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Superior Ostrich, Inc. – ‘D’ on 8/1/14

On:  Friday, 8/1/14, at 2:36pm ET   ·   Effective:  8/1/14   ·   Accession #:  1387131-14-2638   ·   File #:  21-222161

Previous ‘D’:  None   ·   Next:  ‘D/A’ on 8/29/14   ·   Latest:  ‘D/A’ on 8/4/21

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/01/14  Superior Ostrich, Inc.            D           8/01/14    1:8K                                     Quality EDGAR So… LLC/FA

Notice of an Offering of Securities Made Without Registration   —   Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D           Notice of an Offering of Securities Made Without    HTML      9K 
                          Registration -- primary_doc.xml/7.7                    




        

This ‘D’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
EDGAR Submission
 
Schema Version:  X0707
Submission Type:  D
Test or Live:  LIVE
Primary Issuer:
CIK:  1615083
Entity Name:  Superior Ostrich, Inc.
Issuer Address:
Street 1:  902 U.S. HWY 81/287
City:  DECATUR
State or Country:  TX
State or Country Description:  TEXAS
ZIP Code:  76234
Issuer Phone Number:  940-627-0155
Jurisdiction of Inc.:  NEVADA
Issuer Previous Name List:
Value:  None
EDGAR Previous Name List:
Value:  None
Entity Type:  Corporation
Year of Inc.:
Within Five Years?  Yes
Value:  2013
Related-Persons List:
Related-Person Info:
Related-Person Name:
First Name:  Philip
Middle Name:  R.
Last Name:  Warth
Related-Person Address:
Street 1:  P.O. Box 1511
City:  Decatur
State or Country:  TX
State or Country Description:  TEXAS
ZIP Code:  76234
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship:  Director
Related-Person Info:
Related-Person Name:
First Name:  James
Middle Name:  R.
Last Name:  Currier
Related-Person Address:
Street 1:  P.O. Box 1511
City:  Decatur
State or Country:  TX
State or Country Description:  TEXAS
ZIP Code:  76234
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship:  Director
Related-Person Info:
Related-Person Name:
First Name:  Reginald
Last Name:  Lindberg
Related-Person Address:
Street 1:  P.O. Box 1511
City:  Decatur
State or Country:  TX
State or Country Description:  TEXAS
ZIP Code:  76234
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship:  Director
Related-Person Info:
Related-Person Name:
First Name:  Jose
Last Name:  Soto
Related-Person Address:
Street 1:  P.O. Box 1511
City:  Decatur
State or Country:  TX
State or Country Description:  TEXAS
ZIP Code:  76234
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship:  Director
Related-Person Info:
Related-Person Name:
First Name:  Michael
Last Name:  Fajardo
Related-Person Address:
Street 1:  P.O. Box 1511
City:  Decatur
State or Country:  TX
State or Country Description:  TEXAS
ZIP Code:  76234
Related-Person Relationship List:
Relationship:  Executive Officer
Offering Data:
Industry Group:
Industry Group Type:  Agriculture
Issuer Size:
Revenue Range:  No Revenues
Federal Exemptions Exclusions:
Item:  06b
Type of Filing:
New or Amendment:
Is Amendment?  No
Date of First Sale:
Value:  6/17/14
Duration of Offering:
More Than One Year?  No
Types of Securities Offered:
Is Equity Type?  Yes
Business-Combination Transaction:
Is Business-Combination Transaction?  No
Minimum Investment Accepted:  10,000
Sales Compensation List:
Recipient:
Recipient Name:  PHX Financial, Inc.
Recipient CRD Number:  144403
Associated BD Name:  None
Associated BDCRD Number:  None
Recipient Address:
Street 1:  100 WALL STREET, 10TH FLOOR
City:  NEW YORK
State or Country:  NY
State or Country Description:  NEW YORK
ZIP Code:  10005
States of Solicitation List:
State:  FL
Description:  FLORIDA
State:  MI
Description:  MICHIGAN
State:  MN
Description:  MINNESOTA
State:  NY
Description:  NEW YORK
State:  TX
Description:  TEXAS
Foreign Solicitation?  No
Offering Sales Amounts:
Total Offering Amount:  10,000,000
Total Amount Sold:  205,028
Total Remaining:  9,794,972
Investors:
Has Non-Accredited Investors?  No
Total Number Already Invested:  7
Sales Commissions Finders Fees:
Sales Commissions:
Dollar Amount:  26,654
Finders Fees:
Dollar Amount:  0
Clarification of Response:  Included in the commissions is a 3% non-accountable expense allowance.
Use of Proceeds:
Gross Proceeds Used:
Dollar Amount:  0
Clarification of Response:  In the ordinary course of business, the issuer may use some of the proceeds to pay the salaries of its officers and directors.
Signature Block:
Authorized Representative?  No
Signature:
Issuer Name:  Superior Ostrich, Inc.
Signature Name:  /s/ James R. Currier
Name of Signer:  James R. Currier
Signature Title:  Sr. VP / Finance & Strategic Planning
Signature Date:  8/1/14


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