of principal executive offices, and Zip Code)
Registrant’s telephone number, including area code:
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Name of each exchange on which registered
stock, $1 par value per share
iNew York Stock Exchange
Shares, each representing a 1/4,000th ownership interest in a share of
iNew York Stock Exchange
Rate Non-Cumulative Perpetual Preferred Stock, Series D, without par value per share
Depositary Shares, each representing a 1/4,000th ownership interest in a share of
York Stock Exchange
iFixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G, without par value per share
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
7.01.Regulation FD Disclosure.
As previously announced, the State Street Corporation annual meeting of shareholders is scheduled to be held on Wednesday, May 19, 2021 at 9:00 a.m. EDT. Due to the current COVID-19 pandemic and for the safety of our shareholders, employees and directors, the meeting will be conducted virtually via audio webcast at www.virtualshareholdermeeting.com/STT2021. State Street’s Chairman and Chief Executive Officer, Ronald P. O’Hanley, will provide brief remarks and respond to shareholder submitted questions.
Shareholders of record as of March
22, 2021 can participate by logging into the webcast and entering the 16-digit control number provided with the proxy voting card or voting instruction form previously distributed. Others without a control number can listen to the audio only webcast by visiting www.virtualshareholdermeeting.com/STT2021 and signing in as a guest.
Item 9.01.Financial Statements and Exhibits.
Page Interactive Data File (formatted as Inline XBRL)
Submitted electronically herewith
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.