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Newtyn Management, LLC – ‘13F-HR’ for 12/31/17 – ‘INFO-TABLE’

On:  Wednesday, 2/14/18, at 4:10pm ET   ·   Effective:  2/14/18   ·   For:  12/31/17   ·   Accession #:  905718-18-219   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 11/14/17 for 9/30/17   ·   Next:  ‘13F-HR’ on 5/15/18 for 3/31/18   ·   Latest:  ‘13F-HR’ on 2/14/24 for 12/31/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/14/18  Newtyn Management, LLC            13F-HR     12/31/17    2:13K                                    Lowenstein Sandler PC/FA

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                infotable.xml                                                    


‘INFO-TABLE’   —   Portfolio Securities Holdings Info Table — infotable.xml




        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Portfolio Securities Holdings Info Table
 

Newtyn Management, LLC  
 NY
  ·   Form 13F Holdings Report

§13(f) Securities Holdings   ·   For:  12/31/17   ·   Assets:  $654,012,000   ·   History:  Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji

Security Market ValueªShares or PrincipalInvestment
Discretion
Other 
Managersº
Voting Authority
Issuer NameIssue ClassOpt.CUSIP/CINS$1000sWeightAmountS/PPriceSoleSharedNone
In ascending orderSort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in descending orderSort in ascending order   List(S/P Amounts or For All)
ADIENT PLCORD SHSG0084W·10·198,455  15.05%1,251,020Sh.78.70   SoleSole
ADTALEM GLOBAL ED INCCOM00737L·10·347,517  7.27%1,130,000Sh.42.05   SoleSole
ALTABA INCCOM021346·10·142,958  6.57%615,000Sh.69.85   SoleSole
AMERCOCOM023586·10·016,689  2.55%44,162Sh.377.90   SoleSole
APPLIED OPTOELECTRONICS INCCOM03823U·10·28,283  1.27%219,000Sh.37.82   SoleSole
ENTERCOM COMMUNICATIONS CORPCL A293639·10·03,634  0.56%336,455Sh.10.80   SoleSole
FIESTA RESTAURANT GROUP INCCOM31660B·10·113,300  2.03%700,000Sh.19.00   SoleSole
FOREST CITY RLTY TR INCCOM CL A345605·10·971,095  10.87%2,950,000Sh.24.10   SoleSole
FORWARD PHARMA A/SSPONSORED ADR34986J·10·51,293  0.20%353,252Sh.3.66   SoleSole
HRG GROUP INCCOM40434J·10·053,596  8.19%3,162,000Sh.16.95   SoleSole
JBG SMITH PPTYSCOM46590V·10·010,419  1.59%300,000Sh.34.73   SoleSole
LIBERTY GLOBAL PLCLILAC SHS CL AG5480U·13·811,438  1.75%567,649Sh.20.15   SoleSole
LIBERTY GLOBAL PLCLILAC SHS CL CG5480U·15·317,901  2.74%900,000Sh.19.89   SoleNone
MERRIMACK PHARMACEUTICALS INCOM NEW590328·20·93,714  0.57%362,335Sh.10.25   SoleSole
NI HLDGS INCCOM65342T·10·610,136  1.55%596,960Sh.16.98   SoleSole
PG&E CORPCOM69331C·10·8125,524  19.19%2,800,000Sh.44.83   SoleSole
PG&E CORPCOMCall69331C·10·82,242  0.34%50,000Sh.44.84   SoleNone
QUALITY CARE PPTYS INCCOM747545·10·124,858  3.80%1,800,000Sh.13.81   SoleSole
SPIRIT AEROSYSTEMS HLDGS INCCOM CL A848574·10·923,994  3.67%275,000Sh.87.25   SoleSole
THERAPEUTICSMD INCCOM88338N·10·77,550  1.15%1,250,000Sh.6.04   SoleSole
TIME WARNER INCCOM NEW887317·30·329,728  4.55%325,000Sh.91.47   SoleSole
TIME WARNER INCCOM NEWCall887317·30·329,270  4.48%320,000Sh.91.47   SoleNone
WRIGHT MED GROUP N VRIGHT 03/01/2019N96617·12·6418  0.06%276,709Sh.1.51   SoleSole
20 Issuers23 Issues23 Holdings:  $654,012,000Sole Manager
____________
 ª  No market value of any Holding was adjusted.  [ Show Data As Adjusted ]
 º  Other Included Managers with whom investment discretion is shared as to any Holding:  No Other Included Managers

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Filing Submission 0000905718-18-000219   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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