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People’s United Financial, Inc. – ‘8-K’ for 1/21/21

On:  Friday, 1/22/21, at 8:22am ET   ·   For:  1/21/21   ·   Accession #:  1193125-21-14212   ·   File #:  1-33326

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/22/21  People’s United Financial, Inc.   8-K:2,7,9   1/21/21   13:7.6M                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     30K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    507K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     24K 
 9: R1          Document and Entity Information                     HTML     51K 
11: XML         IDEA XML File -- Filing Summary                      XML     13K 
 8: XML         XBRL Instance -- d100948d8k_htm                      XML     18K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 5: EX-101.DEF  XBRL Definitions -- pbct-20210121_def                XML     40K 
 6: EX-101.LAB  XBRL Labels -- pbct-20210121_lab                     XML     66K 
 7: EX-101.PRE  XBRL Presentations -- pbct-20210121_pre              XML     42K 
 4: EX-101.SCH  XBRL Schema -- pbct-20210121                         XSD     15K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    21K 
13: ZIP         XBRL Zipped Folder -- 0001193125-21-014212-xbrl      Zip     57K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
  8-K  
 i People's United Financial, Inc.  i Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share  i false  i 0001378946 0001378946 2021-01-21 2021-01-21 0001378946 us-gaap:CommonStockMember 2021-01-21 2021-01-21 0001378946 us-gaap:SeriesAPreferredStockMember 2021-01-21 2021-01-21

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) January 22, 2021 ( i January 21, 2021)

 

 

People’s United Financial, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

 i Delaware    i 001-33326    i 20-8447891

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

 i 850 Main Street,  i Bridgeport,  i CT    i 06604
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code  i (203)  i 338-7171

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

 

   i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

   i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

   i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

   i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol

 

Name of each exchange

on which registered

 i Common Stock, $0.01 par value per share    i PBCT    i NASDAQ Global Select Market
Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share    i PBCTP    i NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 2.02.

Results of Operations and Financial Condition.

On January 21, 2021, People’s United Financial, Inc. (the “Company”) issued a press release announcing its results of operations for the three- and twelve-month periods ended December 31, 2020. A copy of that press release is being furnished herewith as Exhibit 99.1.

The information contained in and accompanying this Form 8-K with respect to Item 2.02 (including Exhibit 99.1 hereto) is being furnished to, and not filed with, the Securities and Exchange Commission in accordance with General Instruction B.2 to Form 8-K.

 

Item 7.01.

Regulation FD Disclosure.

The Company hereby furnishes the Investor Presentation attached hereto as Exhibit 99.2.

The information contained in and accompanying this Form 8-K with respect to Item 7.01 (including Exhibit 99.2 hereto) is being furnished to, and not filed with, the Securities and Exchange Commission in accordance with General Instruction B.2 to Form 8-K.

 

Item 9.01.

Financial Statements and Exhibits

 

(d)

The following Exhibits are submitted herewith.

 

Exhibit
No.

  

Description

99.1    Earnings Press Release dated January 21, 2021
99.2    Investor Presentation dated January 21, 2021
104    The cover page from this Current Report on Form 8-K, formatted in Inline XBRL


EXHIBIT INDEX

 

Exhibit
No.

  

Description

  

Page

 
99.1    Earnings Press Release dated January 21, 2021      99.1-1  
99.2    Investor Presentation dated January 21, 2021      99.2-1  
104    The cover page from this Current Report on Form 8-K, formatted in Inline XBRL   


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

     

People’s United Financial, Inc.

      (Registrant)
Date: January 22, 2021     By:  

/s/ Andrew S. Hersom

(Signature)

    Name:   Andrew S. Hersom
    Title:   Senior Vice President, Investor Relations

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:1/22/21
For Period end:1/21/21
12/31/2010-K,  10-K/A,  11-K,  13F-HR
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