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Texas Capital Bancshares Inc./TX – ‘8-K’ for 5/14/21

On:  Friday, 5/14/21, at 4:13pm ET   ·   For:  5/14/21   ·   Accession #:  1077428-21-82   ·   File #:  1-34657

Previous ‘8-K’:  ‘8-K’ on / for 5/12/21   ·   Latest ‘8-K’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size

 5/14/21  Texas Capital Bancshares Inc./TX  8-K:8,9     5/14/21   12:222K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     28K 
 8: R1          Document And Entity Information Document            HTML     55K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- tcbi-20210514_htm                   XML     31K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.CAL  XBRL Calculations -- tcbi-20210514_cal               XML      7K 
 4: EX-101.DEF  XBRL Definitions -- tcbi-20210514_def                XML     42K 
 5: EX-101.LAB  XBRL Labels -- tcbi-20210514_lab                     XML     88K 
 6: EX-101.PRE  XBRL Presentations -- tcbi-20210514_pre              XML     43K 
 2: EX-101.SCH  XBRL Schema -- tcbi-20210514                         XSD     12K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    21K 
12: ZIP         XBRL Zipped Folder -- 0001077428-21-000082-xbrl      Zip     15K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:  C: 
 i TEXAS CAPITAL BANCSHARES INC/TX i 0001077428 i false00010774282021-05-142021-05-140001077428us-gaap:CommonStockMember2021-05-142021-05-140001077428us-gaap:SeriesAPreferredStockMember2021-05-142021-05-140001077428us-gaap:SeriesBPreferredStockMember2021-05-142021-05-14

Washington, D.C. 20549
FORM  i 8-K
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):  i May 14, 2021
(Exact name of registrant as specified in its charter)
 i Delaware i 001-34657 i 75-2679109
(State or other jurisdiction of
File Number)
(I.R.S. Employer
Identification Number)
 i 2000 McKinney Avenue,  i Suite 700,  i Dallas,  i Texas, U.S.A.
(Address of principal executive offices)
 i 75201
(Zip Code)
Registrant's telephone number, including area code:  i (214)  i 932-6600
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common Stock, par value $0.01 per share i TCBI i Nasdaq Stock Market
 i 6.50% Non-Cumulative Perpetual Preferred Stock Series A, par value $0.01 per share i TCBIP i Nasdaq Stock Market
 i 5.75% Non-Cumulative Perpetual Preferred Stock Series B, par value $0.01 per share i TCBIO i Nasdaq Stock Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01.    Other Events.
On May 14, 2021, Texas Capital Bank, National Association (the "Bank"), the bank subsidiary of Texas Capital Bancshares, Inc. (the "Company"), applied to the Texas Department of Banking to convert from a national association to a Texas state-chartered bank. If the application is approved and the conversion is completed, then the Texas Department of Banking will be the Bank's primary regulator, the Federal Deposit Insurance Corporation (the "FDIC") will be the Bank's primary federal regulator and the Federal Reserve will continue to be the Company's primary federal regulator. The Bank has notified the FDIC of the proposed charter conversion. The Bank also filed a notice of the charter conversion with its current primary federal regulator, the Office of the Comptroller of the Currency. In connection with the charter conversion, the Bank will cancel its holdings of stock of the Federal Reserve Bank of Dallas and terminate its membership in the Federal Reserve System.
Item 9.01.    Financial Statements and Exhibits.

(d)    Exhibits
104    Cover Page Interactive Data File (embedded within the Inline XBRL document)


Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 By: /s/ Julie L. Anderson
  Julie L. Anderson
Chief Financial Officer

Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:5/14/21None on these Dates
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Filing Submission 0001077428-21-000082   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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