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Duke Energy Corp. – ‘8-K’ for 5/10/21

On:  Monday, 5/10/21, at 6:44am ET   ·   For:  5/10/21   ·   Accession #:  1326160-21-133   ·   File #:  1-32853

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  As Of               Filer                 Filing    For·On·As Docs:Size

 5/10/21  Duke Energy Corp.                 8-K:2,9     5/10/21   13:2.4M

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     31K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    548K 
 9: R1          Cover Page                                          HTML     57K 
11: XML         IDEA XML File -- Filing Summary                      XML     13K 
 8: XML         XBRL Instance -- duk-20210510_htm                    XML     35K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.CAL  XBRL Calculations -- duk-20210510_cal                XML      7K 
 5: EX-101.DEF  XBRL Definitions -- duk-20210510_def                 XML     43K 
 6: EX-101.LAB  XBRL Labels -- duk-20210510_lab                      XML     92K 
 7: EX-101.PRE  XBRL Presentations -- duk-20210510_pre               XML     43K 
 3: EX-101.SCH  XBRL Schema -- duk-20210510                          XSD     14K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    22K 
13: ZIP         XBRL Zipped Folder -- 0001326160-21-000133-xbrl      Zip    190K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:  C: 
 i 0001326160 i false00013261602021-05-102021-05-1000013261602021-02-112021-02-110001326160us-gaap:CommonStockMember2021-05-102021-05-100001326160duk:JuniorSubordinatedDebentures5.125CouponDueJanuary2073Member2021-05-102021-05-100001326160duk:JuniorSubordinatedDebentures5.625CouponDueSeptember2078Member2021-05-102021-05-100001326160duk:DepositaryShareMember2021-05-102021-05-10

Washington, D.C. 20549
FORM  i 8-K

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i May 10, 2021
Commission file numberRegistrant, State of Incorporation or Organization,
Address of Principal Executive Offices and Telephone Number
IRS Employer Identification Number
 i 1-32853
 i 20-2777218
(a  i Delaware corporation)
 i 550 South Tryon Street
 i Charlotte,  i North Carolina  i 28202-1803
 i 704- i 382-3853

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
RegistrantTitle of each classTrading Symbol(s)Name of each exchange on which registered
Duke Energy i Common Stock, $0.001 par value i DUK i New York Stock Exchange LLC
Duke Energy i 5.125% Junior Subordinated Debentures i DUKH i New York Stock Exchange LLC
due January 15, 2073
Duke Energy i 5.625% Junior Subordinated Debentures i DUKB i New York Stock Exchange LLC
due September 15, 2078
Duke Energy i Depositary Shares i DUK PR A i New York Stock Exchange LLC
each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock, par value $0.001 per share
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 2.02  Results of Operations and Financial Conditions.

    On May 10, 2021, Duke Energy Corporation (the "Corporation") will issue and post a news release to its website ( announcing its financial results for the first quarter ended March 31, 2021. A copy of this news release is attached hereto as Exhibit 99.1. The information in Exhibit 99.1 is being furnished pursuant to this Item 2.02. In accordance with General Instruction B.2 of Form 8-K, the information in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed "filed" for the purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.

Item 9.01  Financial Statements and Exhibits.

(d) Exhibits

    99.1 News Release to be issued by Duke Energy Corporation on May 10, 2021 (furnished pursuant to Item 2.02).

    104 Cover Page Interactive Data File (embedded within the Inline XBRL document).


Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

Dwight L. Jacobs
Senior Vice President, Chief Accounting Officer, Tax and Controller
Dated:May 10, 2021

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:5/10/21
 List all Filings 
Filing Submission 0001326160-21-000133   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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