SEC Info - Pentwater Capital Management LP - ‘13F-HR’ for 6/30/19

FORM 13F INFORMATION TABLE

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
NAME OF ISSUER	TITLE OF CLASS	CUSIP	VALUE (X$1000)	SHRS or PRN AMT	SH or PRN	PUT / CALL	INVESTMENT DISCRETION	OTHER MANAGER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	VALUE (X$1000)	SHRS or PRN AMT	SH or PRN	PUT / CALL	INVESTMENT DISCRETION	OTHER MANAGER	SOLE	SHARED	NONE
ABBVIE INC	COM	00287Y959	3636	50000	SH	Put	SOLE	-	50000	0	0
ABBVIE INC	COM	00287Y909	12362	170000	SH	Call	SOLE	-	170000	0	0
ADAPTIVE BIOTECHNOLOGIES COR	COM	00650F109	290	6000	SH	-	SOLE	-	6000	0	0
ADESTO TECHNOLOGIES CORP	COM	00687D101	605	74292	SH	-	SOLE	-	74292	0	0
ADVANCED DISP SVCS INC DEL	COM	00790X101	79316	2485626	SH	-	SOLE	-	2485626	0	0
AGROFRESH SOLUTIONS	*W EXP 07/31/20	00856G117	4	242331	SH	-	SOLE	-	242331	0	0
ALIBABA GROUP HLDG LTD	COM	01609W952	38584	227700	SH	Put	SOLE	-	227700	0	0
ALIBABA GROUP HLDG LTD	COM	01609W902	10031	59200	SH	Call	SOLE	-	59200	0	0
ALIBABA GROUP HLDG LTD	SPONSORED ADS	01609W102	38838	229200	SH	-	SOLE	-	229200	0	0
ALLERGAN PLC	COM	G0177J958	3349	20000	SH	Put	SOLE	-	20000	0	0
ALLERGAN PLC	SHS	G0177J108	598730	3576000	SH	-	SOLE	-	3576000	0	0
ALPHABET INC	COM	02079K955	1083	1000	SH	Put	SOLE	-	1000	0	0
ALTRA INDL MOTION CORP	COM	02208R956	3588	100000	SH	Put	SOLE	-	100000	0	0
ALTRA INDL MOTION CORP	COM	02208R106	18837	525000	SH	-	SOLE	-	525000	0	0
AMALGAMATED BK NEW YORK N Y	CLASS A	022663108	592	33897	SH	-	SOLE	-	33897	0	0
AMAZON COM INC	COM	023135956	3787	2000	SH	Put	SOLE	-	2000	0	0
AMERICAN AIRLS GROUP INC	COM	02376R952	5136	157500	SH	Put	SOLE	-	157500	0	0
AMERICAN AIRLS GROUP INC	COM	02376R102	5525	169439	SH	-	SOLE	-	169439	0	0
AMERICAN AIRLS GROUP INC	COM	02376R902	326	10000	SH	Call	SOLE	-	10000	0	0
ANADARKO PETROLEUM CORP	COM	032511907	34927	495000	SH	Call	SOLE	-	495000	0	0
ANADARKO PETROLEUM CORP	COM	032511957	15523	220000	SH	Put	SOLE	-	220000	0	0
ANADARKO PETROLEUM CORP	COM	032511107	619482	8779500	SH	-	SOLE	-	8779500	0	0
APPLE INC	COM	037833950	2474	12500	SH	Put	SOLE	-	12500	0	0
ARATANA THERAPEUTICS INC	COM	03874P101	1032	200000	SH	-	SOLE	-	200000	0	0
ARRAY BIOPHARMA INC	COM	04269X105	128102	2765000	SH	-	SOLE	-	2765000	0	0
ASSURANT INC	COM	04621X108	1596	15000	SH	-	SOLE	-	15000	0	0
ATRECA INC	CL A COM	04965G109	471	25000	SH	-	SOLE	-	25000	0	0
