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Carlyle Group Inc. – ‘8-K’ for 4/29/21

On:  Wednesday, 4/28/21, at 5:49pm ET   ·   As of:  4/29/21   ·   For:  4/29/21   ·   Accession #:  1527166-21-30   ·   File #:  1-35538

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  As Of               Filer                 Filing    For·On·As Docs:Size

 4/29/21  Carlyle Group Inc.                8-K:2,9     4/29/21   14:11M

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     33K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     15K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML    108K 
10: R1          Cover                                               HTML     41K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
 9: XML         XBRL Instance -- cg-20210429_htm                     XML     20K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 5: EX-101.CAL  XBRL Calculations -- cg-20210429_cal                 XML      7K 
 6: EX-101.DEF  XBRL Definitions -- cg-20210429_def                  XML     41K 
 7: EX-101.LAB  XBRL Labels -- cg-20210429_lab                       XML     83K 
 8: EX-101.PRE  XBRL Presentations -- cg-20210429_pre                XML     41K 
 4: EX-101.SCH  XBRL Schema -- cg-20210429                           XSD     12K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    20K 
14: ZIP         XBRL Zipped Folder -- 0001527166-21-000030-xbrl      Zip     43K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
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 i false i 000152716600015271662021-04-292021-04-29

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM  i 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):  i April 29, 2021
The  i Carlyle Group Inc.
(Exact name of registrant as specified in its charter)
 i Delaware  i 001-35538  i 45-2832612
(State or Other Jurisdiction
of Incorporation)
 (Commission
File Number)
 (IRS Employer
Identification No.)
 i 1001 Pennsylvania Avenue, NW
 i Washington, i DC  i 20004-2505
(Address of Principal Executive Offices) (Zip Code)
( i 202)  i 729-5626
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common StockCGThe Nasdaq Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
    Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.



Item 2.02Results of Operations and Financial Condition.
On April 29, 2021, The Carlyle Group Inc. issued a summary press release and a detailed earnings presentation announcing financial results for its first quarter ended March 31, 2021. The summary press release and the earnings presentation are furnished as Exhibit 99.1 and Exhibit 99.2, respectively, to this Report.
As provided in General Instruction B.2 of Form 8-K, the information in this Item 2.02 and Exhibits 99.1 and 99.2 incorporated in this Form 8-K shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall such information or Exhibits 99.1 and 99.2 be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01Financial Statements and Exhibits.
(d)Exhibits.
Exhibit No.  Description
99.1  
99.2  
104Cover Page Interactive Data File (embedded within the Inline XBRL document).





SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 The Carlyle Group Inc.
Date: April 28, 2021  By: /s/ Curtis L. Buser
  Name: Curtis L. Buser
  Title: Chief Financial Officer





Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed as of / For Period end:4/29/2110-Q
Filed on:4/28/21
3/31/2110-Q,  13F-HR
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