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Unum Group – ‘8-K’ for 12/17/20

On:  Tuesday, 12/22/20, at 4:38pm ET   ·   For:  12/17/20   ·   Accession #:  5513-20-161   ·   File #:  1-11294

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  As Of               Filer                 Filing    For·On·As Docs:Size

12/22/20  Unum Group                        8-K:1,9    12/17/20   15:1.7M

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     31K 
 2: EX-2.1      Plan of Acquisition, Reorganization, Arrangement,   HTML    230K 
                Liquidation or Succession                                        
 3: EX-2.2      Plan of Acquisition, Reorganization, Arrangement,   HTML    230K 
                Liquidation or Succession                                        
 4: EX-2.3      Plan of Acquisition, Reorganization, Arrangement,   HTML    232K 
                Liquidation or Succession                                        
11: R1          Cover                                               HTML     52K 
13: XML         IDEA XML File -- Filing Summary                      XML     14K 
10: XML         XBRL Instance -- unm-20201217_htm                    XML     28K 
12: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 6: EX-101.CAL  XBRL Calculations -- unm-20201217_cal                XML      8K 
 7: EX-101.DEF  XBRL Definitions -- unm-20201217_def                 XML     45K 
 8: EX-101.LAB  XBRL Labels -- unm-20201217_lab                      XML     91K 
 9: EX-101.PRE  XBRL Presentations -- unm-20201217_pre               XML     45K 
 5: EX-101.SCH  XBRL Schema -- unm-20201217                          XSD     14K 
14: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    22K 
15: ZIP         XBRL Zipped Folder -- 0000005513-20-000161-xbrl      Zip    160K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:  C: 
 i 0000005513 i false00000055132020-12-172020-12-170000005513us-gaap:CommonClassAMemberexch:XNYS2020-12-172020-12-170000005513unm:A6250JuniorSubordinatedNotesDue2058Memberexch:XNYS2020-12-172020-12-17

Washington, D.C. 20549

FORM  i 8-K

Current Report
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i December 17, 2020

(Exact name of registrant as specified in its charter)
 i Delaware
 i 62-1598430
(State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer Identification No.)

 i 1 Fountain Square
 i Chattanooga,  i Tennessee  i 37402
(Address of principal executive offices) (Zip Code)

( i 423)  i 294-1011
(Registrant's telephone number, including area code)

Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Trading Symbol(s) Name of each exchange on which registered
 i Common stock, $0.10 par value  i UNM  i New York Stock Exchange
 i 6.250% Junior Subordinated Notes due 2058 i UNMA i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 i Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 1.01    Entry Into a Material Definitive Agreement.
On December 17, 2020, Provident Life and Accident Insurance Company, The Paul Revere Life Insurance Company and Unum Life Insurance Company of America (the “Ceding Companies”), wholly-owned subsidiaries of Unum Group (“Unum”), completed the first phase of the previously announced transaction (the “Transaction”) contemplated by the Master Transaction Agreement, dated December 16, 2020 (the “Master Transaction Agreement”), with Commonwealth Annuity and Life Insurance Company (“Commonwealth”), as previously reported in Unum’s Current Report on Form 8-K filed December 16, 2020. Pursuant to the Master Transaction Agreement, on December 17, 2020, each of the Ceding Companies entered into a reinsurance agreement with Commonwealth (the “Reinsurance Agreements”), pursuant to which Commonwealth has reinsured a substantial portion of the closed block individual disability insurance business issued and assumed by the Ceding Companies.

The foregoing description of the Transaction does not purport to be complete and is qualified in its entirety by reference to the full text of (a) the Master Transaction Agreement and (b) the Reinsurance Agreements. Copies of the Reinsurance Agreements are filed herewith as Exhibits 2.1, 2.2 and 2.3 and are incorporated herein by reference.

Item 9.01    Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.Description
104Cover Page Interactive Data File (embedded within the Inline XBRL document).


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Unum Group
Date: December 22, 2020By:/s/ J. Paul Jullienne
Name:J. Paul Jullienne
Title:Vice President, Managing Counsel, and
Corporate Secretary

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:12/22/20
For Period end:12/17/208-K
 List all Filings 

1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/17/21  Unum Group                        10-K       12/31/20  167:35M
Filing Submission 0000005513-20-000161   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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