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Union Pacific Corp. – ‘8-K’ for 5/18/21

On:  Tuesday, 5/18/21, at 4:15pm ET   ·   For:  5/18/21   ·   Accession #:  100885-21-182   ·   File #:  1-06075

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  As Of               Filer                 Filing    For·On·As Docs:Size

 5/18/21  Union Pacific Corp.               8-K:7       5/18/21   10:185K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     37K 
 6: R1          Document and Entity Information                     HTML     45K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
 5: XML         XBRL Instance -- unp-20210518x8k_htm                 XML     15K 
 7: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.LAB  XBRL Labels -- unp-20210518_lab                      XML     42K 
 4: EX-101.PRE  XBRL Presentations -- unp-20210518_pre               XML     31K 
 2: EX-101.SCH  XBRL Schema -- unp-20210518                          XSD     10K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               11±    17K 
10: ZIP         XBRL Zipped Folder -- 0000100885-21-000182-xbrl      Zip      9K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:   C: 
  unp-20210518x8k  
 i false i 000010088500001008852021-05-182021-05-18

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM  i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i May 18, 2021 (May 18, 2021)

 i UNION PACIFIC CORPORATION

(Exact name of registrant as specified in its charter)

 i Utah

 i 1-6075

 i 13-2626465

(State or other jurisdiction

(Commission

(IRS Employer

of Incorporation)

File Number)

Identification No.)

 i 1400 Douglas Street,  i Omaha,  i Nebraska

 i 68179

(Address of principal executive offices)

(Zip Code)

Registrant's telephone number, including area code:  i (402)  i 544-5000

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 i ¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i ¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i ¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i ¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each Class

Trading Symbol

Name of each exchange on which registered

 i Common Stock (Par Value $2.50 per share)

 i UNP

 i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company      i ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

¨


Item 7.01 Regulation FD Disclosure.

Effective as of May 18, 2021, Jennifer L. Hamann, Executive Vice President and Chief Financial Officer of Union Pacific Corporation (the Company), established a prearranged trading plan in accordance with the Company’s guidelines and policies regarding the safe harbor provisions of Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Ms. Hamann's trading plan is part of an individual long-term asset diversification, tax and financial planning strategy. Subject to certain conditions, the plan contemplates the sale of up to 1,000 shares of Company common stock, which represents approximately 1% of the shares beneficially owned by Ms. Hamann as of the date of this report. Following consummation of the sales under the plan, Ms. Hamann would continue to own shares in excess of the amounts required under the stock

ownership guidelines for executives established by the Company. Any transactions made under the trading plan will be disclosed by Ms. Hamann on Form 4 filings with the Securities and Exchange Commission.



SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: May 18, 2021

UNION PACIFIC CORPORATION

By:

/s/ Craig V. Richardson

Craig V. Richardson

Executive Vice President, Chief Legal Officer

and Corporate Secretary


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:5/18/21424B5,  FWP
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