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State Street Corp. – ‘8-K’ for 6/14/21

On:  Monday, 6/14/21, at 6:30am ET   ·   For:  6/14/21   ·   Accession #:  93751-21-604   ·   File #:  1-07511

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  As Of               Filer                 Filing    For·On·As Docs:Size

 6/14/21  State Street Corp.                8-K:7,9     6/14/21   13:2.2M

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     34K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     28K 
 8: R1          Cover page Entities                                 HTML     41K 
 9: R2          Cover page Entity listing                           HTML     19K 
11: XML         IDEA XML File -- Filing Summary                      XML     14K 
 7: XML         XBRL Instance -- stt-20210614_htm                    XML     30K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      7K 
 4: EX-101.DEF  XBRL Definitions -- stt-20210614_def                 XML     21K 
 5: EX-101.LAB  XBRL Labels -- stt-20210614_lab                      XML     88K 
 6: EX-101.PRE  XBRL Presentations -- stt-20210614_pre               XML     45K 
 3: EX-101.SCH  XBRL Schema -- stt-20210614                          XSD     17K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    22K 
13: ZIP         XBRL Zipped Folder -- 0000093751-21-000604-xbrl      Zip     23K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
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 i false i 000009375100000937512021-06-142021-06-140000093751us-gaap:CommonStockMember2021-06-142021-06-140000093751stt:SeriesDPreferredStockDepositoryShareMember2021-06-142021-06-140000093751stt:SeriesGPreferredStockDepositoryShareMember2021-06-142021-06-14

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
FORM  i 8-K
_________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):  i June 14, 2021
______________________
 i State Street Corporation
(Exact name of registrant as specified in its charter)
____________________
 i Massachusetts i 001-07511 i 04-2456637
(State or Other Jurisdiction of Incorporation)(Commission File Number)(IRS Employer Identification Number)
 i One Lincoln Street
 i Boston i Massachusetts i 02111
(Address of principal executive offices, and Zip Code)
Registrant’s telephone number, including area code:
 i (617)
 i 786-3000
________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common stock, $1 par value per share i STT i New York Stock Exchange
Depositary Shares, each representing a 1/4,000th ownership interest in a share of  i STT.PRD i New York Stock Exchange
 i Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, without par value per share
Depositary Shares, each representing a 1/4,000th ownership interest in a share of  i STT.PRG i New York Stock Exchange
 i Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G, without par value per share
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨



Item 7.01.    Regulation FD Disclosure.
On June 14, 2021, at 9:30 a.m. (EDT), Francisco Aristeguieta, State Street Corporation's Executive Vice President and Chief Executive Officer of State Street Institutional Services, and Eric W. Aboaf, State Street Corporation's Executive Vice President and Chief Financial Officer, will participate in Morgan Stanley's US Financials Conference.
The slides that Mr. Aristeguieta and Mr. Aboaf will present and related information are furnished herewith as Exhibit 99.1 and are incorporated herein by reference. The webcast of the presentation will be accessible on State Street's Investor Relations' website at http://investors.statestreet.com.
The information in this item 7.01, and in Exhibit 99.1 attached to this Form 8-K, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall this item 7.01, such Exhibit 99.1 or any of the information contained herein be deemed incorporated by reference in any filing under the Securities Exchange Act of 1934 or the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.

Item 9.01.    Financial Statements and Exhibits.
(d)    Exhibits.
Exhibit No.Description
*104Cover Page Interactive Data File (formatted as Inline XBRL)
*Submitted electronically herewith



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

STATE STREET CORPORATION
By:/s/ ELIZABETH M. SCHAEFER
Name:Elizabeth M. Schaefer,
Title:Senior Vice President and Deputy Controller
Date:June 14, 2021



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