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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/20/21 Citizens Financial Group Inc./RI 8-K:2,7,9 1/20/21 14:24M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 32K 2: EX-99.1 Miscellaneous Exhibit HTML 595K 3: EX-99.2 Miscellaneous Exhibit HTML 54K 4: EX-99.3 Miscellaneous Exhibit HTML 128K 10: R1 Document and Entity Information HTML 54K 12: XML IDEA XML File -- Filing Summary XML 13K 9: XML XBRL Instance -- d284440d8k_htm XML 22K 11: EXCEL IDEA Workbook of Financial Reports XLSX 6K 6: EX-101.DEF XBRL Definitions -- cfg-20210120_def XML 42K 7: EX-101.LAB XBRL Labels -- cfg-20210120_lab XML 69K 8: EX-101.PRE XBRL Presentations -- cfg-20210120_pre XML 43K 5: EX-101.SCH XBRL Schema -- cfg-20210120 XSD 16K 13: JSON XBRL Instance as JSON Data -- MetaLinks 14± 23K 14: ZIP XBRL Zipped Folder -- 0001193125-21-011878-xbrl Zip 91K
| 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM i 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): i January 20, 2021
CITIZENS FINANCIAL GROUP, INC.
(Exact name of registrant as specified in its charter)
| i Delaware | i 001-36636 | i 05-0412693 | ||
| (State or other jurisdiction of incorporation ) |
(Commission File No.) | (IRS Employer Identification No.) | ||
| i One Citizens Plaza i Providence, i RI |
i 02903 | |||
| (Address of principal executive offices) | (Zip code) | |||
Registrant’s telephone number, including area code: i (401) i 456-7000
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
Trading symbol(s) |
Name of each exchange on which registered | ||
| i Common stock, $0.01 par value per share | i CFG | i New York Stock Exchange | ||
| Depositary Shares, each representing a 1/40th interest in a share of 6.350% Fixed-to-Floating Rate Non- Cumulative Perpetual Preferred Stock, Series D | i CFG PrD | i New York Stock Exchange | ||
| Depositary Shares, each representing a 1/40th interest in a share of 5.000% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series E | i CFG PrE | i New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition.
On January 20, 2021, Citizens Financial Group, Inc. (the “Company”) issued a press release announcing its fourth quarter and full year 2020 earnings and posted on its website the press release and a financial supplement. Copies of the press release and financial supplement are included as Exhibits 99.1 and 99.3, respectively, to this Current Report on Form 8-K and incorporated herein by reference.
Item 7.01 Regulation FD Disclosure.
For the benefit of investors, the Company has posted on its website an investor presentation in connection with its earnings conference call. A copy of the investor presentation is being furnished as Exhibit 99.2.
Item 9.01 Financial Statements and Exhibits.
| Exhibit Number |
Description | |||
| (d) | Exhibit 99.1 | Citizens Financial Group, Inc. press release dated January 20, 2021 | ||
| The quotation on page 1 of Exhibit 99.1 (the “Excluded Section”) shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section, nor shall the Excluded Section be deemed incorporated by reference into any of the Company’s filings under the Securities Act of 1933, as amended (the “Securities Act”) or the Exchange Act. The information included in Exhibit 99.1, other than the Excluded Section, shall be deemed “filed” for purposes of the Exchange Act. | ||||
| Exhibit 99.2 | Citizens Financial Group, Inc. earnings release presentation issued January 20, 2021 | |||
| The information included in Exhibit 99.2 shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities under that Section, and shall not be deemed incorporated by reference into any of the Company’s filings under the Securities Act or the Exchange Act. | ||||
| Exhibit 99.3 | Citizens Financial Group, Inc. financial supplement for fourth quarter and full year 2020 | |||
| The information included in Exhibit 99.3 shall be deemed “filed” for purposes of the Exchange Act. | ||||
| Exhibit 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | |||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CITIZENS FINANCIAL GROUP, INC. | ||
| By: | /s/ John F. Woods | |
| John F. Woods | ||
| Vice Chairman and Chief Financial Officer | ||
Date: January 20, 2021
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / For Period end: | 1/20/21 | None on these Dates | ||
| List all Filings | ||||