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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/13/21 Bank of New York Mellon Corp. 8-K:7,9 4/13/21 12:6.8M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 29K 2: EX-99.1 Miscellaneous Exhibit HTML 30K 8: R1 Document and Entity Information HTML 50K 10: XML IDEA XML File -- Filing Summary XML 12K 7: XML XBRL Instance -- d102871d8k_htm XML 18K 9: EXCEL IDEA Workbook of Financial Reports XLSX 6K 4: EX-101.DEF XBRL Definitions -- bk-20210413_def XML 40K 5: EX-101.LAB XBRL Labels -- bk-20210413_lab XML 66K 6: EX-101.PRE XBRL Presentations -- bk-20210413_pre XML 42K 3: EX-101.SCH XBRL Schema -- bk-20210413 XSD 15K 11: JSON XBRL Instance as JSON Data -- MetaLinks 14± 21K 12: ZIP XBRL Zipped Folder -- 0001193125-21-113983-xbrl Zip 20K
| 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i April 13, 2021
i THE BANK OF NEW YORK MELLON CORPORATION
(Exact name of registrant as specified in its charter)
| i Delaware | i 001-35651 | i 13-2614959 | ||
| (State or other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
| i 240 Greenwich Street i New York, i New York |
i 10286 | |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s telephone number, including area code: i (212) i 495-1784
Not Applicable
(Former name or former address if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered | ||
| i Common Stock, $0.01 par value | i BK | i New York Stock Exchange | ||
| 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (fully and unconditionally guaranteed by The Bank of New York Mellon Corporation) | i BK/P | i New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 7.01. | Regulation FD Disclosure. |
On Tuesday, April 13, 2021, at approximately 9 a.m. ET, Thomas P. (Todd) Gibbons, Chief Executive Officer of The Bank of New York Mellon Corporation (the “Company”), is scheduled to present at the Company’s Annual Meeting of Stockholders, which will be held by remote communication (the “Annual Meeting”). The slides that will be presented at the meeting will be available at www.bnymellon.com/investorrelations and are furnished as Exhibit 99.1 to this Current Report on Form 8-K.
Stockholders of record as of February 16, 2021, can attend the Annual Meeting at www.virtualshareholdermeeting.com/BK2021 and login by entering the 16-digit control number found on their proxy card or voting instruction form. Once admitted, such stockholders may submit questions, vote or view the Company’s list of stockholders during the Annual Meeting by following the instructions that will be available on the meeting website. Interested persons who were not stockholders as of February 16, 2021, may still view a webcast of the meeting by visiting www.virtualshareholdermeeting.com/BK2021. Replays of the webcast will be available at the same site for one month after the meeting date.
The information in this Item 7.01 and in Exhibit 99.1 attached to this Current Report on Form 8-K is being “furnished” pursuant to General Instruction B.2 of Form 8-K and is not “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities under that Section, and shall not be incorporated by reference into any filings the Company has made or may make under the Securities Act of 1933 or Exchange Act, except as otherwise expressly stated in such filing.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits
| Exhibit Number |
Description | |
| 99.1 | Presentation for the Company’s Annual Meeting of Stockholders on April 13, 2021 | |
| 104 | Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| The Bank of New York Mellon Corporation (Registrant) |
||||||||
| Date: April 13, 2021 | By: | |||||||
| Name: | James J. Killerlane III | |||||||
| Title: | Secretary | |||||||
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / For Period end: | 4/13/21 | 3, 8-K, DEF 14A | ||
| 2/16/21 | 13F-HR/A, 4, SC 13G/A | |||
| List all Filings | ||||