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State Street Corp. – ‘8-K’ for 5/14/21

On:  Friday, 5/14/21, at 4:23pm ET   ·   For:  5/14/21   ·   Accession #:  93751-21-548   ·   File #:  1-07511

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  As Of               Filer                 Filing    For·On·As Docs:Size

 5/14/21  State Street Corp.                8-K:7,9     5/14/21   13:225K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     33K 
 8: R1          Cover page Entities                                 HTML     41K 
 9: R2          Cover page Entity listing                           HTML     19K 
11: XML         IDEA XML File -- Filing Summary                      XML     14K 
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10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      7K 
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12: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    22K 
13: ZIP         XBRL Zipped Folder -- 0000093751-21-000548-xbrl      Zip     16K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
FORM  i 8-K
_________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):  i May 14, 2021
______________________
 i State Street Corporation
(Exact name of registrant as specified in its charter)
____________________
 i Massachusetts i 001-07511 i 04-2456637
(State or Other Jurisdiction of Incorporation)(Commission File Number)(IRS Employer Identification Number)
 i One Lincoln Street
 i Boston i Massachusetts i 02111
(Address of principal executive offices, and Zip Code)
Registrant’s telephone number, including area code:
 i (617)
 i 786-3000
________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common stock, $1 par value per share i STT i New York Stock Exchange
Depositary Shares, each representing a 1/4,000th ownership interest in a share of  i STT.PRD i New York Stock Exchange
 i Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, without par value per share
Depositary Shares, each representing a 1/4,000th ownership interest in a share of  i STT.PRG i New York Stock Exchange
 i Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G, without par value per share
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨



Item 7.01.    Regulation FD Disclosure.

As previously announced, the State Street Corporation annual meeting of shareholders is scheduled to be held on Wednesday, May 19, 2021 at 9:00 a.m. EDT. Due to the current COVID-19 pandemic and for the safety of our shareholders, employees and directors, the meeting will be conducted virtually via audio webcast at www.virtualshareholdermeeting.com/STT2021. State Street’s Chairman and Chief Executive Officer, Ronald P. O’Hanley, will provide brief remarks and respond to shareholder submitted questions.
Shareholders of record as of March 22, 2021 can participate by logging into the webcast and entering the 16-digit control number provided with the proxy voting card or voting instruction form previously distributed. Others without a control number can listen to the audio only webcast by visiting www.virtualshareholdermeeting.com/STT2021 and signing in as a guest.


Item 9.01.    Financial Statements and Exhibits.
(d)    Exhibits.
*104Cover Page Interactive Data File (formatted as Inline XBRL)
*Submitted electronically herewith



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

STATE STREET CORPORATION
By:/s/ DAVID C. PHELAN
Name:David C. Phelan,
Title:Executive Vice President, General Counsel and Secretary
Date:May 14, 2021



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
5/19/21DEF 14A
Filed on / For Period end:5/14/218-K
3/22/21
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Filing Submission 0000093751-21-000548   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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