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Newtyn Management, LLC – ‘13F-HR’ for 9/30/18 – ‘INFO-TABLE’

On:  Wednesday, 11/14/18, at 4:12pm ET   ·   Effective:  11/14/18   ·   For:  9/30/18   ·   Accession #:  905718-18-940   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 8/14/18 for 6/30/18   ·   Next:  ‘13F-HR’ on 2/14/19 for 12/31/18   ·   Latest:  ‘13F-HR’ on 2/14/24 for 12/31/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/14/18  Newtyn Management, LLC            13F-HR      9/30/18    2:15K                                    Lowenstein Sandler PC/FA

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                infotable.xml

‘INFO-TABLE’   —   Portfolio Securities Holdings Info Table — infotable.xml



        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Portfolio Securities Holdings Info Table
 
                                                                                                                                                                                
Information Table
 
Info Table:
Name of Issuer:  ADIENT PLC
Title of Class:  ORD SHS
CUSIP:  G0084W-10-1
Value:  27,517
Shrs or Prn Amt:
Ssh Prnamt:  700000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  700000
Shared:  0
None:  0
Info Table:
Name of Issuer:  ADTALEM GLOBAL ED INC
Title of Class:  COM
CUSIP:  00737L-10-3
Value:  30,173
Shrs or Prn Amt:
Ssh Prnamt:  626000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  626000
Shared:  0
None:  0
Info Table:
Name of Issuer:  ALTABA INC
Title of Class:  COM
CUSIP:  021346-10-1
Value:  53,270
Shrs or Prn Amt:
Ssh Prnamt:  782000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  782000
Shared:  0
None:  0
Info Table:
Name of Issuer:  ALTRA INDL MOTION CORP
Title of Class:  COM
CUSIP:  02208R-10-6
Value:  20,650
Shrs or Prn Amt:
Ssh Prnamt:  500000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  500000
Shared:  0
None:  0
Info Table:
Name of Issuer:  APPLIED OPTOELECTRONICS INC
Title of Class:  COM
CUSIP:  03823U-10-2
Value:  12,662
Shrs or Prn Amt:
Ssh Prnamt:  513452
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  513452
Shared:  0
None:  0
Info Table:
Name of Issuer:  ARLO TECHNOLOGIES INC
Title of Class:  COM
CUSIP:  04206A-10-1
Value:  17,442
Shrs or Prn Amt:
Ssh Prnamt:  1202061
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1202061
Shared:  0
None:  0
Info Table:
Name of Issuer:  CORPORACION AMER ARPTS S A
Title of Class:  COM
CUSIP:  L1995B-10-7
Value:  4,057
Shrs or Prn Amt:
Ssh Prnamt:  475000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  475000
Shared:  0
None:  0
Info Table:
Name of Issuer:  EXACT SCIENCES CORP
Title of Class:  COM
CUSIP:  30063P-10-5
Value:  11,838
Shrs or Prn Amt:
Ssh Prnamt:  150000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  150000
Shared:  0
None:  0
Info Table:
Name of Issuer:  FOREST CITY RLTY TR INC
Title of Class:  COM CL A
CUSIP:  345605-10-9
Value:  21,590
Shrs or Prn Amt:
Ssh Prnamt:  860500
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  860500
Shared:  0
None:  0
Info Table:
Name of Issuer:  INDUSTRIAL LOGISTICS PPTYS T
Title of Class:  COM SHS BEN INT
CUSIP:  456237-10-6
Value:  31,179
Shrs or Prn Amt:
Ssh Prnamt:  1355000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1355000
Shared:  0
None:  0
Info Table:
Name of Issuer:  LIBERTY MEDIA CORP DELAWARE
Title of Class:  COM A SIRIUSXM
CUSIP:  531229-40-9
Value:  19,759
Shrs or Prn Amt:
Ssh Prnamt:  454847
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  454847
Shared:  0
None:  0
Info Table:
Name of Issuer:  LIBERTY MEDIA CORP DELAWARE
Title of Class:  COM C SIRIUSXM
CUSIP:  531229-60-7
Value:  11,185
Shrs or Prn Amt:
Ssh Prnamt:  257428
