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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/19/18 Live Ventures Inc 10-K/A 9/30/17 78:5.7M GlobalOne Filings Inc/FA |
Document/Exhibit Description Pages Size
1: 10-K/A Form 10-K Amendment HTML 33K
8: R1 Document and Entity Information HTML 48K
9: R2 Consolidated Balance Sheets HTML 99K
10: R3 Consolidated Balance Sheets (Parenthetical) HTML 48K
11: R4 Consolidated Statements of Operations HTML 75K
12: R5 Consolidated Statements of Changes in HTML 73K
Stockholders' Equity
13: R6 Consolidated Statements of Cash Flows HTML 157K
14: R7 1. Background and Basis of Presentation HTML 25K
15: R8 2. Summary of Significant Accounting Policies HTML 83K
16: R9 3. Comprehensive Income HTML 23K
17: R10 4. Reclassification and Restatement HTML 104K
18: R11 5. Acquisitions HTML 58K
19: R12 6. Balance Sheet Detail Information HTML 66K
20: R13 7. Intangibles HTML 27K
21: R14 8. Goodwill HTML 22K
22: R15 9. Long-Term Debt HTML 89K
23: R16 10. Note Payable, Related Party HTML 23K
24: R17 11. Stockholders' Equity HTML 37K
25: R18 12. Warrants HTML 40K
26: R19 13. Stock-based Compensation HTML 65K
27: R20 14. Earnings Per Share HTML 43K
28: R21 15. Related Party Transactions HTML 30K
29: R22 16. Commitments and Contingencies HTML 30K
30: R23 17. Income Taxes HTML 78K
31: R24 18. Segment Reporting HTML 60K
32: R25 19. Subsequent Events HTML 26K
33: R26 2. Summary of Significant Accounting Policies HTML 155K
(Policies)
34: R27 4. Reclassification and Restatement (Tables) HTML 100K
35: R28 5. Acquisitions (Tables) HTML 49K
36: R29 6. Balance Sheet Detail Information (Tables) HTML 83K
37: R30 7. Intangibles (Tables) HTML 25K
38: R31 9. Long-Term Debt (Tables) HTML 51K
39: R32 12. Warrants (Tables) HTML 40K
40: R33 13. Stock-based Compensation (Tables) HTML 57K
41: R34 14. Earnings Per Share (Tables) HTML 41K
42: R35 17. Income Taxes (Tables) HTML 80K
43: R36 18. Segment Reporting (Tables) HTML 61K
44: R37 2. Summary of Significant Accounting Policies HTML 48K
(Details Narrative)
45: R38 4. Reclassification and Restatement (Details - Qtr HTML 72K
2017)
46: R39 4. Reclassification and Restatement (Details - FYE HTML 113K
2016)
47: R40 5. Acquisitions (Details - Purchase allocation) HTML 72K
48: R41 5. Acquisitions (Details - Acquisition expenses) HTML 30K
49: R42 5. Acquisitions (Details - Pro forma information) HTML 31K
50: R43 6. Balance Sheet Detail Information (Details) HTML 138K
51: R44 7. Intangibles (Details) HTML 36K
52: R45 7. Intangibles (Details Narrative) HTML 29K
53: R46 9. Long-Term Debt (Details - Note Payable) HTML 85K
54: R47 9. Long-Term Debt (Details - Future Maturities) HTML 39K
55: R48 9. Long-Term Debt (Details Narrative) HTML 106K
56: R49 10. Note Payable, Related Party (Details HTML 32K
Narrative)
57: R50 11. Stockholders' Equity (Details Narrative) HTML 55K
58: R51 12. Warrants (Details - Warrants Outstanding) HTML 45K
59: R52 12. Warrants (Details - Exercise price) HTML 40K
60: R53 13. Stock-based Compensation (Details - Option HTML 63K
activity)
61: R54 13. Stock-based Compensation (Details - Option HTML 70K
price)
62: R55 13. Stock-based Compensation (Details - Non HTML 39K
vested)
63: R56 13. Stock-based Compensation (Details - HTML 30K
Assumptions)
64: R57 13. Stock-based Compensation (Details Narrative) HTML 34K
65: R58 14. Earnings Per Share (Details - Computation of HTML 59K
loss per share)
66: R59 14. Earnings (Loss) Per Share (Details Narrative) HTML 23K
67: R60 15. Related Party Transactions (Details Narrative) HTML 54K
68: R61 16. Commitments and Contingencies (Details - HTML 36K
Leases)
69: R62 16. Commitments and Contingencies (Details HTML 23K
Narrative)
70: R63 17. Income Taxes (Details - Income tax expense) HTML 43K
71: R64 17. Income Taxes (Details - reconciliation) HTML 75K
72: R65 17. Income Taxes (Details - Deferred tax assets) HTML 70K
73: R66 17. Income Taxes (Details Narrative) HTML 32K
74: R67 19. Segment Reporting (Details - Total Revenue) HTML 34K
75: R68 19. Segment Reporting (Details - By segment) HTML 44K
