY TR INCCOM CL A345605·10·921,590  4.45%860,500Sh.25.09   SoleSole
ALTRA INDL MOTION CORPCOM02208R·10·620,650  4.26%500,000Sh.41.30   SoleSole
LIBERTY MEDIA CORP DELAWARECOM A SIRIUSXM531229·40·919,759  4.07%454,847Sh.43.44   SoleSole
ARLO TECHNOLOGIES INCCOM04206A·10·117,442  3.59%1,202,061Sh.14.51   SoleSole
APPLIED OPTOELECTRONICS INCCOM03823U·10·212,662  2.61%513,452Sh.24.66   SoleSole
EXACT SCIENCES CORPCOM30063P·10·511,838  2.44%150,000Sh.78.92   SoleSole
LIBERTY MEDIA CORP DELAWARECOM C SIRIUSXM531229·60·711,185  2.30%257,428Sh.43.45   SoleSole
NI HLDGS INCCOM65342T·10·69,663  1.99%572,800Sh.16.87   SoleSole
RECRO PHARMA INCCOM75629F·10·99,454  1.95%1,329,611Sh.7.11   SoleSole
RETAIL VALUE INCCOM76133Q·10·27,921  1.63%242,316Sh.32.69   SoleSole
TURTLE BEACH CORPCOM NEW900450·20·67,577  1.56%380,000Sh.19.94   SoleSole
PETIQ INCCOM CL A71639T·10·65,897  1.22%150,000Sh.39.31   SoleSole
PG&E CORPCOMCall69331C·10·85,636a1.16%1,225,000Sh.4.60   SoleNone
TILRAY INCCOM CL 2Call88688T·10·05,360a1.10%373,200Sh.14.36   SoleNone
CORPORACION AMER ARPTS S ACOML1995B·10·74,057  0.84%475,000Sh.8.54   SoleSole
MERRIMACK PHARMACEUTICALS INCOM NEW590328·20·93,598  0.74%675,000Sh.5.33   SoleSole
RAFAEL HLDGS INCCOM CL B75062E·10·63,570  0.74%425,000Sh.8.40   SoleSole
WRIGHT MED GROUP N VRIGHT 03/01/2019N96617·12·6540  0.11%373,531Sh.1.45   SoleNone
SIGMA DESIGNS INCCOM826565·10·3223  0.05%1,536,474Sh.0.15   SoleSole
26 Issuers28 Issues28 Holdings:  $485,308,100ªSole Manager
____________
 ª  The market values of 2 Holdings (usually Options) were adjusted (a), due to conflicting security prices in other Filings.  [ Show Data As Filed ]
 º  Other Included Managers with whom investment discretion is shared as to any Holding:  No Other Included Managers

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