SEC Info - Umpqua Holdings Corp. - ‘8-K’ for 1/20/21

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Umpqua Holdings Corp. – ‘8-K’ for 1/20/21

On: Wednesday, 1/20/21, at 4:34pm ET · For: 1/20/21 · Accession #: 1077771-21-4 · File #: 1-34624

  As Of               Filer                 Filing    For·On·As Docs:Size

 1/20/21  Umpqua Holdings Corp.             8-K:2,7,9   1/20/21   14:5.3M

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     26K 
 2: EX-99.1     Press Release Announcing Fourth Quarter and Full    HTML    422K 
                Year 2020 Financial Results                                      
 3: EX-99.2     Fourth Quarter 2020 Investor Presentation           HTML     41K 
10: R1          Cover                                               HTML     48K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
 9: XML         XBRL Instance -- umpq-20210120_htm                   XML     22K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 5: EX-101.CAL  XBRL Calculations -- umpq-20210120_cal               XML      7K 
 6: EX-101.DEF  XBRL Definitions -- umpq-20210120_def                XML      9K 
 7: EX-101.LAB  XBRL Labels -- umpq-20210120_lab                     XML     70K 
 8: EX-101.PRE  XBRL Presentations -- umpq-20210120_pre              XML     35K 
 4: EX-101.SCH  XBRL Schema -- umpq-20210120                         XSD     12K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
14: ZIP         XBRL Zipped Folder -- 0001077771-21-000004-xbrl      Zip     68K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

umpq-20210120

i 0001077771 i false00010777712021-01-202021-01-20

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934

Date of Report: i January 20, 2021

(Date of earliest event reported)

i Umpqua Holdings Corporation

(Exact Name of Registrant as Specified in Its Charter)


i Oregon	i 001-34624	i 93-1261319
(State or Other Jurisdiction of Incorporation or Organization)	(Commission File Number)	(I.R.S. Employer Identification Number)

i One SW Columbia Street, i Suite 1200

i Portland, i Oregon i 97258

(address of Principal Executive Offices)(Zip Code)

i (503) i 727-4100

(Registrant's Telephone Number, Including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ i ☐ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ i ☐ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ i ☐ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ i ☐ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


TITLE OF EACH CLASS	TRADING SYMBOL	NAME OF EXCHANGE
i Common Stock	i UMPQ	i The NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company [ i ☐ ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]


Item 2.02			Results of Operations and Financial Condition.

On January 20, 2021, Umpqua Holdings Corporation issued a press release announcing fourth quarter and full year 2020 financial results. The release is attached hereto as Exhibit 99.1. The information included in the press release is considered to be "furnished" under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Umpqua Holdings Corporation will include final financial statements and additional analyses for the year ended December 31, 2020 as part of its annual report on Form 10-K covering that period.


Item 7.01			Regulation FD Disclosure

Umpqua Holdings Corporation is filing an investor slide presentation that it intends to review in conjunction with its earnings release conference call on January 21, 2021. The slides are included as Exhibit 99.2 to this report and shall not be deemed to be "filed" for the purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.


Item 9.01			Financial Statements and Exhibits.
(d)			EXHIBITS
			99.1 Press Release announcing fourth quarter and full year 20 20 financial results dated January 2 0 , 202 1
			99.2 Fourth Quarter 20 20 Investor Presentation
			104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


			UMPQUA HOLDINGS CORPORATION (Registrant)
Dated: January 20, 2021			By:/s/ *Andrew H. Ognall* Andrew H. Ognall Executive Vice President, General Counsel and Secretary

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

	1/21/21
Filed on / For Period end:	1/20/21
	12/31/20	10-K, 11-K
		List all Filings

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Filing Submission 0001077771-21-000004 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)