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Newtyn Management, LLC – ‘13F-HR/A’ for 3/31/18 – ‘INFO-TABLE’

On:  Wednesday, 5/16/18, at 11:40am ET   ·   Effective:  5/16/18   ·   For:  3/31/18   ·   Accession #:  905718-18-524   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 5/15/18 for 3/31/18   ·   Next:  ‘13F-HR’ on 8/14/18 for 6/30/18   ·   Latest:  ‘13F-HR’ on 2/14/24 for 12/31/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/16/18  Newtyn Management, LLC            13F-HR/A    3/31/18    2:13K                                    Lowenstein Sandler PC/FA

Amendment to Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR/A    Amendment to Quarterly Holdings and Combination     HTML      3K 
                Report by a Money Manager -- primary_doc.xml                     
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                infotable.xml                                                    


‘INFO-TABLE’   —   Portfolio Securities Holdings Info Table — infotable.xml




        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Portfolio Securities Holdings Info Table
 

Newtyn Management, LLC  
 NY
  ·   Form 13F Holdings Report

§13(f) Securities Holdings   ·   For:  3/31/18   ·   Assets:  $560,148,000   ·   History:  Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji

Form 13F Amendment:  #1   ·   Reason:  This amendment is a Restatement.

Security Market ValueªShares or PrincipalInvestment
Discretion
Other 
Managersº
Voting Authority
Issuer NameIssue ClassOpt.CUSIP/CINS$1000sWeightAmountS/PPriceSoleSharedNone
In ascending orderSort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in descending orderSort in ascending order   List(S/P Amounts or For All)
ADIENT PLCORD SHSG0084W·10·180,078  14.30%1,340,000Sh.59.76   SoleSole
ADTALEM GLOBAL ED INCCOM00737L·10·347,550  8.49%1,000,000Sh.47.55   SoleSole
ALTABA INCCOM021346·10·127,321  4.88%369,000Sh.74.04   SoleSole
APPLIED OPTOELECTRONICS INCCOM03823U·10·21,312  0.23%52,337Sh.25.07   SoleSole
COLONY NORTHSTAR CR REAL ESTCOM CL A19626A·10·122,933  4.09%1,210,200Sh.18.95   SoleSole
FIESTA RESTAURANT GROUP INCCOM31660B·10·15,036  0.90%272,228Sh.18.50   SoleSole
FOREST CITY RLTY TR INCCOM CL A345605·10·959,838  10.68%2,953,500Sh.20.26   SoleSole
FORWARD PHARMA A/SSPONSORED ADR34986J·10·5636  0.11%293,033Sh.2.17   SoleSole
HRG GROUP INCCOM40434J·10·025,036  4.47%1,518,245Sh.16.49   SoleSole
JBG SMITH PPTYSCOM46590V·10·05,899  1.05%175,000Sh.33.71   SoleSole
KIMCO RLTY CORPCOM49446R·10·928,800  5.14%2,000,000Sh.14.40   SoleSole
LA QUINTA HLDGS INCCOM50420D·10·826,474  4.73%1,400,000Sh.18.91   SoleSole
MERRIMACK PHARMACEUTICALS INCOM NEW590328·20·91,134  0.20%140,857Sh.8.05   SoleSole
NI HLDGS INCCOM65342T·10·69,566  1.71%572,800Sh.16.70   SoleSole
PG&E CORPCOM69331C·10·896,646  17.25%2,200,000Sh.43.93   SoleSole
PG&E CORPCOMCall69331C·10·82,196  0.39%50,000Sh.43.92   SoleNone
QUALITY CARE PPTYS INCCOM747545·10·129,145  5.20%1,500,000Sh.19.43   SoleSole
RAFAEL HLDGS INCCOM CL B75062E·10·61,356  0.24%279,651Sh.4.85   SoleSole
SIGMA DESIGNS INCCOM826565·10·39,401  1.68%1,516,235Sh.6.20   SoleSole
SPIRIT AEROSYSTEMS HLDGS INCCOM CL A848574·10·923,018  4.11%275,000Sh.83.70   SoleSole
TIME WARNER INCCOM NEW887317·30·326,010  4.64%275,000Sh.94.58   SoleSole
TIME WARNER INCCOM NEWCall887317·30·330,266  5.40%320,000Sh.94.58   SoleNone
WRIGHT MED GROUP N VRIGHT 03/01/2019N96617·12·6497  0.09%373,531Sh.1.33   SoleNone
21 Issuers23 Issues23 Holdings:  $560,148,000Sole Manager
____________
 ª  No market value of any Holding was adjusted.  [ Show Data As Adjusted ]
 º  Other Included Managers with whom investment discretion is shared as to any Holding:  No Other Included Managers

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Filing Submission 0000905718-18-000524   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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