ATRICURE INC	COM	04963C209	1194	40000	SH	-	SOLE	-	40000	0	0
AVEDRO INC	COM	05355N109	409	20830	SH	-	SOLE	-	20830	0	0
AXA EQUITABLE HLDGS INC	COM	054561105	2090	100000	SH	-	SOLE	-	100000	0	0
AXALTA COATING SYS LTD	COM	G0750C958	14885	500000	SH	Put	SOLE	-	500000	0	0
AXALTA COATING SYS LTD	COM	G0750C108	12652	425000	SH	-	SOLE	-	425000	0	0
BANK AMER CORP	COM	060505104	2175	75000	SH	-	SOLE	-	75000	0	0
BERRY PETE CORP	COM	08579X101	1143	107808	SH	-	SOLE	-	107808	0	0
BICYCLE THERAPEUTICS PLC	SPONSORED ADS	088786108	642	63822	SH	-	SOLE	-	63822	0	0
BJS WHSL CLUB HLDGS INC	COM	05550J101	12408	470000	SH	-	SOLE	-	470000	0	0
BLACKLINE INC	COM	09239B109	803	15000	SH	-	SOLE	-	15000	0	0
BOEING CO	COM	097023955	59152	162500	SH	Put	SOLE	-	162500	0	0
BOEING CO	COM	097023905	19111	52500	SH	Call	SOLE	-	52500	0	0
BOEING CO	COM	097023105	94060	258400	SH	-	SOLE	-	258400	0	0
BOX INC	CL A	10316T104	132	7500	SH	-	SOLE	-	7500	0	0
BRISTOL MYERS SQUIBB CO	COM	110122908	74374	1640000	SH	Call	SOLE	-	1640000	0	0
BRISTOL MYERS SQUIBB CO	COM	110122958	13605	300000	SH	Put	SOLE	-	300000	0	0
BUNGE LIMITED	COM	G16962905	1671	30000	SH	Call	SOLE	-	30000	0	0
C&J ENERGY SVCS INC	COM	12674R100	1160	98500	SH	-	SOLE	-	98500	0	0
CAESARS ENTMT CORP	NOTE 5.000%10/01/24	127686AA1	12001	7000000	PRN	-	SOLE	-	7000000	0	0
CAESARS ENTMT CORP	COM	127686103	89839	7600600	SH	-	SOLE	-	7600600	0	0
CAMBIUM NETWORKS CORP	SHS	G17766109	719	75000	SH	-	SOLE	-	75000	0	0
CANNTRUST HLDGS INC	COM	137800207	249	49700	SH	-	SOLE	-	49700	0	0
CELGENE CORP	COM	151020954	291648	3155000	SH	Put	SOLE	-	3155000	0	0
CELGENE CORP	COM	151020104	531900	5754000	SH	-	SOLE	-	5754000	0	0
CENTENE CORP	COM	15135B951	60306	1150000	SH	Put	SOLE	-	1150000	0	0
CENTENE CORP	COM	15135B901	54842	1045800	SH	Call	SOLE	-	1045800	0	0
CENTENE CORP	COM	15135B101	1670	31843	SH	-	SOLE	-	31843	0	0
CERIDIAN HCM HLDG INC	COM	15677J108	2746	54700	SH	-	SOLE	-	54700	0	0
CHANGE HEALTHCARE INC	COM	15912K100	2190	150000	SH	-	SOLE	-	150000	0	0
CIGNA CORP	COM	125523950	185121	1175000	SH	Put	SOLE	-	1175000	0	0
CIGNA CORP	COM	125523100	15398	97734	SH	-	SOLE	-	97734	0	0
COTY INC	COM	222070953	2680	200000	SH	Put	SOLE	-	200000	0	0
CRAY INC	COM NEW	225223304	696	20000	SH	-	SOLE	-	20000	0	0
CROWDSTRIKE HLDGS INC	CL A	22788C105	341	5000	SH	-	SOLE	-	5000	0	0
CVS HEALTH CORP	COM	126650900	392	7200	SH	Call	SOLE	-	7200	0	0
