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A.O. Smith Corporation – ‘8-K’ for 4/13/21

On:  Monday, 4/19/21, at 10:54am ET   ·   For:  4/13/21   ·   Accession #:  91142-21-75   ·   File #:  1-00475

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  As Of               Filer                 Filing    For·On·As Docs:Size

 4/19/21  A.O. Smith Corporation            8-K:5       4/13/21   12:186K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     35K 
 8: R1          Cover Page                                          HTML     47K 
10: XML         IDEA XML File -- Filing Summary                      XML     11K 
 7: XML         XBRL Instance -- aos-20210413_htm                    XML     22K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.CAL  XBRL Calculations -- aos-20210413_cal                XML      7K 
 4: EX-101.DEF  XBRL Definitions -- aos-20210413_def                 XML      9K 
 5: EX-101.LAB  XBRL Labels -- aos-20210413_lab                      XML     68K 
 6: EX-101.PRE  XBRL Presentations -- aos-20210413_pre               XML     33K 
 2: EX-101.SCH  XBRL Schema -- aos-20210413                          XSD     11K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    17K 
12: ZIP         XBRL Zipped Folder -- 0000091142-21-000075-xbrl      Zip     13K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:  C: 
 i 0000091142 i FALSE00000911422021-04-132021-04-13

Washington, D.C. 20549
FORM  i 8-K
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i April 13, 2021
 i A. O. Smith Corporation
(Exact name of registrant as specified in its charter)
 i Delaware  i 1-475  i 39-0619790
(State or other jurisdiction
of incorporation)
File Number)
 (IRS Employer
Identification No.)

 i 11270 West Park Place,  i Milwaukee,  i Wisconsin  i 53224
(Address of principal executive offices, including zip code)

( i 414)  i 359-4000
(Registrant’s telephone number)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 i Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 204.14a-12)
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i Pre-commencement communications pursuant to Rule 13-e4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading
Name of each exchange
on which registered
 i Common Stock (par value $1.00 per share) i AOS i New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  i 

Item 5.07.    Submission of Matters to a Vote of Security Holders.

A. O. Corporation (the “Company”) held its Annual Meeting of Stockholders on April 13, 2021, for the purposes of the election of the Company’s Board of Directors, to hold an advisory vote to approve the compensation of our named executive officers, and to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.

The voting results for the election of the Company’s Board of Directors were as follows:

Class A Common Stock Directors
Authority Withheld
Broker Non-Vote
Victoria M. Holt
Michael M. Larsen
Ajita G. Rajendra
Bruce M. Smith
Mark D. Smith
Kevin J. Wheeler
Common Stock Directors
Authority Withheld
Broker Non-Vote
Ronald D. Brown
Dr. Ilham Kadri
Idelle K. Wolf
Gene C. Wulf

The advisory voting results for the approval of the compensation of the Company’s named executive officers were as follows:

Total Votes
Broker Non-Votes

The voting results for the ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021, were as follows

Total Votes
Broker Non-Votes


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

By:/s/James F. Stern
James F. Stern
Executive Vice President, General Counsel and Secretary

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:4/19/21
For Period end:4/13/214,  DEF 14A
 List all Filings 
Filing Submission 0000091142-21-000075   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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