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  257428
Shared:  0
None:  0
Info Table:
Name of Issuer:  MERRIMACK PHARMACEUTICALS IN
Title of Class:  COM NEW
CUSIP:  590328-20-9
Value:  3,598
Shrs or Prn Amt:
Ssh Prnamt:  675000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  675000
Shared:  0
None:  0
Info Table:
Name of Issuer:  NI HLDGS INC
Title of Class:  COM
CUSIP:  65342T-10-6
Value:  9,663
Shrs or Prn Amt:
Ssh Prnamt:  572800
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  572800
Shared:  0
None:  0
Info Table:
Name of Issuer:  PETIQ INC
Title of Class:  COM CL A
CUSIP:  71639T-10-6
Value:  5,897
Shrs or Prn Amt:
Ssh Prnamt:  150000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  150000
Shared:  0
None:  0
Info Table:
Name of Issuer:  PG&E CORP
Title of Class:  COM
CUSIP:  69331C-10-8
Value:  59,813
Shrs or Prn Amt:
Ssh Prnamt:  1300000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1300000
Shared:  0
None:  0
Info Table:
Name of Issuer:  PG&E CORP
Title of Class:  COM
CUSIP:  69331C-10-8
Value:  56,362
Shrs or Prn Amt:
Ssh Prnamt:  1225000
Ssh Prnamt Type:  SH
Put Call:  Call
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  1225000
Info Table:
Name of Issuer:  RAFAEL HLDGS INC
Title of Class:  COM CL B
CUSIP:  75062E-10-6
Value:  3,570
Shrs or Prn Amt:
Ssh Prnamt:  425000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  425000
Shared:  0
None:  0
Info Table:
Name of Issuer:  RECRO PHARMA INC
Title of Class:  COM
CUSIP:  75629F-10-9
Value:  9,454
Shrs or Prn Amt:
Ssh Prnamt:  1329611
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1329611
Shared:  0
None:  0
Info Table:
Name of Issuer:  RETAIL VALUE INC
Title of Class:  COM
CUSIP:  76133Q-10-2
Value:  7,921
Shrs or Prn Amt:
Ssh Prnamt:  242316
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  242316
Shared:  0
None:  0
Info Table:
Name of Issuer:  SIGMA DESIGNS INC
Title of Class:  COM
CUSIP:  826565-10-3
Value:  223
Shrs or Prn Amt:
Ssh Prnamt:  1536474
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1536474
Shared:  0
None:  0
Info Table:
Name of Issuer:  SPECTRUM BRANDS HLDGS INC NE
Title of Class:  COM
CUSIP:  84790A-10-5
Value:  30,257
Shrs or Prn Amt:
Ssh Prnamt:  404937
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  404937
Shared:  0
None:  0
Info Table:
Name of Issuer:  SPIRIT AEROSYSTEMS HLDGS INC
Title of Class:  COM CL A
CUSIP:  848574-10-9
Value:  25,209
Shrs or Prn Amt:
Ssh Prnamt:  275000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  275000
Shared:  0
None:  0
Info Table:
Name of Issuer:  SPIRIT MTA REIT
Title of Class:  COM SHS BEN IN
CUSIP:  84861U-10-5
Value:  21,888
Shrs or Prn Amt:
Ssh Prnamt:  1900000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1900000
Shared:  0
None:  0
Info Table:
Name of Issuer:  SUPER MICRO COMPUTER INC
Title of Class:  COM
CUSIP:  86800U-10-4
Value:  27,380
Shrs or Prn Amt:
Ssh Prnamt:  1328500
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1328500
Shared:  0
None:  0
Info Table:
Name of Issuer:  TILRAY INC
Title of Class:  COM CL 2
CUSIP:  88688T-10-0
Value:  53,599
Shrs or Prn Amt:
Ssh Prnamt:  373200
Ssh Prnamt Type:  SH
Put Call:  Call
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  373200
Info Table:
Name of Issuer:  TURTLE BEACH CORP
Title of Class:  COM NEW
CUSIP:  900450-20-6
Value:  7,577
Shrs or Prn Amt:
Ssh Prnamt:  380000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  380000
Shared:  0
None:  0
Info Table:
Name of Issuer:  WRIGHT MED GROUP N V
Title of Class:  RIGHT 3/1/19
CUSIP:  N96617-12-6
Value:  540
Shrs or Prn Amt:
Ssh Prnamt:  373531
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  373531


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