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Newtyn Management, LLC – ‘13F-HR’ for 9/30/18 – ‘INFO-TABLE’

On:  Wednesday, 11/14/18, at 4:12pm ET   ·   Effective:  11/14/18   ·   For:  9/30/18   ·   Accession #:  905718-18-940   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 8/14/18 for 6/30/18   ·   Next:  ‘13F-HR’ on 2/14/19 for 12/31/18   ·   Latest:  ‘13F-HR’ on 2/14/24 for 12/31/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/14/18  Newtyn Management, LLC            13F-HR      9/30/18    2:15K                                    Lowenstein Sandler PC/FA

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                infotable.xml

‘INFO-TABLE’   —   Portfolio Securities Holdings Info Table — infotable.xml



        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Portfolio Securities Holdings Info Table
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<informationTable xsi:schemaLocation="http://www.sec.gov/edgar/document/thirteenf/informationtable eis_13FDocument.xsd" xmlns="http://www.sec.gov/edgar/document/thirteenf/informationtable" xmlns:n1="http://www.sec.gov/edgar/document/thirteenf/informationtable" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance">
<infoTable>
<nameOfIssuer> ADIENT PLC </nameOfIssuer>
<titleOfClass> ORD SHS </titleOfClass>
<cusip> G0084W101 </cusip>
<value> 27517 </value>
<shrsOrPrnAmt>
<sshPrnamt> 700000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 700000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> ADTALEM GLOBAL ED INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 00737L103 </cusip>
<value> 30173 </value>
<shrsOrPrnAmt>
<sshPrnamt> 626000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 626000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> ALTABA INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 021346101 </cusip>
<value> 53270 </value>
<shrsOrPrnAmt>
<sshPrnamt> 782000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 782000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> ALTRA INDL MOTION CORP </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 02208R106 </cusip>
<value> 20650 </value>
<shrsOrPrnAmt>
<sshPrnamt> 500000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 500000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> APPLIED OPTOELECTRONICS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 03823U102 </cusip>
<value> 12662 </value>
<shrsOrPrnAmt>
<sshPrnamt> 513452 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 513452 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> ARLO TECHNOLOGIES INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 04206A101 </cusip>
<value> 17442 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1202061 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1202061 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> CORPORACION AMER ARPTS S A </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> L1995B107 </cusip>
<value> 4057 </value>
<shrsOrPrnAmt>
<sshPrnamt> 475000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 475000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> EXACT SCIENCES CORP </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 30063P105 </cusip>
<value> 11838 </value>
<shrsOrPrnAmt>
<sshPrnamt> 150000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 150000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> FOREST CITY RLTY TR INC </nameOfIssuer>
<titleOfClass> COM CL A </titleOfClass>
<cusip> 345605109 </cusip>
<value> 21590 </value>
<shrsOrPrnAmt>
<sshPrnamt> 860500 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 860500 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> INDUSTRIAL LOGISTICS PPTYS T </nameOfIssuer>
<titleOfClass> COM SHS BEN INT </titleOfClass>
<cusip> 456237106 </cusip>
<value> 31179 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1355000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1355000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> LIBERTY MEDIA CORP DELAWARE </nameOfIssuer>
<titleOfClass> COM A SIRIUSXM </titleOfClass>
<cusip> 531229409 </cusip>
<value> 19759 </value>
<shrsOrPrnAmt>
<sshPrnamt> 454847 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 454847 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> LIBERTY MEDIA CORP DELAWARE </nameOfIssuer>
<titleOfClass> COM C SIRIUSXM </titleOfClass>
<cusip> 531229607 </cusip>
<value> 11185 </value>
<shrsOrPrnAmt>
<sshPrnamt> 257428 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 257428 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> MERRIMACK PHARMACEUTICALS IN </nameOfIssuer>
<titleOfClass> COM NEW </titleOfClass>
<cusip> 590328209 </cusip>
<value> 3598 </value>
<shrsOrPrnAmt>
<sshPrnamt> 675000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 675000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> NI HLDGS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 65342T106 </cusip>
<value> 9663 </value>
<shrsOrPrnAmt>
<sshPrnamt> 572800 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 572800 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> PETIQ INC </nameOfIssuer>
<titleOfClass> COM CL A </titleOfClass>
<cusip> 71639T106 </cusip>
<value> 5897 </value>
<shrsOrPrnAmt>
<sshPrnamt> 150000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 150000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> PG&E CORP </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 69331C108 </cusip>
<value> 59813 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1300000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1300000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> PG&E CORP </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 69331C108 </cusip>
<value> 56362 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1225000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<putCall> Call </putCall>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 0 </Sole>
<Shared> 0 </Shared>
<None> 1225000 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> RAFAEL HLDGS INC </nameOfIssuer>
<titleOfClass> COM CL B </titleOfClass>
<cusip> 75062E106 </cusip>
<value> 3570 </value>
<shrsOrPrnAmt>
<sshPrnamt> 425000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 425000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> RECRO PHARMA INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 75629F109 </cusip>
<value> 9454 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1329611 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1329611 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> RETAIL VALUE INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 76133Q102 </cusip>
<value> 7921 </value>
<shrsOrPrnAmt>
<sshPrnamt> 242316 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 242316 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> SIGMA DESIGNS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 826565103 </cusip>
<value> 223 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1536474 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1536474 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> SPECTRUM BRANDS HLDGS INC NE </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 84790A105 </cusip>
<value> 30257 </value>
<shrsOrPrnAmt>
<sshPrnamt> 404937 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 404937 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> SPIRIT AEROSYSTEMS HLDGS INC </nameOfIssuer>
<titleOfClass> COM CL A </titleOfClass>
<cusip> 848574109 </cusip>
<value> 25209 </value>
<shrsOrPrnAmt>
<sshPrnamt> 275000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 275000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> SPIRIT MTA REIT </nameOfIssuer>
<titleOfClass> COM SHS BEN IN </titleOfClass>
<cusip> 84861U105 </cusip>
<value> 21888 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1900000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1900000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> SUPER MICRO COMPUTER INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 86800U104 </cusip>
<value> 27380 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1328500 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1328500 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> TILRAY INC </nameOfIssuer>
<titleOfClass> COM CL 2 </titleOfClass>
<cusip> 88688T100 </cusip>
<value> 53599 </value>
<shrsOrPrnAmt>
<sshPrnamt> 373200 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<putCall> Call </putCall>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 0 </Sole>
<Shared> 0 </Shared>
<None> 373200 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> TURTLE BEACH CORP </nameOfIssuer>
<titleOfClass> COM NEW </titleOfClass>
<cusip> 900450206 </cusip>
<value> 7577 </value>
<shrsOrPrnAmt>
<sshPrnamt> 380000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 380000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> WRIGHT MED GROUP N V </nameOfIssuer>
<titleOfClass> RIGHT 03/01/2019 </titleOfClass>
<cusip> N96617126 </cusip>
<value> 540 </value>
<shrsOrPrnAmt>
<sshPrnamt> 373531 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 0 </Sole>
<Shared> 0 </Shared>
<None> 373531 </None>
</votingAuthority>
</infoTable>
</informationTable>


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