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Western Alliance Bancorporation – ‘8-K’ for 4/15/21

On:  Thursday, 4/15/21, at 4:12pm ET   ·   For:  4/15/21   ·   Accession #:  1212545-21-121   ·   File #:  1-32550

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  As Of               Filer                 Filing    For·On·As Docs:Size

 4/15/21  Western Alliance Bancorporation   8-K:2,9     4/15/21   14:3.6M

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     27K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    373K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     26K 
10: R1          DEI Document                                        HTML     51K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
 9: XML         XBRL Instance -- wal-20210415_htm                    XML     27K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 5: EX-101.CAL  XBRL Calculations -- wal-20210415_cal                XML      7K 
 6: EX-101.DEF  XBRL Definitions -- wal-20210415_def                 XML     47K 
 7: EX-101.LAB  XBRL Labels -- wal-20210415_lab                      XML     94K 
 8: EX-101.PRE  XBRL Presentations -- wal-20210415_pre               XML     46K 
 4: EX-101.SCH  XBRL Schema -- wal-20210415                          XSD     13K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    23K 
14: ZIP         XBRL Zipped Folder -- 0001212545-21-000121-xbrl      Zip     62K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:  C: 
 i 0001212545 i FALSE00012125452021-04-152021-04-150001212545us-gaap:CommonStockMember2021-04-152021-04-150001212545us-gaap:SubordinatedDebtMember2021-04-152021-04-15

Washington, D.C. 20549

FORM  i 8-K

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):   i April 15, 2021

(Exact name of registrant as specified in its charter)

 i Delaware i 001-32550 i 88-0365922
(State or other jurisdiction
of incorporation)
File Number)
(IRS Employer
Identification No.)

 i One E. Washington Street,  i Phoenix,  i Arizona   i 85004
 (Address of principal executive offices)               (Zip Code)

( i 602)  i 389-3500
(Registrant's telephone number, including area code)

Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common Stock, $0.0001 Par Value i WAL i New York Stock Exchange
 i 6.25% Subordinated Debentures due 2056 i WALA i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

On April 15, 2021, Western Alliance Bancorporation (the “Company”) issued a press release reporting results for the fiscal quarter ended March 31, 2021 and posted on its website its first quarter 2021 Earnings Conference Call Presentation, which contains certain additional historical and forward-looking information relating to the Company.  Copies of the press release and presentation slides are attached hereto as Exhibits 99.1 and 99.2, respectively.  
The information in this report (including Exhibits 99.1 and 99.2 hereto) is being “furnished” and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, is not subject to the liabilities of that section and is not deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, except as shall be expressly set forth by specific reference in such filing.
(d) Exhibits.
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
/s/ Dale Gibbons
Dale Gibbons
Executive Vice President and
Chief Financial Officer
Date:April 15, 2021

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:4/15/21None on these Dates
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Filing Submission 0001212545-21-000121   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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