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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/21/21 Nasdaq, Inc. 8-K:2,7,8,9 4/21/21 13:497K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 30K 2: EX-99.1 Miscellaneous Exhibit HTML 163K 3: EX-99.2 Miscellaneous Exhibit HTML 11K 9: R1 Document and Entity Information HTML 56K 11: XML IDEA XML File -- Filing Summary XML 13K 8: XML XBRL Instance -- d141541d8k_htm XML 23K 10: EXCEL IDEA Workbook of Financial Reports XLSX 6K 5: EX-101.DEF XBRL Definitions -- ndaq-20210421_def XML 43K 6: EX-101.LAB XBRL Labels -- ndaq-20210421_lab XML 71K 7: EX-101.PRE XBRL Presentations -- ndaq-20210421_pre XML 44K 4: EX-101.SCH XBRL Schema -- ndaq-20210421 XSD 18K 12: JSON XBRL Instance as JSON Data -- MetaLinks 14± 23K 13: ZIP XBRL Zipped Folder -- 0001193125-21-123596-xbrl Zip 33K
| 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i April 21, 2021
i Nasdaq, Inc.
(Exact name of registrant as specified in its charter)
| i Delaware | i 001-38855 | i 52-1165937 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
| i 151 W. 42nd Street, i New York, i New York |
i 10036 | |
| (Address of principal executive offices) | (Zip code) |
Registrant’s telephone number, including area code: +1 i 212 i 401 8700
No change since last report
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered | ||
| i Common Stock, $0.01 par value per share | i NDAQ | i The Nasdaq Stock Market | ||
| i 0.875% Senior Notes due 2030 | i NDAQ30 | i The Nasdaq Stock Market | ||
| i 1.75% Senior Notes due 2029 | i NDAQ29 | i The Nasdaq Stock Market | ||
| i 1.75% Senior Notes due 2023 | i NDAQ23 | i The Nasdaq Stock Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 2.02. | Results of Operations and Financial Condition. |
On April 21, 2021, Nasdaq, Inc. (“Nasdaq”) issued a press release providing financial results for the first quarter of 2021. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
| Item 7.01. | Regulation FD Disclosure. |
On April 21, 2021, Nasdaq posted slides to be used in its earnings presentation for the first quarter of 2021 on its website at http://ir.nasdaq.com/.
| Item 8.01. | Other Events. |
On April 21, 2021, Nasdaq issued a press release announcing the declaration of a quarterly cash dividend. A copy of the press release is attached as Exhibit 99.2 to this Current Report on Form 8-K and is incorporated herein by reference.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit No. |
Exhibit Description | |
| 99.1 | Press release dated April 21, 2021 relating to financial results for the first quarter of 2021. | |
| 99.2 | Press release dated April 21, 2021 relating to the declaration of a quarterly cash dividend. | |
| 104 | Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document. | |
The information set forth under “Item 2.02 Results of Operations and Financial Condition” and “Item 7.01 Regulation FD Disclosure” is intended to be furnished pursuant to Item 2.02 and Item 7.01, respectively. Such information, including Exhibit 99.1, shall not be deemed “filed” for purposes of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference into any of Nasdaq’s filings under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: April 21, 2021
| Nasdaq, Inc. | ||
| By: | /s/ John A. Zecca | |
| John A. Zecca | ||
| Executive Vice President and Chief Legal Officer | ||
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / For Period end: | 4/21/21 | None on these Dates | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/21/24 Nasdaq, Inc. 424B7 2:715K Donnelley … Solutions/FA 3/19/24 Nasdaq, Inc. 424B7 1:695K Donnelley … Solutions/FA 6/26/23 Nasdaq, Inc. 424B5 2:850K Donnelley … Solutions/FA 6/26/23 Nasdaq, Inc. 424B5 2:883K Donnelley … Solutions/FA 6/20/23 Nasdaq, Inc. 424B5 1:823K Donnelley … Solutions/FA 6/20/23 Nasdaq, Inc. 424B5 1:836K Donnelley … Solutions/FA 3/04/22 Nasdaq, Inc. 424B5 2:613K Donnelley … Solutions/FA 3/02/22 Nasdaq, Inc. 424B5 1:591K Donnelley … Solutions/FA 7/29/21 Nasdaq, Inc. 424B5 1:867K Donnelley … Solutions/FA 7/27/21 Nasdaq, Inc. 424B5 1:861K Donnelley … Solutions/FA 4/30/21 Nasdaq, Inc. S-3ASR 4/30/21 4:346K Donnelley … Solutions/FA |