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Newtyn Management, LLC – ‘13F-HR’ for 12/31/17 – ‘INFO-TABLE’

On:  Wednesday, 2/14/18, at 4:10pm ET   ·   Effective:  2/14/18   ·   For:  12/31/17   ·   Accession #:  905718-18-219   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 11/14/17 for 9/30/17   ·   Next:  ‘13F-HR’ on 5/15/18 for 3/31/18   ·   Latest:  ‘13F-HR’ on 5/15/20 for 3/31/20

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/14/18  Newtyn Management, LLC            13F-HR     12/31/17    2:13K                                    Lowenstein Sandler PC/FA

Quarterly Holdings or Combination Report by an Institutional Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings or Combination Report by an      HTML      5K 
                          Institutional Money Manager --                         
                          primary_doc.xml                                        
 2: INFO-TABLE  Information Table of Securities Holdings -- Form    HTML     12K 
                          13F -- infotable.xml                                   


INFO-TABLE   —   Information Table of Securities Holdings — Form 13F — infotable.xml





This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table  –  Plain Text  –  EDGAR System  –  SEC Website  –  XML Data  –  <?xml?> File
 

 
SEC Info rendering:  Portfolio Securities Holdings Info Table — Form 13F
 

Newtyn Management, LLC  
 NY

Form 13F Holdings Report   ·   For:  12/31/17   ·   Assets:  $625,651,200   ·   History:  Assets Under Management
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Security Market ValueªShares or PrincipalInvestment
Discretion
Other 
Managersº
Voting Authority
Issuer NameIssue ClassOpt.CUSIP/CINS$1000sWeightAmountS/PPriceSoleSharedNone
Sort in ascending orderSort in ascending orderSort in ascending orderSort in ascending orderIn descending orderSort in ascending orderSort in descending orderSort in ascending order   List(S/P Amounts or For All)
PG&E CORPCOM69331C·10·8125,524  20.06%2,800,000Sh.44.83   SoleSole
ADIENT PLCORD SHSG0084W·10·198,455  15.74%1,251,020Sh.78.70   SoleSole
FOREST CITY RLTY TR INCCOM CL A345605·10·971,095  11.36%2,950,000Sh.24.10   SoleSole
HRG GROUP INCCOM40434J·10·053,596  8.57%3,162,000Sh.16.95   SoleSole
ADTALEM GLOBAL ED INCCOM00737L·10·347,517  7.59%1,130,000Sh.42.05   SoleSole
ALTABA INCCOM021346·10·142,958  6.87%615,000Sh.69.85   SoleSole
TIME WARNER INCCOM NEW887317·30·329,728  4.75%325,000Sh.91.47   SoleSole
QUALITY CARE PPTYS INCCOM747545·10·124,858  3.97%1,800,000Sh.13.81   SoleSole
SPIRIT AEROSYSTEMS HLDGS INCCOM CL A848574·10·923,994  3.84%275,000Sh.87.25   SoleSole
LIBERTY GLOBAL PLCLILAC SHS CL CG5480U·15·317,901  2.86%900,000Sh.19.89   SoleNone
AMERCOCOM023586·10·016,689  2.67%44,162Sh.377.90   SoleSole
FIESTA RESTAURANT GROUP INCCOM31660B·10·113,300  2.13%700,000Sh.19.00   SoleSole
LIBERTY GLOBAL PLCLILAC SHS CL AG5480U·13·811,438  1.83%567,649Sh.20.15   SoleSole
JBG SMITH PPTYSCOM46590V·10·010,419  1.67%300,000Sh.34.73   SoleSole
NI HLDGS INCCOM65342T·10·610,136  1.62%596,960Sh.16.98   SoleSole
APPLIED OPTOELECTRONICS INCCOM03823U·10·28,283  1.32%219,000Sh.37.82   SoleSole
THERAPEUTICSMD INCCOM88338N·10·77,550  1.21%1,250,000Sh.6.04   SoleSole
MERRIMACK PHARMACEUTICALS INCOM NEW590328·20·93,714  0.59%362,335Sh.10.25   SoleSole
ENTERCOM COMMUNICATIONS CORPCL A293639·10·03,634  0.58%336,455Sh.10.80   SoleSole
TIME WARNER INCCOM NEWCall887317·30·32,927a0.47%320,000Sh.9.15   SoleNone
FORWARD PHARMA A/SSPONSORED ADR34986J·10·51,293  0.21%353,252Sh.3.66   SoleSole
WRIGHT MED GROUP N VRIGHT 03/01/2019N96617·12·6418  0.07%276,709Sh.1.51   SoleSole
PG&E CORPCOMCall69331C·10·8224a0.04%50,000Sh.4.48   SoleNone
20 Issuers23 Issues23 Holdings:  $625,651,200ªSole Manager
____________
 ª  The market values of 2 Holdings (usually Options) were adjusted (a), due to conflicting security prices in other Filings.  [ Show Data As Filed ]
 º  Other Included Managers with whom investment discretion is shared as to any Holding:  No Other Included Managers

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Filing Submission 0000905718-18-000219   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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