SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Wells Fargo & Co./MN – ‘8-K’ for 1/22/21

On:  Friday, 1/22/21, at 10:26am ET   ·   For:  1/22/21   ·   Accession #:  1193125-21-14338   ·   File #:  1-02979

Previous ‘8-K’:  ‘8-K’ on / for 1/19/21   ·   Next:  ‘8-K’ on 1/26/21 for 1/25/21   ·   Latest:  ‘8-K’ on / for 3/18/24   ·   8 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/22/21  Wells Fargo & Co./MN              8-K:5,9     1/22/21   12:385K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     49K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     52K 
 8: R1          Document and Entity Information                     HTML     89K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- d104333d8k_htm                      XML     56K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      7K 
 4: EX-101.DEF  XBRL Definitions -- wfc-20210122_def                 XML     57K 
 5: EX-101.LAB  XBRL Labels -- wfc-20210122_lab                      XML    101K 
 6: EX-101.PRE  XBRL Presentations -- wfc-20210122_pre               XML     60K 
 3: EX-101.SCH  XBRL Schema -- wfc-20210122                          XSD     24K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               18±    31K 
12: ZIP         XBRL Zipped Folder -- 0001193125-21-014338-xbrl      Zip     26K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
  8-K  
 i WELLS FARGO & COMPANY/MN  i NYSE  i Depositary Shares, each representing a 1/1000th interest in a share of 5.85% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock  i Depositary Shares, each representing a 1/1000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock  i Guarantee of 5.80% Fixed-to-Floating Rate Normal Wachovia Income Trust Securities of Wachovia Capital Trust III  i false  i 0000072971  i --12-31 0000072971 2021-01-22 2021-01-22 0000072971 us-gaap:CommonStockMember 2021-01-22 2021-01-22 0000072971 wfc:A7.5NonCumulativePerpetualConvertibleClassAPreferredStockSeriesLMember 2021-01-22 2021-01-22 0000072971 wfc:DepositarySharesEachRepresentingA11000thInterestInAShareOfNonCumulativePerpetualClassAPreferredStockSeriesN7Member 2021-01-22 2021-01-22 0000072971 wfc:DepositarySharesEachRepresentingA11000thInterestInAShareOfNonCumulativePerpetualClassAPreferredStockSeriesO1Member 2021-01-22 2021-01-22 0000072971 wfc:DepositarySharesEachRepresentingA11000thInterestInAShareOfNonCumulativePerpetualClassAPreferredStockSeriesP2Member 2021-01-22 2021-01-22 0000072971 wfc:DepositarySharesEachRepresentingA11000thInterestInAShareOf5.85FixedToFloatingRateNonCumulativePerpetualClassAPreferredStockSeriesQ9Member 2021-01-22 2021-01-22 0000072971 wfc:DepositarySharesEachRepresentingA11000thInterestInAShareOf6.625FixedToFloatingRateNonCumulativePerpetualClassAPreferredStockSeriesR8Member 2021-01-22 2021-01-22 0000072971 wfc:DepositarySharesEachRepresentingA11000thInterestInAShareOfNonCumulativePerpetualClassAPreferredStockSeriesW3Member 2021-01-22 2021-01-22 0000072971 wfc:DepositarySharesEachRepresentingA11000thInterestInAShareOfNonCumulativePerpetualClassAPreferredStockSeriesX4Member 2021-01-22 2021-01-22 0000072971 wfc:DepositarySharesEachRepresentingA11000thInterestInAShareOfNonCumulativePerpetualClassAPreferredStockSeriesY5Member 2021-01-22 2021-01-22 0000072971 wfc:DepositarySharesEachRepresentingA11000thInterestInAShareOfNonCumulativePerpetualClassAPreferredStockSeriesZ6Member 2021-01-22 2021-01-22 0000072971 wfc:DepositarySharesEachRepresentingA11000thInterestInAShareOfNonCumulativePerpetualClassAPreferredStockSeriesAa4Member 2021-01-22 2021-01-22 0000072971 us-gaap:FixedIncomeInvestmentsMember 2021-01-22 2021-01-22 0000072971 wfc:GuaranteeofMediumTermNotesSeriesAdueOctober302028ofWellsFargoFinanceLLCMember 2021-01-22 2021-01-22

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM  i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (date of earliest event reported):  i January 22, 2021

WELLS FARGO & COMPANY

(Exact name of registrant as specified in its charter)

 

 i Delaware    i 001-2979   No.  i 41-0449260

(State or other jurisdiction

of incorporation)

 

(Commission File

Number)

 

(IRS Employer

Identification No.)

 i 420 Montgomery Street,  i San Francisco,  i California  i 94104

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code:  i 1-866- i 249-3302

Not applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

 

Title of Each Class

  

Trading

Symbol

  

Name of Each Exchange

on Which Registered

 i Common Stock, par value $1-2/3

    i WFC    New York Stock Exchange (NYSE)

 i 7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L

    i WFC.PRL     i NYSE

 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series N

    i WFC.PRN     i NYSE

 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series O

    i WFC.PRO     i NYSE

 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series P

    i WFC.PRP     i NYSE

Depositary Shares, each representing a 1/1000th interest in a share of 5.85% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series Q

    i WFC.PRQ     i NYSE

Depositary Shares, each representing a 1/1000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R

    i WFC.PRR     i NYSE

 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series W

    i WFC.PRW     i NYSE

 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series X

    i WFC.PRX     i NYSE

 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y

    i WFC.PRY     i NYSE

 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Z

    i WFC.PRZ     i NYSE

 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series AA

    i WFC.PRA     i NYSE

Guarantee of 5.80% Fixed-to-Floating Rate Normal Wachovia Income Trust Securities of Wachovia Capital Trust III

    i WFC/TP     i NYSE

 i Guarantee of Medium-Term Notes, Series A, due October 30, 2028 of Wells Fargo Finance LLC

    i WFC/28A     i NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).

Emerging growth company  i                                                     

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Article FOURTH of Wells Fargo & Company’s (the “Company”) Restated Certificate of Incorporation, as amended, authorizes the issuance from time to time of shares of Preferred Stock, without par value. On January 22, 2021, the Company filed with the Delaware Secretary of State a Certificate of Designation which, effective upon filing, designated a series of such Preferred Stock as “3.90% Fixed Rate Reset Non-Cumulative Perpetual Class A Preferred Stock, Series BB,” authorized 140,400 shares of 3.90% Fixed Rate Reset Non-Cumulative Perpetual Class A Preferred Stock, Series BB, without par value and with a liquidation preference amount of $25,000 per share (referred to herein as the “Series BB Preferred Stock”), and set forth the voting powers, preferences and relative, participating, optional or other special rights, and qualifications, limitations or restrictions thereof, of the Series BB Preferred Stock which are not fixed by the Company’s Restated Certificate of Incorporation. A copy of the Certificate of Designation is attached hereto as Exhibit 4.1 and is incorporated herein by reference.

Item 9.01.   Financial Statements and Exhibits

(d)                    Exhibits

 

     Exhibit No.    Description      Location    
     4.1   

Certificate of Designation of Wells Fargo & Company with respect to the 3.90% Fixed Rate Reset Non-Cumulative Perpetual Class A Preferred Stock, Series BB dated January 21, 2021.

     Filed herewith  
   104   

The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.

     Filed herewith  


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

     WELLS FARGO & COMPANY  
DATED: January 22, 2021     

/s/ Bryant Owens

 
     Bryant Owens  
     Senior Vice President and Assistant Treasurer  

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
10/30/28None on these Dates
Filed on / For Period end:1/22/21
 List all Filings 


8 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/21/21  Wells Fargo & Co.                 S-8        10/21/21    4:132K
 7/21/21  Wells Fargo & Co.                 424B2                  1:1.4M                                   Donnelley … Solutions/FA
 7/20/21  Wells Fargo & Co.                 424B2                  1:1.4M                                   Donnelley … Solutions/FA
 4/19/21  Wells Fargo & Co.                 424B2                  1:273K                                   Donnelley … Solutions/FA
 4/06/21  Wells Fargo & Co.                 S-3/A                  4:390K                                   Donnelley … Solutions/FA
 3/04/21  Wells Fargo & Co.                 S-3                    4:389K                                   Donnelley … Solutions/FA
 1/27/21  Wells Fargo & Co.                 424B2                  1:1.4M                                   Donnelley … Solutions/FA
 1/25/21  Wells Fargo & Co.                 424B2                  1:1.4M                                   Donnelley … Solutions/FA
Top
Filing Submission 0001193125-21-014338   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 5:31:05.2am ET