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Alleghany Corp./DE – ‘8-K’ for 5/6/21

On:  Thursday, 5/6/21, at 4:08pm ET   ·   For:  5/6/21   ·   Accession #:  1193125-21-153269   ·   File #:  1-09371

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/06/21  Alleghany Corp./DE                8-K:2,9     5/06/21   11:351K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     25K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    123K 
 7: R1          Document and Entity Information                     HTML     47K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
 6: XML         XBRL Instance -- d180680d8k_htm                      XML     13K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.LAB  XBRL Labels -- y-20210506_lab                        XML     55K 
 5: EX-101.PRE  XBRL Presentations -- y-20210506_pre                 XML     35K 
 3: EX-101.SCH  XBRL Schema -- y-20210506                            XSD     12K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    19K 
11: ZIP         XBRL Zipped Folder -- 0001193125-21-153269-xbrl      Zip     25K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

  Form 8-K  
 i ALLEGHANY CORP /DE  i false  i 0000775368 0000775368 2021-05-06 2021-05-06




FORM  i 8-K


SECTION 13 OR 15(d) OF


Date of Report (Date of earliest event reported):         i May 6, 2021

                 ALLEGHANY CORPORATION                 

(Exact name of registrant as specified in its charter)


 i Delaware

    i 1-9371   

 i 51-0283071    

(State or other jurisdiction

of incorporation)

   (Commission File Number)   

(IRS Employer      

Identification No.)


 i 1411 Broadway,  i 34th Floor,  i New York,  i New York

   i 10018               

(Address of principal executive offices)

  (Zip Code)           

Registrant’s telephone number, including area code:  i (212)  i 752-1356

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class   Trading Symbol(s)   Name of each exchange on which registered

 i Common Stock, $1.00 par value

   i Y    i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company         i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.              ☐

Item 2.02

Results of Operations and Financial Condition.

On May 6, 2021, Alleghany Corporation issued a press release on the subject of its financial results for the quarter ended March 31, 2021. A copy of such release is furnished herewith as Exhibit 99.1. The information hereunder shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be incorporated by reference into a filing under the Securities Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.


Item 9.01

Financial Statements and Exhibits.

(d) Exhibits


                99.1    Press release of Alleghany Corporation, dated May 6, 2021
                104    Cover Page Interactive Data File (embedded within the Inline XBRL document)




Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: May 6, 2021    By:  /s/ Kerry J. Jacobs                        
           Name: Kerry J. Jacobs

        Title: Executive Vice President and

                     Chief Financial Officer



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:5/6/2110-Q
3/31/2110-Q,  4
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Filing Submission 0001193125-21-153269   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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