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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/14/18 Newtyn Management, LLC 13F-HR 9/30/18 2:15K Lowenstein Sandler PC/FA |
Document/Exhibit Description Pages Size 1: 13F-HR Quarterly Holdings and Combination Report by a HTML 3K Money Manager -- primary_doc.xml 2: INFO-TABLE Portfolio Securities Holdings Info Table -- HTML 3K infotable.xml
Newtyn Management, LLC
| NY | |
Security | Market Valueª | Shares or Principal | Investment Discretion | Other Managersº | Voting Authority | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Issuer Name | Issue Class | Opt. | CUSIP/CINS | $1000s | Weight | Amount | S/P | Price | Sole | Shared | None | ||
↓List | (S/P Amounts or For All) | ||||||||||||
ADIENT PLC | ORD SHS | – | G0084W·10·1 | 27,517 | 4.71% | 700,000 | Sh. | 39.31 | Sole | – | Sole | – | – |
ADTALEM GLOBAL ED INC | COM | – | 00737L·10·3 | 30,173 | 5.16% | 626,000 | Sh. | 48.20 | Sole | – | Sole | – | – |
ALTABA INC | COM | – | 021346·10·1 | 53,270 | 9.12% | 782,000 | Sh. | 68.12 | Sole | – | Sole | – | – |
ALTRA INDL MOTION CORP | COM | – | 02208R·10·6 | 20,650 | 3.53% | 500,000 | Sh. | 41.30 | Sole | – | Sole | – | – |
APPLIED OPTOELECTRONICS INC | COM | – | 03823U·10·2 | 12,662 | 2.17% | 513,452 | Sh. | 24.66 | Sole | – | Sole | – | – |
ARLO TECHNOLOGIES INC | COM | – | 04206A·10·1 | 17,442 | 2.99% | 1,202,061 | Sh. | 14.51 | Sole | – | Sole | – | – |
CORPORACION AMER ARPTS S A | COM | – | L1995B·10·7 | 4,057 | 0.69% | 475,000 | Sh. | 8.54 | Sole | – | Sole | – | – |
EXACT SCIENCES CORP | COM | – | 30063P·10·5 | 11,838 | 2.03% | 150,000 | Sh. | 78.92 | Sole | – | Sole | – | – |
FOREST CITY RLTY TR INC | COM CL A | – | 345605·10·9 | 21,590 | 3.70% | 860,500 | Sh. | 25.09 | Sole | – | Sole | – | – |
INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | – | 456237·10·6 | 31,179 | 5.34% | 1,355,000 | Sh. | 23.01 | Sole | – | Sole | – | – |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | – | 531229·40·9 | 19,759 | 3.38% | 454,847 | Sh. | 43.44 | Sole | – | Sole | – | – |
LIBERTY MEDIA CORP DELAWARE | COM C SIRIUSXM | – | 531229·60·7 | 11,185 | 1.91% | 257,428 | Sh. | 43.45 | Sole | – | Sole | – | – |
MERRIMACK PHARMACEUTICALS IN | COM NEW | – | 590328·20·9 | 3,598 | 0.62% | 675,000 | Sh. | 5.33 | Sole | – | Sole | – | – |
NI HLDGS INC | COM | – | 65342T·10·6 | 9,663 | 1.65% | 572,800 | Sh. | 16.87 | Sole | – | Sole | – | – |
PETIQ INC | COM CL A | – | 71639T·10·6 | 5,897 | 1.01% | 150,000 | Sh. | 39.31 | Sole | – | Sole | – | – |
PG&E CORP | COM | – | 69331C·10·8 | 59,813 | 10.24% | 1,300,000 | Sh. | 46.01 | Sole | – | Sole | – | – |
PG&E CORP | COM | Call | 69331C·10·8 | 56,362 | 9.65% | 1,225,000 | Sh. | 46.01 | Sole | – | – | – | None |
RAFAEL HLDGS INC | COM CL B | – | 75062E·10·6 | 3,570 | 0.61% | 425,000 | Sh. | 8.40 | Sole | – | Sole | – | – |
RECRO PHARMA INC | COM | – | 75629F·10·9 | 9,454 | 1.62% | 1,329,611 | Sh. | 7.11 | Sole | – | Sole | – | – |
RETAIL VALUE INC | COM | – | 76133Q·10·2 | 7,921 | 1.36% | 242,316 | Sh. | 32.69 | Sole | – | Sole | – | – |
SIGMA DESIGNS INC | COM | – | 826565·10·3 | 223 | 0.04% | 1,536,474 | Sh. | 0.15 | Sole | – | Sole | – | – |
SPECTRUM BRANDS HLDGS INC NE | COM | – | 84790A·10·5 | 30,257 | 5.18% | 404,937 | Sh. | 74.72 | Sole | – | Sole | – | – |
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | – | 848574·10·9 | 25,209 | 4.31% | 275,000 | Sh. | 91.67 | Sole | – | Sole | – | – |
SPIRIT MTA REIT | COM SHS BEN IN | – | 84861U·10·5 | 21,888 | 3.75% | 1,900,000 | Sh. | 11.52 | Sole | – | Sole | – | – |
SUPER MICRO COMPUTER INC | COM | – | 86800U·10·4 | 27,380 | 4.69% | 1,328,500 | Sh. | 20.61 | Sole | – | Sole | – | – |
TILRAY INC | COM CL 2 | Call | 88688T·10·0 | 53,599 | 9.17% | 373,200 | Sh. | 143.62 | Sole | – | – | – | None |
TURTLE BEACH CORP | COM NEW | – | 900450·20·6 | 7,577 | 1.30% | 380,000 | Sh. | 19.94 | Sole | – | Sole | – | – |
WRIGHT MED GROUP N V | RIGHT 03/01/2019 | – | N96617·12·6 | 540 | 0.09% | 373,531 | Sh. | 1.45 | Sole | – | – | – | None |
— 26 Issuers — | — 28 Issues — | — 28 Holdings: $584,273,000 — | — Sole Manager — | ||||||||||
____________ ª No market value of any Holding was adjusted. [ Show Data As Adjusted ] º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers |