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Murdock David H, et al. – ‘SC 13D/A’ on 11/19/12 re: Dole Food Co Inc

On:  Monday, 11/19/12, at 8:29pm ET   ·   As of:  11/20/12   ·   Accession #:  1193125-12-476106   ·   File #:  5-33795

Previous ‘SC 13D’:  ‘SC 13D/A’ on 11/2/12   ·   Next:  ‘SC 13D/A’ on 6/3/13   ·   Latest:  ‘SC 13D/A’ on 11/5/13

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/20/12  Murdock David H                   SC 13D/A               1:57K  Dole Food Co Inc                  RR Donnelley/FA
          Castle & Cooke Holdings, Inc.
          Castle & Cooke Investments, Inc.

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial        HTML     36K 
                          Ownership                                              


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  SC 13D/A  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 16)*

 

 

Dole Food Company, Inc.

(Name of Issuer)

 

 

Common Stock par value $0.001 per share

(Title of Class of Securities)

256603 101

(CUSIP Number)

Roberta Wieman

10900 Wilshire Boulevard

Los Angeles, California 90024

(310) 208-6055

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

November 16, 2012

(Date of Event Which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 13d-1(f) or 240.13d-1(g), check the following box.

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 256603 101   Page 2 of 6 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

David H. Murdock

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        

(b)  ¨

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

PF

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     7    

SOLE VOTING POWER

 

35,542,968

     8   

SHARED VOTING POWER

 

0

     9   

SOLE DISPOSITIVE POWER

 

35,542,968

   10   

SHARED DISPOSITIVE POWER

 

0

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

35,542,968

12

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

40.0%1

14

 

TYPE OF REPORTING PERSON

 

IN,HC

 

 

1 

Based upon 88,822,882 shares of Common Stock outstanding as of November 9, 2012


CUSIP No. 256603 101   Page 3 of 6 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

Castle & Cooke Investments, Inc.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨

(b)  ¨

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

AF

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     7    

SOLE VOTING POWER

 

11,784,914

     8   

SHARED VOTING POWER

 

0

     9   

SOLE DISPOSITIVE POWER

 

11,784,914

   10   

SHARED DISPOSITIVE POWER

 

0

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

11,784,914

12

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

13.3%1

14

 

TYPE OF REPORTING PERSON

 

CO

 

 

1 

Based upon 88,822,882 shares of Common Stock outstanding as of November 9, 2012.


CUSIP No. 256603 101   Page 4 of 6 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

Castle & Cooke Holdings, Inc.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨

(b)  ¨

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     7    

SOLE VOTING POWER

 

11,784,914

     8   

SHARED VOTING POWER

 

0

     9   

SOLE DISPOSITIVE POWER

 

11,784,914

   10   

SHARED DISPOSITIVE POWER

 

0

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

11,784,914

12

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

13.3%1

14

 

TYPE OF REPORTING PERSON

 

CO

 

 

1 

Based upon 88,822,882 shares of Common Stock outstanding as of November 9, 2012.


CUSIP No.256603 101   Page 5 of 6 Pages

This Amendment No. 16 (the “Amendment”) amends and supplements the Schedule 13D (the “Original Schedule 13D”) filed with the Securities and Exchange Commission (the “SEC”) on November 9, 2009 by the Reporting Persons, as previously amended. This Amendment, and the Original Schedule 13D, relate to the shares of Common Stock, par value $0.001 per share (“Common Stock”) of Dole Food Company, Inc., a Delaware corporation (the “Issuer”). The principal executive offices of the Issuer are located at One Dole Drive, Westlake Village, California 91362. Capitalized terms used but not otherwise defined in this Amendment have the meanings ascribed to such terms in the Original Schedule 13D. Except as amended and supplemented by this Amendment, the Original Schedule 13D, as previously amended, is not amended or supplemented in any respect.

Item 4. Purpose of Transaction

Item 4 as previously amended is revised to add the following:

In relation to a previously described term loan, additional shares were pledged to secure the loan. The number of pledged shares is now 24,195,994.


CUSIP No.256603 101   Page 6 of 6 Pages

SIGNATURE

After reasonable inquiry and to the best of each of the undersigned’s knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Dated: November 19, 2012

 

By:   /s/ David H. Murdock
Name:  

David H. Murdock,

individually and

as trustee of the David H.

Murdock Living Trust dated

May 28, 1986,

as amended

CASTLE & COOKE INVESTMENTS, INC.
By:   /s/ Scott A. Griswold
Name:   Scott A. Griswold
Title:   Executive Vice President
CASTLE & COOKE HOLDINGS, INC.
By:   /s/ Scott A. Griswold
Name:   Scott A. Griswold
Title:   Executive Vice President

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13D/A’ Filing    Date    Other Filings
Filed as of:11/20/12
Filed on:11/19/12
11/16/12DEFM14A
11/9/12
11/9/09
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