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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/16/18 Newtyn Management, LLC 13F-HR/A 3/31/18 2:13K Lowenstein Sandler PC/FA |
Document/Exhibit Description Pages Size 1: 13F-HR/A Amendment to Quarterly Holdings and Combination HTML 3K Report by a Money Manager -- primary_doc.xml 2: INFO-TABLE Portfolio Securities Holdings Info Table -- HTML 3K infotable.xml
Newtyn Management, LLC
| NY | |
Security | Market Valueª | Shares or Principal | Investment Discretion | Other Managersº | Voting Authority | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Issuer Name | Issue Class | Opt. | CUSIP/CINS | $1000s | Weight | Amount | S/P | Price | Sole | Shared | None | ||
↓List | (S/P Amounts or For All) | ||||||||||||
ADIENT PLC | ORD SHS | – | G0084W·10·1 | 80,078 | 15.08% | 1,340,000 | Sh. | 59.76 | Sole | – | Sole | – | – |
ADTALEM GLOBAL ED INC | COM | – | 00737L·10·3 | 47,550 | 8.96% | 1,000,000 | Sh. | 47.55 | Sole | – | Sole | – | – |
ALTABA INC | COM | – | 021346·10·1 | 27,321 | 5.15% | 369,000 | Sh. | 74.04 | Sole | – | Sole | – | – |
APPLIED OPTOELECTRONICS INC | COM | – | 03823U·10·2 | 1,312 | 0.25% | 52,337 | Sh. | 25.07 | Sole | – | Sole | – | – |
COLONY NORTHSTAR CR REAL EST | COM CL A | – | 19626A·10·1 | 22,933 | 4.32% | 1,210,200 | Sh. | 18.95 | Sole | – | Sole | – | – |
FIESTA RESTAURANT GROUP INC | COM | – | 31660B·10·1 | 5,036 | 0.95% | 272,228 | Sh. | 18.50 | Sole | – | Sole | – | – |
FOREST CITY RLTY TR INC | COM CL A | – | 345605·10·9 | 59,838 | 11.27% | 2,953,500 | Sh. | 20.26 | Sole | – | Sole | – | – |
FORWARD PHARMA A/S | SPONSORED ADR | – | 34986J·10·5 | 636 | 0.12% | 293,033 | Sh. | 2.17 | Sole | – | Sole | – | – |
HRG GROUP INC | COM | – | 40434J·10·0 | 25,036 | 4.72% | 1,518,245 | Sh. | 16.49 | Sole | – | Sole | – | – |
JBG SMITH PPTYS | COM | – | 46590V·10·0 | 5,899 | 1.11% | 175,000 | Sh. | 33.71 | Sole | – | Sole | – | – |
KIMCO RLTY CORP | COM | – | 49446R·10·9 | 28,800 | 5.42% | 2,000,000 | Sh. | 14.40 | Sole | – | Sole | – | – |
LA QUINTA HLDGS INC | COM | – | 50420D·10·8 | 26,474 | 4.99% | 1,400,000 | Sh. | 18.91 | Sole | – | Sole | – | – |
MERRIMACK PHARMACEUTICALS IN | COM NEW | – | 590328·20·9 | 1,134 | 0.21% | 140,857 | Sh. | 8.05 | Sole | – | Sole | – | – |
NI HLDGS INC | COM | – | 65342T·10·6 | 9,566 | 1.80% | 572,800 | Sh. | 16.70 | Sole | – | Sole | – | – |
PG&E CORP | COM | – | 69331C·10·8 | 96,646 | 18.20% | 2,200,000 | Sh. | 43.93 | Sole | – | Sole | – | – |
PG&E CORP | COM | Call | 69331C·10·8 | 220a | 0.04% | 50,000 | Sh. | 4.39 | Sole | – | – | – | None |
QUALITY CARE PPTYS INC | COM | – | 747545·10·1 | 29,145 | 5.49% | 1,500,000 | Sh. | 19.43 | Sole | – | Sole | – | – |
RAFAEL HLDGS INC | COM CL B | – | 75062E·10·6 | 1,356 | 0.26% | 279,651 | Sh. | 4.85 | Sole | – | Sole | – | – |
SIGMA DESIGNS INC | COM | – | 826565·10·3 | 9,401 | 1.77% | 1,516,235 | Sh. | 6.20 | Sole | – | Sole | – | – |
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | – | 848574·10·9 | 23,018 | 4.34% | 275,000 | Sh. | 83.70 | Sole | – | Sole | – | – |
TIME WARNER INC | COM NEW | – | 887317·30·3 | 26,010 | 4.90% | 275,000 | Sh. | 94.58 | Sole | – | Sole | – | – |
TIME WARNER INC | COM NEW | Call | 887317·30·3 | 3,027a | 0.57% | 320,000 | Sh. | 9.46 | Sole | – | – | – | None |
WRIGHT MED GROUP N V | RIGHT 03/01/2019 | – | N96617·12·6 | 497 | 0.09% | 373,531 | Sh. | 1.33 | Sole | – | – | – | None |
— 21 Issuers — | — 23 Issues — | — 23 Holdings: $530,932,200ª — | — Sole Manager — | ||||||||||
____________ ª The market values of 2 Holdings (usually Options) were adjusted (a), due to conflicting security prices in other Filings. [ Show Data As Filed ] º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers |