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Qualys, Inc. – ‘8-K’ for 6/9/21

On:  Friday, 6/11/21, at 4:02pm ET   ·   For:  6/9/21   ·   Accession #:  1193125-21-188846   ·   File #:  1-35662

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/11/21  Qualys, Inc.                      8-K:5,9     6/09/21   11:233K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     30K 
 2: EX-10.1     Material Contract                                   HTML     57K 
 7: R1          Document and Entity Information                     HTML     46K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
 6: XML         XBRL Instance -- d573211d8k_htm                      XML     13K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.LAB  XBRL Labels -- qlys-20210609_lab                     XML     53K 
 5: EX-101.PRE  XBRL Presentations -- qlys-20210609_pre              XML     34K 
 3: EX-101.SCH  XBRL Schema -- qlys-20210609                         XSD     12K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
11: ZIP         XBRL Zipped Folder -- 0001193125-21-188846-xbrl      Zip     24K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
  8-K  
 i false  i 0001107843 0001107843 2021-06-09 2021-06-09

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)

 i June 9, 2021

 

 

 i Qualys, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

 i Delaware    i 001-35662    i 77-0534145
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 i 919 East Hillsdale Boulevard

 i Foster City,  i California  i 94404

(Address of principal executive offices, including zip code)

 i (650)  i 801-6100

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading
Symbol(s)

 

Name of each exchange
on which registered

 i Common stock, $0.001 par value per share    i QLYS    i NASDAQ Stock Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Approval of Qualys, Inc. 2021 Employee Stock Purchase Plan

On June 9, 2021, the stockholders of Qualys, Inc. (the “Company”) approved the Company’s 2021 Employee Stock Purchase Plan (the “ESPP”). A description of the material terms of the ESPP is incorporated herein by reference to “Proposal No. 4—Approval of the Qualys, Inc. 2021 Employee Stock Purchase Plan and its Material Terms” contained in the Company’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on April 22, 2021 (the “2021 Proxy Statement”). A copy of the ESPP is filed as Exhibit 10.1 hereto and incorporated by reference herein.

 

Item 5.07

Submission of Matters to a Vote of Security Holders.

On June 9, 2021, the Company held its 2021 annual meeting of stockholders (the “Annual Meeting”). Present at the Annual Meeting in person or by proxy were holders of 35,697,031 shares of the Company’s common stock, or approximately 91.8% of the shares outstanding and entitled to vote at the Annual Meeting. The voting results for each of the proposals considered at the Annual Meeting are provided below.

Proposal One – Election of Directors

The stockholders elected each of the following nominees as Class III directors to serve on the Company’s board of directors (the “Board”) until the Company’s 2024 annual meeting of stockholders or until their respective successors are duly elected and qualified.

 

Nominee

 

Votes For

 

Votes Withheld

 

Broker Non-Votes

Jeffrey P. Hank

  33,342,080   862,644   1,492,307

Sumedh Thakar

  33,871,838   332,886   1,492,307

The Board is comprised of seven members who are divided into three classes with overlapping three-year terms. The term of the Company’s Class I directors, Sandra E. Bergeron and Kristi M. Rogers, will expire at the Company’s 2022 annual meeting of stockholders. The term of the Company’s Class II directors, General Peter Pace, Wendy M. Pfeiffer and John Zangardi, will expire at the Company’s 2023 annual meeting of stockholders.

Proposal Two – Ratification of the Appointment of Independent Registered Public Accounting Firm

The stockholders ratified the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the Company’s fiscal year ending December 31, 2021.

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

35,569,866

  112,544   14,621   —  

Proposal Three – Advisory Approval of Executive Compensation

The stockholders cast their votes with respect to the advisory vote to approve the compensation of the Company’s named executive officers as described in the 2021 Proxy Statement, as follows:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

13,137,122

  19,978,364   1,089,238   1,492,307

Proposal Four –Approval of ESPP

The stockholders approved the ESPP.

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

34,152,636

  35,619   16,469   1,492,307


Item 9.01

Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit No.

  

Description

10.1    Qualys, Inc. 2021 Employee Stock Purchase Plan
104    Cover Page Interactive Data File (the cover page XBRL tags are embedded within the Inline XBRL document)


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  QUALYS, INC.
By:  

/s/ Joo Mi Kim

 

Joo Mi Kim

 

Chief Financial Officer

Date: June 11, 2021


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
12/31/2110-K,  SD
Filed on:6/11/214
For Period end:6/9/214,  DEF 14A
4/22/21DEF 14A,  DEFA14A
 List all Filings 


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/22/24  Qualys, Inc.                      10-K       12/31/23  103:11M
 2/23/23  Qualys, Inc.                      10-K       12/31/22   97:11M                                    RDG Filings/FA
 2/22/22  Qualys, Inc.                      10-K       12/31/21   98:10M                                    RDG Filings/FA
 8/09/21  Qualys, Inc.                      10-Q        6/30/21   75:7.8M                                   RDG Filings/FA
 7/02/21  Qualys, Inc.                      S-8         7/02/21    3:81K                                    RDG Filings/FA


1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/22/21  Qualys, Inc.                      DEF 14A     6/09/21    1:2M                                     Donnelley … Solutions/FA
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