SEC Info - Liberty Media Corp. - ‘8-K’ for 1/30/23

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): i January 30, 2023

i LIBERTY MEDIA CORPORATION

(Exact name of registrant as specified in its charter)

i Delaware

i 001-35707

i 37-1699499

(State or other jurisdiction of

incorporation or organization)

(Commission

File Number)

(I.R.S. Employer

Identification No.)

i 12300 Liberty Blvd.

i Englewood, i Colorado i 80112

(Address of principal executive offices and zip code)

Registrant's telephone number, including area code: ( i 720) i 875-5400

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

T
Title of each class	Trading Symbol	Name of each exchange on which registered
i Series A Liberty SiriusXM Common Stock	i LSXMA	i The Nasdaq Stock Market LLC
i Series B Liberty SiriusXM Common Stock	i LSXMB	i The Nasdaq Stock Market LLC
i Series C Liberty SiriusXM Common Stock	i LSXMK	i The Nasdaq Stock Market LLC
i Series A Liberty Braves Common Stock	i BATRA	i The Nasdaq Stock Market LLC
i Series C Liberty Braves Common Stock	i BATRK	i The Nasdaq Stock Market LLC
i Series A Liberty Formula One Common Stock	i FWONA	i The Nasdaq Stock Market LLC
i Series C Liberty Formula One Common Stock	i FWONK	i The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.04. Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans.

On January 30, 2023, Liberty Media Corporation (the “Company” or “we”) delivered to its executive officers and directors (collectively, the “Covered Persons”) a notice under Rule 104(b)(2)(i) of Regulation BTR, pursuant to which the Company has imposed a “blackout” period in accordance with Section 306(a) of the Sarbanes-Oxley Act of 2002 (“SOX”) and Regulation BTR promulgated by the Securities and Exchange Commission.

Because a blackout period has been imposed under the Liberty Media 401(k) Savings Plan (the “Plan”), beginning on March 6, 2023 at 4:00 p.m., ET, and ending on or about March 13, 2023, we are imposing a SOX blackout period beginning on March 6, 2023 at 4:00 p.m., ET, and ending on or about March 13, 2023. We will advise the Covered Persons when the SOX blackout period ends, if earlier or later than the specified date and time. The blackout period under the Plan is needed in connection with the removal of the Company’s Series C Liberty Braves common stock (“BATRK”), Series C Liberty Formula One common stock (“FWONK”) and Series C Liberty SiriusXM common stock (“LSXMK”) as investment options under the Plan and liquidation of the BATRK, FWONK and LSXMK shares held in the Plan.

While the SOX blackout period is in effect, the Covered Persons (and their immediate family members who share their residence) are prohibited from, directly or indirectly, engaging in any purchase, sale, transfer, acquisition, or disposition of any equity securities of the Company relating to BATRK, FWONK and LSXMK, including any options or other derivative securities with respect to any of these stocks, subject to limited exclusions and exemptions.

The Company received notice of the Plan blackouts required by the Employment Retirement Income Security Act of 1974 on January 30, 2023, and provided the SOX blackout notice to the Covered Persons on the same day.

If the Covered Persons have any questions pertaining to the notice or the SOX blackout period, they were directed to contact Kate Jewell or Brittany Uthoff in the Legal Department of the Company by telephone at 720-875-5400 or by mail at 12300 Liberty Boulevard, Englewood, CO 80112.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: January 30, 2023


	LIBERTY MEDIA CORPORATION


	By:	/s/ *Katherine C. Jewell*
		Name: Katherine C. Jewell
		Title: Vice President

This ‘8-K’ Filing	Date	Other Filings

	3/13/23	None on these Dates
	3/6/23
Filed on / For Period end:	1/30/23
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Liberty Media Corp. – ‘8-K’ for 1/30/23

On: Monday, 1/30/23, at 4:24pm ET · For: 1/30/23 · Accession #: 1560385-23-4 · File #: 1-35707

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