SEC Info - Sei Investments Co. - ‘8-K’ for 3/29/21

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Sei Investments Co. – ‘8-K’ for 3/29/21

On: Wednesday, 3/31/21, at 9:06am ET · For: 3/29/21 · Accession #: 350894-21-17 · File #: 0-10200

  As Of               Filer                 Filing    For·On·As Docs:Size

 3/31/21  Sei Investments Co.               8-K:7,9     3/29/21   13:1.3M

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     27K 
 2: EX-99.1     Press Release                                       HTML      7K 
 9: R1          Cover                                               HTML     46K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- seic-20210329_htm                   XML     21K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.CAL  XBRL Calculations -- seic-20210329_cal               XML      7K 
 5: EX-101.DEF  XBRL Definitions -- seic-20210329_def                XML      9K 
 6: EX-101.LAB  XBRL Labels -- seic-20210329_lab                     XML     68K 
 7: EX-101.PRE  XBRL Presentations -- seic-20210329_pre              XML     33K 
 3: EX-101.SCH  XBRL Schema -- seic-20210329                         XSD     11K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    17K 
13: ZIP         XBRL Zipped Folder -- 0000350894-21-000017-xbrl      Zip     39K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

seic-20210329

i 0000350894 i FALSE00003508942021-03-292021-03-29

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

________________________________________

FORM i 8-K

________________________________________

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

i March 29, 2021

Date of report (Date of earliest event reported)

________________________________________

i SEI INVESTMENTS COMPANY

(Exact name of registrant as specified in charter)

________________________________________

i Pennsylvania

i 0-10200

i 23-1707341

(State or Other Jurisdiction

of Incorporation)

(Commission
File Number)

(I.R.S. Employer
Identification No.)

i 1 Freedom Valley Drive

i Oaks, i Pennsylvania i 19456

(Address of Principal Executive Offices and Zip Code)

( i 610) i 676-1000

(Registrants’ Telephone Number, Including Area Code)

________________________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


i ☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


i ☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


i ☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


i ☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol

Name of each exchange on which registered

i Common Stock, par value $0.01 per share

i SEIC

i The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01. Regulation FD Information.

On Monday, March 29, 2021, SEI Investments Company (the “Company”) acquired the Oranj cloud-native technology platform providing digital collaboration tools to financial advisors. The acquisition is not a significant acquisition of assets or otherwise material to the operations or financial results of the Company. A copy of the press release is furnished as Exhibit 99.1 and incorporated into this Item 7.01 by reference.

As provided in General Instruction B.2 to Form 8-K, the information furnished pursuant to Item 7.01 and Exhibit 99.1 hereof shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing with the Securities and Exchange Commission, except as shall be expressly provided by specific reference in such filing.

This Current Report on Form 8-K may contain forward looking statements within the meaning or the rules and regulations of the Securities and Exchange Commission. In some cases you can identify forward-looking statements by terminology such as ‘‘may’’, ‘‘will’’, ‘‘expect’’, ‘‘believe’’ and ‘‘continue’’ or ‘‘appear.’’ You should not place undue reliance on our forward-looking statements as they are based on the current beliefs and expectations of our management and subject to significant risks and uncertainties many of which are beyond our control or are subject to change. Although we believe the assumptions upon which we base our forward-looking statements are reasonable, they could be inaccurate. Some of the risks and important factors that could cause actual results to differ from those described in our forward-looking statements can be found in the “Risk Factors” sections of our Annual Report on Form 10-K for the year ended December 31, 2020 filed with the Securities and Exchange Commission.

Item 9.01. Financial Statements and Exhibits.


Exhibit No.			Description

99.1			Press Release of SEI Investments Company

104			Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


		SEI INVESTMENTS COMPANY

Date:	March 31, 2021	By:	/s/ *Dennis J. McGonigle*
			Dennis J. McGonigle Chief Financial Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on:	3/31/21	10-Q, 13F-HR
For Period end:	3/29/21
	12/31/20	10-K, 11-K, 13F-HR
		List all Filings

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Filing Submission 0000350894-21-000017 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Sei Investments Co. – ‘8-K’ for 3/29/21

On: Wednesday, 3/31/21, at 9:06am ET · For: 3/29/21 · Accession #: 350894-21-17 · File #: 0-10200

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Current Report — Form 8-KFiling Table of Contents

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Current Report — Form 8-K
Filing Table of Contents