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American Water Works Co., Inc. – ‘8-K’ for 5/12/21

On:  Thursday, 5/13/21, at 5:20pm ET   ·   For:  5/12/21   ·   Accession #:  1410636-21-151   ·   File #:  1-34028

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  As Of               Filer                 Filing    For·On·As Docs:Size

 5/13/21  American Water Works Co., Inc.    8-K:5,8     5/12/21   12:224K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     38K 
 8: R1          Document and Entity Information Document            HTML     46K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
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 4: EX-101.DEF  XBRL Definitions -- awk-20210512_def                 XML     38K 
 5: EX-101.LAB  XBRL Labels -- awk-20210512_lab                      XML     78K 
 6: EX-101.PRE  XBRL Presentations -- awk-20210512_pre               XML     38K 
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11: JSON        XBRL Instance as JSON Data -- MetaLinks               13±    20K 
12: ZIP         XBRL Zipped Folder -- 0001410636-21-000151-xbrl      Zip     16K 


‘8-K’   —   Current Report


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 iX:   C:  C: 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form  i 8-K
Current Report
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):  i May 12, 2021
 i American Water Works Company, Inc.
(Exact name of registrant as specified in its charter)
Commission File Number:  i 001-34028
 i Delaware i 51-0063696
(State or other jurisdiction
of incorporation)
(IRS Employer
Identification No.)
 i 1 Water Street
 i Camden,  i NJ  i 08102-1658
(Address of principal executive offices, including zip code)
( i 856)  i 955-4001
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each ClassTrading SymbolName of Each Exchange on Which Registered
 i Common stock, par value $0.01 per share i AWK i New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).

Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.



Item 5.07.     Submission of Matters to a Vote of Security Holders.
The 2021 Annual Meeting of Shareholders (the “2021 Annual Meeting”) of American Water Works Company, Inc., a Delaware corporation (the “Company”), was held on May 12, 2021. An aggregate of 159,209,009 shares, or 87.7% of the Company’s issued and outstanding common stock as of March 17, 2021, the record date for the 2021 Annual Meeting, was represented in person or by proxy at the 2021 Annual Meeting, constituting a quorum. The results of voting at the 2021 Annual Meeting on each of the matters submitted to a vote of the Company’s shareholders thereat is as set forth below.
1.The following 11 nominees were elected as directors of the Company for a term expiring at the 2022 Annual Meeting of Shareholders, and until their successors are duly elected and qualified, and received the votes set forth adjacent to their names below:
Director NomineeForAgainstAbstainBroker Non-Votes
Jeffrey N. Edwards140,082,980 2,066,674 129,533 16,929,822 
Martha Clark Goss129,357,847 12,826,871 94,469 16,929,822 
Veronica M. Hagen139,316,154 2,841,083 121,950 16,929,822 
Kimberly J. Harris141,367,043 814,998 97,146 16,929,822 
Julia L. Johnson136,053,865 6,127,900 97,422 16,929,822 
Patricia L. Kampling140,823,817 1,359,970 95,400 16,929,822 
Karl F. Kurz140,804,857 1,340,803 133,527 16,929,822 
Walter J. Lynch141,492,592 672,287 114,308 16,929,822 
George MacKenzie131,329,498 10,813,272 136,417 16,929,822 
James G. Stavridis138,242,331 3,905,718 131,138 16,929,822 
Lloyd M. Yates140,014,144 2,129,585 135,458 16,929,822 

2.The shareholders approved, on an advisory basis, the compensation of the Company’s named executive officers by the following vote:
ForAgainstAbstainBroker Non-Votes
134,576,8667,344,209358,11216,929,822
3.The ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors (the “Board”), of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2021, was approved by the following vote:

ForAgainstAbstain
146,333,33712,675,786199,886
Item 8.01.    Other Events.
Appointment of Chairman and Board Committee Members
Following the 2021 Annual Meeting, at the Board’s annual meeting, the Board appointed director Karl F. Kurz to continue to serve as Chairman of the Board and the following directors to serve as members of the Board’s four standing committees, each effective as of May 12, 2021 and until the 2022 Annual Meeting of Shareholders or until his or her earlier death, resignation or removal:
2


CommitteeMembers
Audit, Finance and RiskJeffrey N. Edwards (Chair), Martha Clark Goss, Patricia L. Kampling, George MacKenzie and Lloyd M. Yates
Executive Development and Compensation Patricia L. Kampling (Chair), Martha Clark Goss, Veronica M. Hagen, Kimberly J. Harris and Julia L. Johnson
Nominating/Corporate GovernanceKimberly J. Harris (Chair), Jeffrey N. Edwards, Veronica M. Hagen, Julia L. Johnson, George MacKenzie and Admiral James G. Stavridis
Safety, Environmental, Technology and OperationsAdmiral James G. Stavridis (Chair), Veronica M. Hagen, Kimberly J. Harris, Patricia L. Kampling, and Lloyd M. Yates
3


SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  AMERICAN WATER WORKS COMPANY, INC.
    
Dated:May 13, 2021 By:/s/ M. SUSAN HARDWICK
   M. Susan Hardwick
   Executive Vice President and Chief Financial Officer
4

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:5/13/214
For Period end:5/12/214,  DEF 14A
3/17/21
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