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Regions Financial Corp. – ‘8-K’ for 1/22/21

On:  Thursday, 1/21/21, at 9:03pm ET   ·   As of:  1/22/21   ·   For:  1/22/21   ·   Accession #:  1281761-21-3   ·   File #:  1-34034

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  As Of               Filer                 Filing    For·On·As Docs:Size

 1/22/21  Regions Financial Corp.           8-K:2,7,9   1/22/21   15:13M

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     31K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    159K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML    924K 
 4: EX-99.3     Miscellaneous Exhibit                               HTML     89K 
11: R1          Document and Entity Information                     HTML     56K 
13: XML         IDEA XML File -- Filing Summary                      XML     13K 
10: XML         XBRL Instance -- rf-20210122_htm                     XML     35K 
12: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 6: EX-101.CAL  XBRL Calculations -- rf-20210122_cal                 XML      7K 
 7: EX-101.DEF  XBRL Definitions -- rf-20210122_def                  XML     43K 
 8: EX-101.LAB  XBRL Labels -- rf-20210122_lab                       XML     89K 
 9: EX-101.PRE  XBRL Presentations -- rf-20210122_pre                XML     44K 
 5: EX-101.SCH  XBRL Schema -- rf-20210122                           XSD     12K 
14: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    22K 
15: ZIP         XBRL Zipped Folder -- 0001281761-21-000003-xbrl      Zip    170K 


‘8-K’   —   Current Report


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
  FORM  i 8-K
 CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):  i January 22, 2021
  i REGIONS FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
 i Delaware  i 001-34034  i 63-0589368
(State or other jurisdiction
of incorporation)
 (Commission
File Number)
 (IRS Employer
Identification No.)
 i 1900 Fifth Avenue North
 i Birmingham,  i Alabama  i 35203
(Address, including zip code, of principal executive office)
Registrant’s telephone number, including area code: ( i 800 i 734-4667
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).                                                         Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.¨
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common Stock, $.01 par value i RF i New York Stock Exchange
Depositary Shares, each representing a 1/40th Interest in a Share of
 i 6.375% Non-Cumulative Perpetual Preferred Stock, Series A i RF PRA i New York Stock Exchange
Depositary Shares, each representing a 1/40th Interest in a Share of
 i 6.375% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series B i RF PRB i New York Stock Exchange
Depositary Shares, each representing a 1/40th Interest in a Share of
 i 5.700% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series C i RF PRC i New York Stock Exchange




Item 2.02    Results of Operations and Financial Condition.
Item 7.01    Regulation FD Disclosure.
    On January 22, 2021, Regions Financial Corporation (“Regions”) will issue a press release announcing its preliminary results of operations for the quarter and year ended December 31, 2020. A copy of the press release is attached hereto as Exhibit 99.1. Supplemental financial information for the quarter and year ended December 31, 2020 is attached as Exhibit 99.2. Executives from Regions will review the results via a live audio webcast at 11:00 a.m. Eastern time on January 22, 2021. A copy of a visual presentation that will be a part of that review is attached as Exhibit 99.3. All of the attached exhibits are incorporated herein by reference and may also be found on Regions' website at www.regions.com. An archived recording of the webcast will be available for a limited time on the Investor Relations page of that website.
    
    In accordance with general instruction B.2 of Form 8-K, this information is being furnished and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934.


Item 9.01    Financial Statements and Exhibits.
(d) Exhibits
 
Exhibit No.     Description of Exhibit
99.1   
99.2   
99.3   







SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
                                
REGIONS FINANCIAL CORPORATION
By: /s/ Hardie B. Kimbrough, Jr.
Name: Hardie B. Kimbrough, Jr.
Title: Executive Vice President and Controller (Chief Accounting Officer and Authorized Officer)
Date: January 21, 2021



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed as of / For Period end:1/22/21
Filed on:1/21/21
12/31/2010-K,  11-K,  13F-HR,  5
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