CVS HEALTH CORP	COM	126650100	392	7200	SH	-	SOLE	-	7200	0	0
CYPRESS SEMICONDUCTOR CORP	COM	232806109	227293	10220000	SH	-	SOLE	-	10220000	0	0
DANAHER CORPORATION	4.75 MND CV PFD	235851300	1105	1000	SH	-	SOLE	-	1000	0	0
DOCUSIGN INC	COM	256163106	1988	40000	SH	-	SOLE	-	40000	0	0
DOMO INC	COM CL B	257554105	589	21571	SH	-	SOLE	-	21571	0	0
DROPBOX INC	CL A	26210C104	9143	365000	SH	-	SOLE	-	365000	0	0
ELANCO ANIMAL HEALTH INC	COM	28414H103	760	22497	SH	-	SOLE	-	22497	0	0
ELASTIC N V	ORD SHS	N14506104	187	2500	SH	-	SOLE	-	2500	0	0
ELDORADO RESORTS INC	COM	28470R102	25460	552646	SH	-	SOLE	-	552646	0	0
ENDAVA PLC	ADS	29260V105	724	18000	SH	-	SOLE	-	18000	0	0
ENERGY TRANSFER LP	COM UT LTD PTN	29273V100	28794	2045000	SH	-	SOLE	-	2045000	0	0
ESPERION THERAPEUTICS INC NE	COM	29664W905	7211	155000	SH	Call	SOLE	-	155000	0	0
ESPERION THERAPEUTICS INC NE	COM	29664W105	113299	2435500	SH	-	SOLE	-	2435500	0	0
ESSENTIAL PPTYS RLTY TR INC	COM	29670E107	701	35000	SH	-	SOLE	-	35000	0	0
FARFETCH LTD	ORD SH CL A	30744W107	1664	80000	SH	-	SOLE	-	80000	0	0
FASTLY INC	CL A	31188V100	142	7000	SH	-	SOLE	-	7000	0	0
FINISAR CORP	COM NEW	31787A507	11493	502529	SH	-	SOLE	-	502529	0	0
FIRST DATA CORP	COM CL A	32008D106	75796	2800000	SH	-	SOLE	-	2800000	0	0
FIRST HAWAIIAN INC	COM	32051X108	4657	180000	SH	-	SOLE	-	180000	0	0
FOX CORP	COM	35137L955	10999	300200	SH	Put	SOLE	-	300200	0	0
GARDNER DENVER HLDGS INC	COM	36555P107	3460	100000	SH	-	SOLE	-	100000	0	0
GENERAL ELECTRIC CO	COM	369604903	420	40000	SH	Call	SOLE	-	40000	0	0
GENESEE & WYO INC	CL A	371559105	2000	20000	SH	-	SOLE	-	20000	0	0
GENWORTH FINL INC	COM CL A	37247D106	37	10000	SH	-	SOLE	-	10000	0	0
GLOBAL BLOOD THERAPEUTICS IN	COM	37890U108	601	11420	SH	-	SOLE	-	11420	0	0
GLOBAL MED REIT INC	COM NEW	37954A204	210	20000	SH	-	SOLE	-	20000	0	0
GROCERY OUTLET HLDG CORP	COM	39874R101	986	30000	SH	-	SOLE	-	30000	0	0
HEADHUNTER GROUP PLC	SPONSORED ADS	42207L106	163	10000	SH	-	SOLE	-	10000	0	0
HOWARD HUGHES CORP	COM	44267D907	4954	40000	SH	Call	SOLE	-	40000	0	0
HOWARD HUGHES CORP	COM	44267D107	42366	342100	SH	-	SOLE	-	342100	0	0
HUMANA INC	COM	444859102	10612	40000	SH	-	SOLE	-	40000	0	0
I3 VERTICALS INC	COM CL A	46571Y107	1031	35000	SH	-	SOLE	-	35000	0	0
INSPIRE MED SYS INC	COM	457730109	1820	30000	SH	-	SOLE	-	30000	0	0
INTELSAT S A	COM	L5140P951	11894	611500	SH	Put	SOLE	-	611500	0	0
