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American Water Works Company, Inc. – ‘8-K’ for 3/10/21

On:  Wednesday, 3/10/21, at 9:01am ET   ·   For:  3/10/21   ·   Accession #:  1410636-21-117   ·   File #:  1-34028

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  As Of               Filer                 Filing    For·On·As Docs:Size

 3/10/21  American Water Works Co, Inc.     8-K:8       3/10/21   12:190K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Form 8-K - Bruce Hauk Resignation                   HTML     24K 
 8: R1          Document and Entity Information Document            HTML     49K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
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 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.CAL  XBRL Calculations -- awk-20210310_cal                XML      7K 
 4: EX-101.DEF  XBRL Definitions -- awk-20210310_def                 XML     24K 
 5: EX-101.LAB  XBRL Labels -- awk-20210310_lab                      XML     78K 
 6: EX-101.PRE  XBRL Presentations -- awk-20210310_pre               XML     49K 
 2: EX-101.SCH  XBRL Schema -- awk-20210310                          XSD     11K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               13±    20K 
12: ZIP         XBRL Zipped Folder -- 0001410636-21-000117-xbrl      Zip     13K 

‘8-K’   —   Form 8-K – Bruce Hauk Resignation

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 iX:   C:  C: 
 i American Water Works Company, Inc. i 0001410636 i false00014106362021-03-102021-03-10

Washington, D.C. 20549
Form  i 8-K
Current Report
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):  i March 10, 2021
American Water Works Company, Inc.
(Exact name of registrant as specified in its charter)
Commission File Number:  i 001-34028
 i Delaware i 51-0063696
(State or other jurisdiction
of incorporation)
(IRS Employer
Identification No.)
 i 1 Water Street
 i Camden,  i NJ  i 08102-1658
(Address of principal executive offices, including zip code)
( i 856)  i 955-4001
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).

Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Securities registered pursuant to Section 12(b) of the Act:
Title of Each ClassTrading SymbolName of Each Exchange on Which Registered
 i Common stock, par value $0.01 per share i AWK i New York Stock Exchange

Item 8.01.    Other Events.
On March 10, 2021, American Water Works Company, Inc. (the “Company”) announced that Bruce A. Hauk, Deputy Chief Operating Officer of the Company, has elected to resign from this position and any and all other positions with the Company’s subsidiaries. His resignation of employment with the Company will be effective March 12, 2021. Since becoming Deputy Chief Operating Officer on March 1, 2021, Mr. Hauk had no longer been serving as an executive officer of the Company.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated:March 10, 2021 By:/s/ M. SUSAN HARDWICK
   M. Susan Hardwick
   Executive Vice President and Chief Financial Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:3/10/21
 List all Filings 

2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/11/21  American Water Capital Corp.      424B2                  1:526K                                   Donnelley … Solutions/FA
 5/10/21  American Water Works Co., Inc.    424B5                  1:516K                                   Donnelley … Solutions/FA
Filing Submission 0001410636-21-000117   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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