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Voya Financial, Inc. – ‘8-K’ for 8/8/22

On:  Monday, 8/8/22, at 4:36pm ET   ·   For:  8/8/22   ·   Accession #:  1535929-22-84   ·   File #:  1-35897

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  As Of               Filer                 Filing    For·On·As Docs:Size

 8/08/22  Voya Financial, Inc.              8-K:5,7,9   8/08/22   12:250K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     36K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     12K 
 7: R1          Document And Entity Information                     HTML     50K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- voya-20220808_htm                   XML     27K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.DEF  XBRL Definitions -- voya-20220808_def                XML     40K 
 5: EX-101.LAB  XBRL Labels -- voya-20220808_lab                     XML     84K 
 6: EX-101.PRE  XBRL Presentations -- voya-20220808_pre              XML     41K 
 3: EX-101.SCH  XBRL Schema -- voya-20220808                         XSD     12K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    20K 
12: ZIP         XBRL Zipped Folder -- 0001535929-22-000084-xbrl      Zip     23K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:  C: 
 i 0001535929 i false00015359292022-08-082022-08-080001535929us-gaap:CommonStockMember2022-08-082022-08-080001535929voya:DepositarySharesMember2022-08-082022-08-08

Washington, D.C. 20549
FORM  i 8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
 i August 8, 2022
(Exact name of registrant as specified in its charter)
 i Delaware
 i 52-1222820
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification Number)
 i 230 Park Avenue
 i New York
 i New York
 i 10169
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: ( i 212)  i 309-8200
(Former name or former address, if changed since last report)
     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading symbolName of each exchange on which registered
 i Common Stock, $.01 Par Value i VOYA i New York Stock Exchange
 i Depositary Shares, each representing a 1/40th i VOYAPrB i New York Stock Exchange
interest in a share of 5.35% Fixed-Rate Non-Cumulative Preferred Stock, Series B, $0.01 par value
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

Item 5.02    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
On August 8, 2022, Voya Financial, Inc. (the “Company”) announced that Michael S. Smith, the Company's Vice Chair and Chief Financial Officer, will be departing the Company, effective November 15, 2022.
Item 7.01    Regulation FD Disclosure
On August 8, 2022, the Company issued a press release announcing the departure of Michael S. Smith, the Company's Vice Chair and Chief Financial Officer, effective November 15, 2022. The press release announcing Mr. Smith's departure is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
As provided in General Instruction B.2 of Form 8-K, the information provided pursuant to this Item 7.01 shall not be deemed to be “filed” for purposes of the Securities Exchange Act of 1934, as amended, or incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.
Item 9.01    Financial Statements and Exhibits
(d)    Exhibits
99.1    Press Release (furnished and not filed)
104    Cover Page Interactive Data File (embedded within the Inline XBRL document)

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Voya Financial, Inc.

By:        /s/ Trevor Ogle             
Name:    Trevor Ogle
Title:    Senior Vice President and Deputy General Counsel 
Dated: August 8, 2022

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
11/15/22None on these Dates
Filed on / For Period end:8/8/22
 List all Filings 
Filing Submission 0001535929-22-000084   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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