INTELSAT S A	COM	L5140P901	5835	300000	SH	Call	SOLE	-	300000	0	0
INTELSAT S A	COM	L5140P101	33065	1700000	SH	-	SOLE	-	1700000	0	0
INVESCO QQQ TR	COM	46090E953	111969	599600	SH	Put	SOLE	-	599600	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	7470	40000	SH	-	SOLE	-	40000	0	0
IQVIA HLDGS INC	COM	46266C105	965	6000	SH	-	SOLE	-	6000	0	0
ISHARES TR	COM	464287953	7936	40000	SH	Put	SOLE	-	40000	0	0
ISHARES TR	PHLX SEMICND ETF	464287523	1786	9000	SH	-	SOLE	-	9000	0	0
ITERIS INC	COM	46564T107	80	15400	SH	-	SOLE	-	15400	0	0
KARUNA THERAPEUTICS INC	COM	48576A100	1401	70000	SH	-	SOLE	-	70000	0	0
LEVI STRAUSS & CO	CL A COM STK	52736R102	1305	62500	SH	-	SOLE	-	62500	0	0
LINX S A	SPONSORED ADS	53619W101	456	50000	SH	-	SOLE	-	50000	0	0
MAGELLAN HEALTH INC	COM	559079957	7423	100000	SH	Put	SOLE	-	100000	0	0
MAGELLAN HEALTH INC	COM NEW	559079207	6713	90438	SH	-	SOLE	-	90438	0	0
MARRIOTT VACTINS WORLDWID CO	COM	57164Y107	1157	12000	SH	-	SOLE	-	12000	0	0
MAXIM INTEGRATED PRODUCTS INC	COM	57772K951	5384	90000	SH	Put	SOLE	-	90000	0	0
MAYVILLE ENGINEERING CO INC	COM	578605107	1242	90000	SH	-	SOLE	-	90000	0	0
MEDIDATA SOLUTIONS INC	COM	58471A105	24863	274700	SH	-	SOLE	-	274700	0	0
MELLANOX TECHNOLOGIES LTD	COM	M51363953	166005	1500000	SH	Put	SOLE	-	1500000	0	0
MELLANOX TECHNOLOGIES LTD	SHS	M51363113	219840	1986448	SH	-	SOLE	-	1986448	0	0
MESA AIR GROUP INC	COM NEW	590479135	1190	130200	SH	-	SOLE	-	130200	0	0
MILESTONE PHARMACEUTICALS IN	COM	59935V107	679	25000	SH	-	SOLE	-	25000	0	0
NGM BIOPHARMACEUTICALS INC	COM	62921N105	309	21100	SH	-	SOLE	-	21100	0	0
NOMAD FOODS LTD	USD ORD SHS	G6564A105	214	10000	SH	-	SOLE	-	10000	0	0
NXP SEMICONDUCTORS N V	COM	N6596X959	22450	230000	SH	Put	SOLE	-	230000	0	0
NXP SEMICONDUCTORS N V	COM	N6596X909	207421	2125000	SH	Call	SOLE	-	2125000	0	0
NXP SEMICONDUCTORS N V	COM	N6596X109	218744	2241000	SH	-	SOLE	-	2241000	0	0
OCCIDENTAL PETROLEUM CORP	COM	674599905	157376	3130000	SH	Call	SOLE	-	3130000	0	0
OCCIDENTAL PETROLEUM CORP	COM	674599955	2263	45000	SH	Put	SOLE	-	45000	0	0
PARSONS CORPORATION	COM	70202L102	1659	45000	SH	-	SOLE	-	45000	0	0
PG&E CORP	COM	69331C958	7334	320000	SH	Put	SOLE	-	320000	0	0
PG&E CORP	COM	69331C908	16502	720000	SH	Call	SOLE	-	720000	0	0
PG&E CORP	COM	69331C108	104818	4573200	SH	-	SOLE	-	4573200	0	0
PINDUODUO INC	SPONSORED ADS	722304102	1857	90000	SH	-	SOLE	-	90000	0	0
