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Waters Corp./DE – ‘8-K’ for 5/11/21

On:  Wednesday, 5/12/21, at 1:17pm ET   ·   For:  5/11/21   ·   Accession #:  1193125-21-158713   ·   File #:  1-14010

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/12/21  Waters Corp./DE                   8-K:5       5/11/21   10:157K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     32K 
 6: R1          Document and Entity Information                     HTML     46K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
 5: XML         XBRL Instance -- d484410d8k_htm                      XML     13K 
 7: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.LAB  XBRL Labels -- wat-20210511_lab                      XML     53K 
 4: EX-101.PRE  XBRL Presentations -- wat-20210511_pre               XML     33K 
 2: EX-101.SCH  XBRL Schema -- wat-20210511                          XSD     12K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
10: ZIP         XBRL Zipped Folder -- 0001193125-21-158713-xbrl      Zip      9K 


‘8-K’   —   Current Report


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 iX: 
  8-K  
 i WATERS CORP /DE/  i NYSE  i false  i 0001000697 0001000697 2021-05-11 2021-05-11

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i May 11, 2021

 

 

Waters Corporation

(Exact Name of Registrant as Specified in its Charter)

 

 

 

 i Delaware    i 01-14010    i 13-3668640

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 i 34 Maple Street

 i Milford,  i Massachusetts  i 01757

(Address of Principal Executive Offices) (Zip Code)

 i (508)  i 478-2000

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

 i Common stock, par value $0.01 per share    i WAT   New York Stock Exchange, Inc.

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.07

Submission of Matters to a Vote of Security Holders

A total of 55,237,764.42 shares were present or represented by proxy at the annual meeting of stockholders of Waters Corporation (the “Company”) on May 11, 2021, representing approximately 89% of all shares entitled to vote. The final results of voting on each of the matters submitted to a vote of stockholders during the annual meeting are as follows:

 

PROPOSAL 1. ELECTION OF DIRECTORS    For      Against      Abstain      Broker
Non-Votes
 

Election of Directors:

           

Linda Baddour

     53,095,723.42        417,585.00        24,485.00        1,699,971.00  

Udit Batra, Ph.D.

     52,579,229.42        936,045.00        22,519.00        1,699,971.00  

Michael J. Berendt, Ph.D.

     50,929,717.42        2,533,699.00        74,377.00        1,699,971.00  

Edward Conard

     51,112,662.42        2,351,237.00        73,894.00        1,699,971.00  

Gary E. Hendrickson

     53,057,006.42        452,514.00        28,273.00        1,699,971.00  

Pearl. S. Huang, Ph.D.

     53,227,624.42        282,606.00        27,563.00        1,699,971.00  

Christopher A. Kuebler

     50,866,194.42        2,643,967.00        27,632.00        1,699,971.00  

Flemming Ornskov, M.D., M.P.H.

     47,364,041.42        6,145,678.00        28,074.00        1,699,971.00  

Thomas P. Salice

     50,018,604.42        3,492,327.00        26,862.00        1,699,971.00  

In accordance with the Company’s Amended and Restated Bylaws and pursuant to the foregoing vote, each of the nominated directors was re-elected to the Company’s Board of Directors.

 

PROPOSAL 2. RATIFICATION OF SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
   For      Against      Abstain      Broker
Non-Votes
 
     52,268,415.42        2,944,578.00        24,771.00        —    

Pursuant to the foregoing vote, the ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021, was approved.

 

PROPOSAL 3. NON-BINDING VOTE ON NAMED
EXECUTIVE OFFICER COMPENSATION
   For      Against      Abstain      Broker
Non-Votes
 
     43,994,001.00        9,499,895.42        43,897.00        1,699,971.00  

Pursuant to the foregoing vote, the stockholders adopted a non-binding advisory resolution indicating their approval of the compensation paid to the Company’s named executive officers.

 

2


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

WATERS CORPORATION
By:  

/s/ Keeley A. Aleman

Name:   Keeley A. Aleman
Title:   Senior Vice President, General Counsel and Secretary

Dated: May 12, 2021

 

3


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
12/31/2110-K,  11-K,  4,  SD
Filed on:5/12/213,  4
For Period end:5/11/21DEF 14A
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