77: XML IDEA XML File -- Filing Summary XML 147K
76: EXCEL IDEA Workbook of Financial Reports XLSX 110K
2: EX-101.INS XBRL Instance -- live-20170930 XML 2.00M
4: EX-101.CAL XBRL Calculations -- live-20170930_cal XML 245K
5: EX-101.DEF XBRL Definitions -- live-20170930_def XML 659K
6: EX-101.LAB XBRL Labels -- live-20170930_lab XML 1.21M
7: EX-101.PRE XBRL Presentations -- live-20170930_pre XML 1.02M
3: EX-101.SCH XBRL Schema -- live-20170930 XSD 180K
78: ZIP XBRL Zipped Folder -- 0001683168-18-000192-xbrl Zip 185K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K/A
Amendment No. 1
(Mark one)
x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended September 30, 2017
o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the Transition period from ________ to ____________
Commission File Number: 001-33937
Live Ventures Incorporated
(Exact Name of Registrant as Specified in Its Charter)
| Nevada | 85-0206668 | |
| (State or Other Jurisdiction of Incorporation or Organization) | (IRS Employer Identification No.) | |
| 325 E Warm Springs Road, Suite 102, Las Vegas, Nevada | 89119 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (702) 997-5968
Securities registered under Section 12(b) of the Exchange Act: None
Securities registered under Section 12(g) of the Exchange Act:
Common Stock, $.001 Par Value
(Title of Class)
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ☐ No ☒
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes ☐ No ☒
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒ No ☐
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web Site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes ☒ No ☐
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer ☐ | Accelerated filer ☐ |
| Non-accelerated filer ☐ (Do not check if a smaller reporting company) | Smaller reporting company ☒ |
| Emerging growth company ☐ |
If any emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐ No ☒
The aggregate market value of the registrant’s common stock held by non-affiliates computed based on the closing sales price of such stock on March 31, 2017 was $6,842,676.
The number of shares outstanding of the registrant’s common stock, as of December 31, 2017, was 1,974,599 shares.
DOCUMENTS INCORPORATED BY REFERENCE
None
C:
EXPLANATORY NOTE
This Amendment No. 1 to the Annual Report on Form 10-K for the fiscal year ended September 30, 2017 (the “Form 10-K”) is being filed solely to furnish the Interactive Data files as Exhibit 101, in accordance with Rule 405 of Regulation S-T. No other changes have been made to the Form 10-K, as originally filed with the U.S. Securities and Exchange Commission on January 18, 2018 (the “Original Filing Date”).
No other changes have been made to the Form 10-K. This Amendment speaks as of the Original Filing Date and does not reflect events that may have occurred subsequent to the Original Filing Date, and does not modify or update in any way the disclosures made in the Form 10-K.
As set forth in Item 15 of Part IV, the XBRL (Extensible Business Reporting Language) information is furnished and not filed or a part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise is not subject to liability under these sections.
C:
| C: 2 |
PART II - OTHER INFORMATION
Item 15. Exhibits
| 101.INS | XBRL Instance Document |
| 101.SCH | XBRL Schema Document |
| 101.CAL | XBRL Calculation Linkbase Document |
| 101.DEF | XBRL Definition Linkbase Document |
| 101.LAB | XBRL Label Linkbase Document |
| 101.PRE | XBRL Presentation Linkbase Document |
C:
| 3 |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Exchange Act, the registrant has caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| LIVE VENTURES INCORPORATED | |
| /s/ Jon Isaac | |
| Jon Isaac | |
| President and Chief Executive Officer | |
| Date: January 19, 2018 |
| This ‘10-K/A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 1/19/18 | |||
| 1/18/18 | 10-K, 8-K | |||
| 12/31/17 | 10-Q | |||
| For Period end: | 9/30/17 | 10-K, NT 10-K | ||
| 3/31/17 | 10-Q, 10-Q/A | |||
| List all Filings | ||||