PLURALSIGHT INC	COM CL A	72941B106	518	17100	SH	-	SOLE	-	17100	0	0
RAYTHEON CO	COM	755111907	8694	50000	SH	Call	SOLE	-	50000	0	0
RED HAT INC	COM	756577952	78859	420000	SH	Put	SOLE	-	420000	0	0
RED HAT INC	COM	756577102	457103	2434507	SH	-	SOLE	-	2434507	0	0
SAILPOINT TECHNLGIES HLDGS	COM	78781P105	802	40000	SH	-	SOLE	-	40000	0	0
SCIPLAY CORP	CL A	809087109	473	34500	SH	-	SOLE	-	34500	0	0
SILVERBOW RES INC	COM	82836G102	8837	638052	SH	-	SOLE	-	638052	0	0
SMARTSHEET INC	COM CL A	83200N103	242	5000	SH	-	SOLE	-	5000	0	0
SOLARWINDS CORP	COM	83417Q105	2984	162719	SH	-	SOLE	-	162719	0	0
SPARK THERAPEUTICS INC	COM	84652J903	2560	25000	SH	Call	SOLE	-	25000	0	0
SPARK THERAPEUTICS INC	COM	84652J953	6143	60000	SH	Put	SOLE	-	60000	0	0
SPARK THERAPEUTICS INC	COM	84652J103	79856	780000	SH	-	SOLE	-	780000	0	0
SPDR S&P 500 ETF TR	COM	78462F953	1888473	6445300	SH	Put	SOLE	-	6445300	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	83505	285000	SH	-	SOLE	-	285000	0	0
SPIRIT RLTY CAP INC	COM NEW	84860W300	427	10000	SH	-	SOLE	-	10000	0	0
SPRINT CORPORATION	COM	85207U955	21550	3280000	SH	Put	SOLE	-	3280000	0	0
SPRINT CORPORATION	COM	85207U105	6469	984700	SH	-	SOLE	-	984700	0	0
STONECO LTD	COM CL A	G85158106	444	15000	SH	-	SOLE	-	15000	0	0
SUTRO BIOPHARMA INC	COM	869367102	1138	100000	SH	-	SOLE	-	100000	0	0
SVMK INC	COM	78489X103	2642	160000	SH	-	SOLE	-	160000	0	0
SYNCHRONY FINL	COM	87165B903	71888	2073500	SH	Call	SOLE	-	2073500	0	0
SYNCHRONY FINL	COM	87165B103	39611	1142511	SH	-	SOLE	-	1142511	0	0
T MOBILE US INC	COM	872590904	12604	170000	SH	Call	SOLE	-	170000	0	0
TABLEAU SOFTWARE INC	CL A	87336U105	100179	603416	SH	-	SOLE	-	603416	0	0
TENABLE HLDGS INC	COM	88025T102	856	30000	SH	-	SOLE	-	30000	0	0
TEXAS INSTRS INC	COM	882508954	22952	200000	SH	Put	SOLE	-	200000	0	0
THE REALREAL INC	COM	88339P101	751	26000	SH	-	SOLE	-	26000	0	0
TOTAL SYS SVCS INC	COM	891906109	25654	200000	SH	-	SOLE	-	200000	0	0
TRADEWEB MKTS INC	CL A	892672106	175	4000	SH	-	SOLE	-	4000	0	0
TRIBUNE MEDIA CO	CL A	896047503	60086	1300000	SH	-	SOLE	-	1300000	0	0
TURQUOISE HILL RES LTD	COM	900435108	225607	181941212	SH	-	SOLE	-	181941212	0	0
UNITED TECHNOLOGIES CORP	COM	913017909	11067	85000	SH	Call	SOLE	-	85000	0	0
UNITED TECHNOLOGIES CORP	COM	913017109	24347	187000	SH	-	SOLE	-	187000	0	0
UNITEDHEALTH GROUP INC	COM	91324P902	12201	50000	SH	Call	SOLE	-	50000	0	0
UNITEDHEALTH GROUP INC	COM	91324P952	2440	10000	SH	Put	SOLE	-	10000	0	0
UNITEDHEALTH GROUP INC	COM	91324P102	37334	153000	SH	-	SOLE	-	153000	0	0
VANECK VECTORS ETF TR	COM	92189F906	12120	110000	SH	Call	SOLE	-	110000	0	0
VANECK VECTORS ETF TR	COM	92189F956	44072	400000	SH	Put	SOLE	-	400000	0	0
VANECK VECTORS ETF TR	SEMICONDUCTOR ET	92189F676	4958	45000	SH	-	SOLE	-	45000	0	0
VEREIT INC	COM	92339V100	7139	792394	SH	-	SOLE	-	792394	0	0
VERSUM MATLS INC	COM	92532W103	37808	733000	SH	-	SOLE	-	733000	0	0
VICI PPTYS INC	COM	925652109	75487	3425000	SH	-	SOLE	-	3425000	0	0
WABCO HLDGS INC	COM	92927K102	70251	529800	SH	-	SOLE	-	529800	0	0
WAGEWORKS INC	COM	930427109	5541	109087	SH	-	SOLE	-	109087	0	0
WELLCARE HEALTH PLANS INC	COM	94946T956	111177	390000	SH	Put	SOLE	-	390000	0	0
WELLCARE HEALTH PLANS INC	COM	94946T106	114285	400900	SH	-	SOLE	-	400900	0	0
WILLIAMS COS INC	COM	969457100	5328	190000	SH	-	SOLE	-	190000	0	0
WILLSCOT CORP	COM	971375126	1654	110000	SH	-	SOLE	-	110000	0	0
WORLDPAY INC	CL A	981558109	101538	828543	SH	-	SOLE	-	828543	0	0
WRIGHT MED GROUP N V	ORD SHS	N96617118	417	14000	SH	-	SOLE	-	14000	0	0
ZAYO GROUP HLDGS INC	COM	98919V105	268217	8150000	SH	-	SOLE	-	8150000	0	0
ZUORA INC	COM CL A	98983V106	3065	200090	SH	-	SOLE	-	200090	0	0

[Repeat as Necessary]

Pentwater Capital Management LP – ‘13F-HR’ for 6/30/19 – ‘INFO-TABLE’

On: Wednesday, 8/14/19, at 4:30pm ET · Effective: 8/14/19 · For: 6/30/19 · Accession #: 1567619-19-17029 · File #: 28-12843

Previous ‘13F-HR’: ‘13F-HR’ on 5/15/19 for 3/31/19 · Next: ‘13F-HR’ on 11/14/19 for 9/30/19 · Latest: ‘13F-HR’ on 2/14/24 for 12/31/23

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — form13fInfoTable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

FORM 13F INFORMATION TABLE

Pentwater Capital Management LP – ‘13F-HR’ for 6/30/19 – ‘INFO-TABLE’

On: Wednesday, 8/14/19, at 4:30pm ET · Effective: 8/14/19 · For: 6/30/19 · Accession #: 1567619-19-17029 · File #: 28-12843

Previous ‘13F-HR’: ‘13F-HR’ on 5/15/19 for 3/31/19 · Next: ‘13F-HR’ on 11/14/19 for 9/30/19 · Latest: ‘13F-HR’ on 2/14/24 for 12/31/23

Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — form13fInfoTable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

FORM 13F INFORMATION TABLE

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents