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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/14/18 Newtyn Management, LLC 13F-HR 12/31/17 2:13K Lowenstein Sandler PC/FA |
Document/Exhibit Description Pages Size 1: 13F-HR Quarterly Holdings and Combination Report by a HTML 3K Money Manager -- primary_doc.xml 2: INFO-TABLE Portfolio Securities Holdings Info Table -- HTML 3K infotable.xml
Newtyn Management, LLC
| NY | |
Security | Market Valueª | Shares or Principal | Investment Discretion | Other Managersº | Voting Authority | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Issuer Name | Issue Class | Opt. | CUSIP/CINS | $1000s | Weight | Amount | S/P | Price | Sole | Shared | None | ||
↓List | (S/P Amounts or For All) | ||||||||||||
ADIENT PLC | ORD SHS | – | G0084W·10·1 | 98,455 | 15.05% | 1,251,020 | Sh. | 78.70 | Sole | – | Sole | – | – |
ADTALEM GLOBAL ED INC | COM | – | 00737L·10·3 | 47,517 | 7.27% | 1,130,000 | Sh. | 42.05 | Sole | – | Sole | – | – |
ALTABA INC | COM | – | 021346·10·1 | 42,958 | 6.57% | 615,000 | Sh. | 69.85 | Sole | – | Sole | – | – |
AMERCO | COM | – | 023586·10·0 | 16,689 | 2.55% | 44,162 | Sh. | 377.90 | Sole | – | Sole | – | – |
APPLIED OPTOELECTRONICS INC | COM | – | 03823U·10·2 | 8,283 | 1.27% | 219,000 | Sh. | 37.82 | Sole | – | Sole | – | – |
ENTERCOM COMMUNICATIONS CORP | CL A | – | 293639·10·0 | 3,634 | 0.56% | 336,455 | Sh. | 10.80 | Sole | – | Sole | – | – |
FIESTA RESTAURANT GROUP INC | COM | – | 31660B·10·1 | 13,300 | 2.03% | 700,000 | Sh. | 19.00 | Sole | – | Sole | – | – |
FOREST CITY RLTY TR INC | COM CL A | – | 345605·10·9 | 71,095 | 10.87% | 2,950,000 | Sh. | 24.10 | Sole | – | Sole | – | – |
FORWARD PHARMA A/S | SPONSORED ADR | – | 34986J·10·5 | 1,293 | 0.20% | 353,252 | Sh. | 3.66 | Sole | – | Sole | – | – |
HRG GROUP INC | COM | – | 40434J·10·0 | 53,596 | 8.19% | 3,162,000 | Sh. | 16.95 | Sole | – | Sole | – | – |
JBG SMITH PPTYS | COM | – | 46590V·10·0 | 10,419 | 1.59% | 300,000 | Sh. | 34.73 | Sole | – | Sole | – | – |
LIBERTY GLOBAL PLC | LILAC SHS CL A | – | G5480U·13·8 | 11,438 | 1.75% | 567,649 | Sh. | 20.15 | Sole | – | Sole | – | – |
LIBERTY GLOBAL PLC | LILAC SHS CL C | – | G5480U·15·3 | 17,901 | 2.74% | 900,000 | Sh. | 19.89 | Sole | – | – | – | None |
MERRIMACK PHARMACEUTICALS IN | COM NEW | – | 590328·20·9 | 3,714 | 0.57% | 362,335 | Sh. | 10.25 | Sole | – | Sole | – | – |
NI HLDGS INC | COM | – | 65342T·10·6 | 10,136 | 1.55% | 596,960 | Sh. | 16.98 | Sole | – | Sole | – | – |
PG&E CORP | COM | – | 69331C·10·8 | 125,524 | 19.19% | 2,800,000 | Sh. | 44.83 | Sole | – | Sole | – | – |
PG&E CORP | COM | Call | 69331C·10·8 | 2,242 | 0.34% | 50,000 | Sh. | 44.84 | Sole | – | – | – | None |
QUALITY CARE PPTYS INC | COM | – | 747545·10·1 | 24,858 | 3.80% | 1,800,000 | Sh. | 13.81 | Sole | – | Sole | – | – |
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | – | 848574·10·9 | 23,994 | 3.67% | 275,000 | Sh. | 87.25 | Sole | – | Sole | – | – |
THERAPEUTICSMD INC | COM | – | 88338N·10·7 | 7,550 | 1.15% | 1,250,000 | Sh. | 6.04 | Sole | – | Sole | – | – |
TIME WARNER INC | COM NEW | – | 887317·30·3 | 29,728 | 4.55% | 325,000 | Sh. | 91.47 | Sole | – | Sole | – | – |
TIME WARNER INC | COM NEW | Call | 887317·30·3 | 29,270 | 4.48% | 320,000 | Sh. | 91.47 | Sole | – | – | – | None |
WRIGHT MED GROUP N V | RIGHT 03/01/2019 | – | N96617·12·6 | 418 | 0.06% | 276,709 | Sh. | 1.51 | Sole | – | Sole | – | – |
— 20 Issuers — | — 23 Issues — | — 23 Holdings: $654,012,000 — | — Sole Manager — | ||||||||||
____________ ª No market value of any Holding was adjusted. [ Show Data As Adjusted ] º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers |