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Newtyn Management, LLC – ‘13F-HR/A’ for 3/31/18 – ‘INFO-TABLE’

On:  Wednesday, 5/16/18, at 11:40am ET   ·   Effective:  5/16/18   ·   For:  3/31/18   ·   Accession #:  905718-18-524   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 5/15/18 for 3/31/18   ·   Next:  ‘13F-HR’ on 8/14/18 for 6/30/18   ·   Latest:  ‘13F-HR’ on 5/15/20 for 3/31/20

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/16/18  Newtyn Management, LLC            13F-HR/A    3/31/18    2:13K                                    Lowenstein Sandler PC/FA

Amendment to Quarterly Holdings or Combination Report by an Institutional Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR/A    Amendment to Quarterly Holdings or Combination      HTML      5K 
                          Report by an Institutional Money Manager               
                          -- primary_doc.xml                                     
 2: INFO-TABLE  Information Table of Securities Holdings -- Form    HTML     12K 
                          13F -- infotable.xml                                   

INFO-TABLE   —   Information Table of Securities Holdings — Form 13F — infotable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table  –  Plain Text  –  EDGAR System  –  SEC Website  –  XML Data  –  <?xml?> File

SEC Info rendering:  Portfolio Securities Holdings Info Table — Form 13F

Newtyn Management, LLC  

Form 13F Holdings Report   ·   For:  3/31/18   ·   Assets:  $530,932,200   ·   History:  Assets Under Management
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Form 13F Amendment:  #1   ·   Reason:  This amendment is a Restatement.

Security Market ValueªShares or PrincipalInvestment
Voting Authority
Issuer NameIssue ClassOpt.CUSIP/CINS$1000sWeightAmountS/PPriceSoleSharedNone
Sort in ascending orderSort in ascending orderSort in ascending orderSort in ascending orderIn descending orderSort in ascending orderSort in descending orderSort in ascending order   List(S/P Amounts or For All)
PG&E CORPCOM69331C·10·896,646  18.20%2,200,000Sh.43.93   SoleSole
ADIENT PLCORD SHSG0084W·10·180,078  15.08%1,340,000Sh.59.76   SoleSole
FOREST CITY RLTY TR INCCOM CL A345605·10·959,838  11.27%2,953,500Sh.20.26   SoleSole
ADTALEM GLOBAL ED INCCOM00737L·10·347,550  8.96%1,000,000Sh.47.55   SoleSole
QUALITY CARE PPTYS INCCOM747545·10·129,145  5.49%1,500,000Sh.19.43   SoleSole
KIMCO RLTY CORPCOM49446R·10·928,800  5.42%2,000,000Sh.14.40   SoleSole
ALTABA INCCOM021346·10·127,321  5.15%369,000Sh.74.04   SoleSole
LA QUINTA HLDGS INCCOM50420D·10·826,474  4.99%1,400,000Sh.18.91   SoleSole
TIME WARNER INCCOM NEW887317·30·326,010  4.90%275,000Sh.94.58   SoleSole
HRG GROUP INCCOM40434J·10·025,036  4.72%1,518,245Sh.16.49   SoleSole
SPIRIT AEROSYSTEMS HLDGS INCCOM CL A848574·10·923,018  4.34%275,000Sh.83.70   SoleSole
COLONY NORTHSTAR CR REAL ESTCOM CL A19626A·10·122,933  4.32%1,210,200Sh.18.95   SoleSole
NI HLDGS INCCOM65342T·10·69,566  1.80%572,800Sh.16.70   SoleSole
SIGMA DESIGNS INCCOM826565·10·39,401  1.77%1,516,235Sh.6.20   SoleSole
JBG SMITH PPTYSCOM46590V·10·05,899  1.11%175,000Sh.33.71   SoleSole
FIESTA RESTAURANT GROUP INCCOM31660B·10·15,036  0.95%272,228Sh.18.50   SoleSole
TIME WARNER INCCOM NEWCall887317·30·33,027a0.57%320,000Sh.9.46   SoleNone
RAFAEL HLDGS INCCOM CL B75062E·10·61,356  0.26%279,651Sh.4.85   SoleSole
APPLIED OPTOELECTRONICS INCCOM03823U·10·21,312  0.25%52,337Sh.25.07   SoleSole
MERRIMACK PHARMACEUTICALS INCOM NEW590328·20·91,134  0.21%140,857Sh.8.05   SoleSole
FORWARD PHARMA A/SSPONSORED ADR34986J·10·5636  0.12%293,033Sh.2.17   SoleSole
WRIGHT MED GROUP N VRIGHT 03/01/2019N96617·12·6497  0.09%373,531Sh.1.33   SoleNone
PG&E CORPCOMCall69331C·10·8220a0.04%50,000Sh.4.39   SoleNone
21 Issuers23 Issues23 Holdings:  $530,932,200ªSole Manager
 ª  The market values of 2 Holdings (usually Options) were adjusted (a), due to conflicting security prices in other Filings.  [ Show Data As Filed ]
 º  Other Included Managers with whom investment discretion is shared as to any Holding:  No Other Included Managers

Filing Submission 0000905718-18-000524   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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